EFTA01374780.pdf

Classification: Confidential We are waiting for IB to send back a corrected request. Our transfer department reached out to IB with what they needed. It may help if you push the people at IB. From: Richard Kahn Sent: Thursday, March 07, 2019 2:18 PM To: Liam Osulliva Cc: Stewart Oldfield Subject: Re: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 ICI any updates please advise thanks Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York, NY 10022 On Mar 6, 2019, at 6:00 PM, Liam Osullivan •t , wrote: Classification: Confidential Rich, It looks like the transfer request came in today but will be rejected again for Tax ID mismatch. I will know more tomorrow. Thanks Liam From: Richard Kah Sent: Wednesday, March 06, 2019 9:22 AM To: Liam Osullivan Cc: Stewart Oldfield Subject: Re: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 IC] ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0069651 CONFIDENTIAL SDNY_GM_00215835 EFTA01374780