EFTA01374779.pdf

From: Liam OsiA% Sent: 3/8/2019 9:55:39 AM To: Richard Kahn CC: Stewart Oldfield Subject RE: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 (CI Classification: Confidential Rich, IB did not send back the corrected request. The latest request was rejected. They will need to re-submit with the correct tax id. We could also process a free delivery and wire with signed instructions. Thank you, Liam Liam O'Sullivan Investmei is It l'rading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue New York. NY 10154-0004. USA Tel. Mobil Email Visit us. Into:. deutscheoealth coin. #Positivelmpact IWP products and services are intended for and available only to sophisticated. experienced investors who qualify as Institutional accounts' under FINRA Rule 4512(c)(3). and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for dscussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP we offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Liam Osullivan Sent: Thursday, March 07, 2019 2:57 PM To: 'Richard Kahn' Cc: Stewart Oldfield Subject: RE: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 (C) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069650 CONFIDENTIAL SDNY_GM_00215834 EFTA01374779