EFTA01522455.pdf

GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 9/1/13 to 9130/13 Trade Date Type Per Unit Reeked Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 9/25 Sale HONEYWELL INTERNATIONAL INC G 84.1581 8,163.34 (97.000) 84.137 8,161.26 (6.626.07) 1,535.19 S 9/30 Hugh Cost BROKERAGE 1.94 TAX 8/OR SEC .14 MORGAN STANLEY & CO. U.0 (ID: 438516-10-6) 9/25 Sale WALGREEN CO CO 54.9554 2,308.13 BROKERAGE 0.84 (42000) 54.935 2,307.25 (1.658.38) 650.87 S 9/30 High Cost TAX &OR SEC .04 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 931422-10-9) 9/25 Sale WALGREEN COQ 55.23698,561.72 BROKERAGE 4.65 (155.000) 55.206 8.556.92 (8.112.84) 2,444.08 S 9/30 High Cost TAX WOR SEC .15 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 931422-10-9) Total Settled Sales/Maturities/Redemptions $99,706.06 ($82,010.61) 617,698.64 S Trade Date Per Unk Settle Date Type Description Quantity Amount Market Cost Settled Securthes Purchased 9/19 Purchase UNITED PARCEL SERVICE INC CL B 4 91.7593 82.000 91.779 (7,525.90) 9/24 7,524.26 BROKERAGE 1.64 GOLDMAN SACHS & CO. (ID: 911312-104) 9/19 Purchase BAXTER INTERNATIONAL INC C 72.14595,338.80 74.000 72166 (5,340.28) 9/24 BROKERAGE 1.48 JEFFERIES & COMPANY (ID: 071813-10-9) 9/19 Purchase UNITED PARCEL SERVICE INC CL B * 91.805 19.000 91.825 (1,740.88) 9/24 1,740.50 BROKERAGE 0.38 IVY SECURITIES, INC. (ID: 911312.10.6) 9/19 Purchase BAXTER INTERNATIONAL INC 0 71.86 215.58 3.000 71.88 (215.64) 9/24 BROKERAGE 0.08 PERSHING 8 COMPANY (ID: 071813-10-9) JP Morgan Page 12 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049997 Chase CONFIDENTIAL SDNY_GM_00319195 EFTA01522455