EFTA01522454.pdf

GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 9/1/13 to 9130/13 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss Trade Date Type Per Unit Realized Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 9/19 Sale HONEYWELL INTERNATIONAL INC § 86,8523 7,816.71 (90.000) 86.831 7,814.77 (6.702.53) 1,112.24 S 9/24 High Cost BROKERAGE 1.80 TAX 8/OR SEC .14 SANFORD C. BERNSTEIN 8 CO.INC.(SCB (ID: 438516-10-6) 9/20 Sale HONEYWELL INTERNATIONAL INC § 86.17 15,079.75 (175.000) 86.149 15,075.99 (13,032.69) 2,043.30 S 9/25 High Cost BROKERAGE 3.50 TAX 8/OR SEC .26 GOLDMAN SACHS 8 CO. (ID: 438516-10-6) 823 Sale HONEYWELL INTERNATIONAL INC § 84.2927 11,969.56 (142.000) 84.271 11,966.51 (10,180.69) 1,785.82 S 9/28 High Cost BROKERAGE 2.84 TAX 8/OR SEC .21 GOLDMAN SACHS 8 CO. (ID: 438516-104) 823 Sale WALGREEN CO 0 56.4563 10,105.68 BROKERAGE 3.58 (179.000) 56.435 10,101.92 (8,876.04) 1,225.88 S 9/26 High Cost TAX 8/OR SEC .18 MORGAN STANLEY & CO. LLC (ID: 931422-10-9) 9/23 Sale WALGREEN CO 0 56.5318 3,165.78 BROKERAGE 1.12 (56.000) 56.511 3,164.60 (2.776.88) 387.74 S 9/26 High Cost TM 8/OR SEC .06 IVY SECURITIES, INC. (ID: 931422-10-9) 9/24 Sale HONEYWELL INTERNATIONAL INC a 84.518 11,156.38 (132.000) 84.497 11,153.55 (9,016.92) 2,136.63 S 9/27 High Cost BROKERAGE 2.64 TAX 8/OR SEC .19 GOLDMAN SACHS 8 CO. (ID: 438516-10-6) 9/24 Sale WALGREEN COQ 55.5249 17,101.67 BROKERAGE 6.16 (308.000) 55.504 17,095.21 (13,953.35) 3,14t86 S 9/27 High Cost TAX EJOR SEC .30 BARCLAYS CAPITAL LE (ID: 931422-10-9) 9/24 Sale WALGREEN COQ 55.6512 1,613.88 BROKERAGE 0.87 (29.000) 55.62 1,612.98 0,143.69) 469.29 S 9/27 High Cost TAX 8JOR SEC .03 S G COWEN & CO (ID: 931422-10-9) 9/25 Sale WALGREEN COQ 55.084 2,699.12 BROKERAGE 0.98 (49.000) 55.063 2,698.09 (1,932.45) 765.64 S 9/30 High Cost TAX 8/OR SEC .05 JEFFERIES 8 COMPANY (ID: 931422-10-9) J.P.Morgan Page 11 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049996 Chase CONFIDENTIAL SDNY_GM_00319194 EFTA01522454