EFTA01460984.pdf

USPB relationships by size tier - size tier in EUR - data in USD # % of total % total Revenue Q1 % of total Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue KANRICH ALICE 1 0% 1,902,220 0% 4,447 0% SMITHERS BRINK 1 0% 1,900,231 0% 7,253 0% CONCANNON PAT 1 0% 1,900,205 0% 4,714 0% TANDY RUSSELL 1 0% 1,899,671 0% 23 0% PALMER ROBERT J 1 0% 1,897,801 0% 5,474 0% MARSDEN GARY 1 0% 1,893,800 0% 4,731 0% BREWER FRANK 1 0% 1,890,000 0% 2,066 0% MACKEY JOAN C 1 0% 1,889,746 0% 4,675 0% HEKMA NB 1 0% 1$80,966 0% 6,727 0% BELKNAP R 1 0% 1,869,403 0% 6,679 0% KUSHNER HAROLD 1 0% 1,868,061 0% 3,590 0% KLAUSNER JUDAH 1 0% 1,861,764 0% 2,310 0% LEWIS R FAMILY 1 0% 1,850,376 0% - 0% FEDDELER PAMELA 1 0% 1,850,122 0% 2,389 0% BRADLEY WILLIAM G 1 0% 1,848,426 0% 6,675 0% HART JAMES A 1 0% 1,845,699 0% 6,745 0% BECK BERNARD 1 0% 1,845,431 0% 6,519 0% FABENS AL 1 0% 1,834,233 0% 6,560 0% FAGAN J VINCENT 1 0% 1,833,129 0% 3,055 0% KATZ SAMUEL LRELATI 1 0% 1,832,228 0% 28,186 0% YABU PUSHELBERG 1 0% 1,831,000 0% 7,338 0% MEYUHAS MARK 1 0% 1,828,330 0% 6,932 0% CHERNOV 1 0% 1,824,605 0% 7,312 0% HOBBS JOHN 1 0% 1,823,025 0% 4,181 0% MURRAY MARY VH 1 0% 1,821,877 0% 6,462 0% KESSLER FELISA H 1 0% 1,818,750 0% 9,562 0% MERKEL ED 1 0% 1,817,069 0% 4,209 0% JOHN MOWINCKEL 1 0% 1,815,694 0% 8,942 0% SWIFT EF 1 0% 1,813,125 0% 10 0% LUDWIG ROBERT C 1 0% 1,809,167 0% 5,331 0% NEWMAN ETHEL S 1 0% 1,806,471 0% 1,213 0% MUSCATO DAVE 1 0% 1,801,178 0% 1,100 0% ZIA KAMRA 1 0% 1,800,829 0% 1,427 0% MILLIGAN ROGER 1 0% 1,799,500 0% 4,435 0% MARSHALL B&A 1 0% 1,797,734 0% 78 0% COHU ADELAIDE 1 0% 1,793,175 0% 57 0% KITTREDGE BR 1 0% 1,785,243 0% 6,352 0% MAKEDA RILEY 1 0% 1,783,154 0% 131 0% REAVES PAUL 1 0% 1,782,205 0% 5,343 0% ROOKE V W JR 1 0% 1,781,418 0% 2,804 0% HILL DAN 1 0% 1,778,803 0% 6,081 0% REED FRANCIS C 1 0% 1,776,903 0% 638 0% PEARSON ROBERT D 1 0% 1,774,197 0% 6,533 0% PEUS BRENT 1 0% 1,770,000 0% 6,019 0% MORRISON ROGER 1 0% 1,767,853 0% 6,377 0% SIFFRINGER DAVID A 1 0% 1,766,644 0% 9,324 0% WHITE SUMNER W 1 0% 1,765,201 0% 2,925 0% GASQUE BEATRICE S 1 0% 1,758,948 0% 6,554 0% FREISE AUGUST 1 0% 1,758,924 0% 95 0% KAUTEN RALPH 1 0% 1,746,543 0% 4,271 0% LYNCH JOSEPH 1 0% 1,742,583 0% 1,596 0% OLMSTED ROBERT M 1 0% 1,733,200 0% 51,759 0% BARBER GARY 1 0% 1,732,547 0% 1,648 0% SHERWOOD C&T 1 0% 1,731,076 0% 2,310 0% 26/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122757 CONFIDENTIAL SDNY_GM_00268941 EFTA01460984