EFTA01460983.pdf

USPB relationships by size tier - size tier in EUR - data in USD # % of total % total Revenue Q1 % of total Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue MCCRACKEN WILLIAM C 1 0% 2,036,814 0% 5,216 0% GALE MARGARET S 1 0% 2.035,293 0% 117 0% MANN JOSEPH J 1 0% 2,034,515 0% 1,522 0% HONIGMAN CAROL 1 0% 2,034,143 0% - 0% HESS GERTRUDE 1 0% 2,033,750 0% 5,142 0% SPEISER ROBERT D 1 0% 2,030,184 0% 87 0% CHAMBERS RAYMOND G 1 0% 2,030,000 0% 11,307 0% EINSIEDLER CHARLES 1 0% 2,028,419 0% 1,012 0% LEONARD CHARLES L 1 0% 2,022,751 0% 7,376 0% BURROUGHS WARREN 1 0% 2,021,271 0% 549 0% ODOM LAMAR 1 0% 2,017,191 0% 7,494 0% GARDINER PETER 1 0% 2,012,069 0% 4,935 0% HOPPER EST HOME 1 0% 2,008,488 0% 7,163 0% RELATIONSHIP SCIENC 1 0% 2,006,712 0% 4,007 0% LEVY HARRIET GOLDIN 1 0% 2,004,701 0% 4,913 0% BENSON J SCOTT 1 0% 2,000,047 0% 4,094 0% JR FENNELL LIMITED 1 0% 2.000,000 0% 5,885 0% BERNERT MICHAEL J 1 0% 2,000,000 0% 7,390 0% BITON DAVID 1 0% 2,000,000 0% 11,140 0% TRAYLOR MICHAEL 1 0% 2,000,000 0% 12,390 0% BARR DEBORAH 1 0% 2,000,000 0% 6,650 0% NOAM SHEMEL 1 0% 2,000,000 0% 10,515 0% FEDDER JOEL 1 0% 2,000,000 0% 10,515 0% TAYLOR GEOFFREY & M 1 0% 1,999,839 0% 11,138 0% KHALILZAD ZALMAY M 1 0% 1,999,819 0% 11,139 0% RICK AND KILENE LEW 1 0% 1,999,769 0% 9,889 0% JACQUES A&C 1 0% 1,999,203 0% 3,313 0% HALPERIN DAVID 1 0% 1,997,452 0% 5,813 0% FRIEDBERG FAMILY 1 0% 1,994,409 0% 4,464 0% BENZIGER FAMILY 1 0% 1,990,000 0% 12,514 0% ROTHMAN 1 0% 1$86,867 0% 6,454 0% HSU IRENE 1 0% 1,977,522 0% 7,124 0% ZAP 11C LLC 1 0% 1,974,572 0% 12,232 0% ARRIZURIETA CARLOS 1 0% 1,968,094 0% 4,531 0% LASKY FAMILY 1 0% 1,963,621 0% 12,492 0% HOUGH RON 1 0% 1,960,000 0% 4,064 0% COLTON ANNE 1 0% 1,957,749 0% 6,998 0% MILLER BRADLEY 1 0% 1,951,723 0% 1,030 0% MONTEMAYOR ARTURO 1 0% 1,950,030 0% 10,252 0% AMERICA MB 1 0% 1,949,124 0% 7,631 0% COUGHLAN GERALD 1 0% 1,946,991 0% 4,788 0% MANDEL SIDNEY 1 0% 1,943,544 0% 6,573 0% DOUGLAS J ZYCH 1 0% 1.937,986 0% 9,602 0% CROSLEY CHARLO 1 0% 1,937,911 0% 1,446 0% MINOR ANN M 1 0% 1,931,674 0% 2,749 0% GINSBERG DARRIN MIC 1 0% 1.925,000 0% 10,722 0% LEHR ELEANOR M 1 0% 1,919,771 0% 5,486 0% SRINIVASAN 1 0% 1.919,154 0% 5,892 0% SELLERS A&C 1 0% 1,918,072 0% 4,465 0% SORRA LEMBITU 1 0% 1,914,477 0% 1,068 0% RUTHERFURD WIN 1 0% 1,911,676 0% 4,805 0% LAINER NAHUM 1 0% 1,909.049 0% 2.428 0% KRISILOFF B 1 0% 1,906,567 0% 5,281 0% LUBARSKY DAVID 1 0% 1,905,000 0% 10,522 0% 25/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122756 CONFIDENTIAL SDNY_GM_00268940 EFTA01460983