EFTA01520883.pdf

GHISLAINE MAXWELL For the Period II/I/I I to I WWII Trade Date Type Per Unit Rotated Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GairVLoss Pending Sales, Maturities. Redemptions 11/28 Sale RESEARCH IN MOTION LIMITED (ID: 760975-10-2) (400.000) 16.40 6.535.87 (44,361.72) (37.825.85) 12/1 11/29 Sale HUMANA INC (ID: 444859-10-2) (63.000) 86.45 5,442.46 12/2 11/30 Sale DOMINION RESOURCES INC VA (ID: 25746U-10-9) (182.000) 51.58 9,376.45 17)5 11/30 Sale RESEARCH IN MOTION LIMITED (ID: 700975-10-2) (400.000) 18.00 7,175.86 (40.329.00) (33,153.14) L 12/5 Total Pending Sales, Maturities, Redemptions $92,325.76 (5130,792.72) (5110,621.12) L COST ADJUSTMENTS Cost Basis Softie Date Type DescrIpdon Quantity Adjustments 11117 Amortization STATE OF NEW YORK DORMITORY AUTH REVS NON ST 100,000.000 (4.22) SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/1312008 HELD BY DTC BOOK ENTRY ONLY MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 649903-84-2) 11/17 Amortization STATE OF NEW YORK DORMITORY AUTH REVS NONST 100,000.000 (13.28) SUPPORTED DEBT MUN HLTH FAGS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12121/2001 HELD BY DTC BOOK ENTRY ONLY MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 649903-F5-5) Total Cost Adjustments (517.60) JP Morgan Page 32 of 66 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048227 Chase CONFIDENTIAL SDNY_GM_00317425 EFTA01520883