EFTA01520882.pdf

GHISLAINE MAXWELL ACCT. For the Period 11/1/I1 to 11/30/11 Trade Date Per Unit Sett '.e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 11/22 Purchase MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 50900.000 110.80 (55.424.00) 11/28 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/0172016 . 100 (1110.848 JP MORGAN SECURITIES LLC (BIDL) (ID: 59455T-PF-3) Total Settled Securities Purchased ($219,967.00) Trade Date Type Per Unk Realized Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales. Maturities. Redemptions 11128 Sale ACCENTURE PLC-CL A (ID: G1151C-10-1) (123.000) 55.12 6,77224 12/1 11/28 Sale ACE LTD NEW (ID: H0023R-10.5) (113.000) 65.92 7,442.08 12/1 11/28 Sale AUTOZONE INC (ID: 053332-10-2) (22.000) 320.00 7,038.54 12/1 11/28 Sale COMCAST CORP CL A (ID: 20030N-10-1) (380.000) 21.72 7,797.47 12/1 11/28 Sale NIKE INC B (ID: 654105-10-3) (118.000) 94.79 10,988.48 12/1 11728 Sale ORACLE CORP (ID: 68389X-10-5) (237.000) 29.78 7,043.57 12/1 11/28 Sale RESEARCH IN MOTION LIMITED (ID: 760975-10.2) (400.000) 16.40 6,459.87 (46.102.00) (39.642.13) L 12/1 11/28 Sale VERIZON COMMUNICATIONS INC (ID: 92343V-10.4) (283.000) 38.79 10,252.89 12/1 JP Morgan Page 31 (NM Confidential Treatment Requested by JPMorgan JPM-SDNY-00048226 Chase CONFIDENTIAL SDNY_GM_00317424 EFTA01520882