EFTA01520881.pdf

GHISLAINE MAXWELI For the Period I UM I to 11/30/11 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss Trade Date Type Per Unit Realized Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 11/14 Sale STATE OF NEW YORK DORMITORY AUTH REVS NON ST (100,000.000) 108.40 106,375.00 (100,085.58) 8,289.42 L 11/17 High Cost SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY 0 108.375 JP MORGAN SECURITIES LLC (BIDL) (ID: 849903-84-2) 11/14 Sale STATE OF NEW YORK DORMITORY AUTH REVS NONST (100,000.000) 106.20 106,180 00 (100,224.86) 5,955.14 I. 11/1] High Cost SUPPORTED DEBT MUN HLTH FAGS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY 0 106.18 JP MORGAN SECURITIES LLC (BIDL) (ID: 649903-F5-5) Total Settled Sales/Maturities/Redemptions $214,555.00 (5200,310.44) S14,244.58 L Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 11/14 Purchase BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM 100000.000 110.50 (110,503.00) 11/17 SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02J15/2017 @ 1000 110.503 JP MORGAN SECURITIES LLC (BIDL) (ID: 090674-FV-5) 11/22 Purchase MA ST HLTH 8 EDUCTNL FAGS AUTH REVENUE HARVARD 50,000.000 108.10 (54.040 00) 11/28 UNIV 5% 8 JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 108.08 JP MORGAN SECURITIES LLC (BIDL) (ID: 57588C-PAH)) JP Morgan Page 30 of 66 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048225 Chase CONFIDENTIAL SDNY_GM_00317423 EFTA01520881