EFTA01363023.pdf

From: Aiasha Khokhar Sent: 4/19/2018 4:59:54 PM To: Zack Bunimovich Martin Zeman Nina Tona CC: Liam Osullivan Davide-A Sferrazza ; Xavier Avila Joshua Shoshan Subject: RE: Southern Financial - KYC Docs. 111 Classification: For internal use only Hi Zack: Please attach the CRS form to review. However the client must reach out to their tax team for clarification as we are not authorized to give tax advice or help. Client also has to provide a tax form as well. Thanks Best Regards, Aiasha Khokhar From: Zack Bunimovich Sent: Thursday, April 19, 2018 1:22 PM To: Martin Zeman Nina Tona Aiasha Khokhar Cc: Liam Osullivan Davide-A Sferrazza ; Xavier Avila Joshua Shoshan Subject: RE: Southern Financial - KYC Docs. Classification: For Internal use only Hi Aiasha, I was told you would be able to assist with the below questions Southern Financial had about our CRS form. Can you take a look? Martin — I will see if this confirmation from Richard works... Thanks, Zack From: Martin Zeman Sent: Thursday, April 19, 2018 10:54 AM To: Zack Bunimovich Nina Tona Cc: Liam Osullivan Davide-A Sferrazza Xavier Avila Joshua Shoshan Subject: RE: Southern Financial - KYC Docs. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052854 CONFIDENTIAL SDNY_GM_00199038 EFTA01363023