EFTA01363024.pdf

From: Zack Bunimovich Sent: 5/18/20181:15:09 PM To: Nina Tona ;ODC-Equities Account-Opening Jesse-1 Cruz CC: ODC FixedlncomeRepoECM Martin Zeman Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC Attachments: Request ID ONB-1135648 Southern Financial, LLC (13.8 KB).msg; RE_ Request ID ONB-1135648 Southern Financial, LLC [I] (3.92 KB).msg Classification: For internal use only Hi Nina, I believe James was speaking about the AFC review for the account. Now that the AFC piece was approved, the account was able to move forward to the downstream operational setups. This is essentially the last part in the process. The ask is for some sort of confirmation details to use for margining with Southern. Attaching the original ask here. Thanks, Zack From: Nina Tona Sent: Friday, May 18, 2018 1:02 PM To: Zack Bunimovich ODC-Equities Account-Opening < Jesse-1 Cruz Cc: ODC FixedlncomeRepoECM <[email protected]>; Martin Zeman Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC Ill Classification: For internal use only Zack — can you please clarify the ask? I thought James said this was completed? Thank you Nina Tona KCP products and services ore intended and avoiAsb8.oniy for persons who ore sophistKotedinstautionolinvestors within the meaning of the FINRA Rule 4522(C)(3), and who are capable of evaluating me strategies, characteristics and investment risks of, and exercising independent judgment in evoNotina, the ideas andProduaschScuSsecr heron. Trades and transactions ore subject to relevant internal approvals of D8SI or its affiliates prior to execution, and the execution of any transaction or idea discussedherein is conditional on your becoming a client of Deutsche Bank fry Client Partners (XCP) products, investment ideas and solutions and related matters discussed herein ore providedfor discussion purposes only, and strictly on a non- advisory basis The KCP Americas desk does not provide investment advice. The information set forth herein is confidential andpersonal to you and is beingpresentedfor your information andfor discussion purposes only. Any reproduction and/or redistribution thereof (in whole w in port) or disclosure of its content without our written consent is stnc ay forbidden. This communication does not acne any legally binding obligation on the port of 089 or any of its affiliates. From: Zack Bunimovich Sent: Friday, May 18, 2018 12:49 PM To: ODC-Equities Account-Opening , Jesse-J Cruz Cc: ODC FixedlncomeRepoECM < >; Martin Zeman Nina Tona Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC (Ij CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052857 CONFIDENTIAL SDNY_GM_00199041 EFTA01363024