EFTA01480795.pdf

Ticket* 105258636 Account* Initiated Date 07/1342013 07:22 AM Client Name MORT INC. Account Title Initiator JUSTIN D NELSON ECI 0241873788 Account Type Initiating Team P8 FRONT OFFICE LOG PS Verify & Confirm for MORT INC. Final Risk Rating High Initial Risk Rating High GCS Report Requested Full Presence of Potential High Risk No Indicators Comments Summary of Risk Attributes Convicted Felon - Several newspaper articles were found that detail the indictment of Jeffrey Epstein in Florida on felony charges of soliciting underage prostitutes. Jeffrey Epsten served 13 months in jail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage girls. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epsten has settled a dozen civil lawsuits out of court from his victims regarding solicitation for an undisclosed amount. Please summarize any material changes There have been no changes. which have occurred with the client within the past 12 months: Risk Updated History ANS Creation Entered by Updated Previous Comment Date Risk Risk HHH rid Search Type Security Service Details Further Review Required Company Information Information not confirmed for 'MORT INC' Yes (Tax ID and Address): details included in the attachment. Co orate Records Not a cable. No Other Database Searches No records were found. No (RDC/MIS/Factiva) Internal Database Search (CSSS/FPS) Internal database search revealed prior Yea GS81 research for JEFFREY E EPSTEIN: and the following derogatory information was reported. RE0007: Several newspaper articles wore found that detail the indictment of Jeffrey Epstein n Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage girls. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epstein has settled a dozen ova lawsuits out of court from his victims regarding solicitation for an undisclosed amount. Reference the account titled '116 EAST 65TH ST LLC' (attached document labeled 8168599138) for previous research. State Court Searches Not a cable. No Federal Court Searches Not applicable. No Personal Particulars No additional research necessary. No Publications Nothing derogatory found. No Regulatory Sanctions No records were found. No OFAC]Contrita List Search A search of OFAC did not reveal any No matches. Negative or Inconsistent Information Yes GCS Red Dot No N • Information Found Yes Banker Attestation Details You are about to approve a high risk client. Have you Ycs included sufficient information to satisfy High Risk Enhanced Due Diligence regulatory requirements (Section 312 of the USA Patriot Act ? Confidential Treatment Requested by JPM-SDNY-00003017 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272215 EFTA01480795