EFTA01480796.pdf

As the client sponsor, I understand that I am primarily Yes responsible for protecting the firm's reputation from inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC, I am sponsoring this client as to their character and reputation and from a legalltegulatory standpoint. Please state your rationale for conducting business with this We are currently exiting the Epstem relationship. client Please respond to any issue(s) identified In the GUI grid Issues are well documented and we are exiting the reLutaship that either needs further review, or red dot which is not steady covered in a Business Case within this KYC Comments Primary Information Client Type Non individual Front Office Restricted? Normal Client Status Client Active indicator Yes Confidential Names? No Legal Business Name MORT INC. Insider Code (Reg. 0) Country of Primary Domicile UNITED STATES Primary Domicile State Virgin Islands T1Primary Country of Assets VIRGIN ISLANDS. V.S. Website Country of Organization UNITED STATES Organization State Virgin Islands Industry Code (NAIC) Personal Investment Secondary Industry Code NAIC NOT PROVIDED [ ] Companies 1525997] (NAIC) Client Legal Entity Type Corporation Client Category Profit Date of Incorporatlon/Sltus 04/12/2011 (Date of Trust) Documentary Evidence Corporation - Certified Articles of Incorporation What is the nature/purpose of The nature/purpose of this entity vi is the entity a personal Yes this entity? is Investments. Holding Company (PHC) or Personal Investment Company (PIC) located in an offshore jurisdiction? PHC/PIC Questions Are shares registered or in Registered What Is the authorized 1000.0 bearer form capitaplhis Information Is usually found in the Board Resolution andlor minutes List the total number of 1000.0 shares that have been Issued H h Risk Jurisdiction Yes Address(es) TYPs Notes Address City, State, Country Tools Entered by Date of Preferred Postal Update Code TI Legal 6100 RED ST VIRGIN Map It BATCH 0711/2012 Yes HOOK OTRS THOMAS. ISLANDS. STE 83 008021348 U.S. Phone(s)/Fax(s) Type Notes Phone Tools Entered by Date of Preferred Number U Other 6468624811 Verify To Not SYSTEM 05/22/2012 Yes Car List Other 9174147584 Verity To Not SYSTEM 05/22/2012 No Call' List Email(s) Notes Email Entered b Date of U ate Preferred Work Primary authorized DEBRA MOTE 05,222012 Yes contact person • Richard Khan Cost Center & Hierarchy Client Status Client Non Indiv.dual JUSTIN 0 NELSON Exishn• Confidential Treatment Requested by JPM-SDNY-00003018 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272216 EFTA01480796