EFTA01324812.pdf

Signature Page Summary Ghia!eine Maxwell Account Number and Description Signature Requirement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement LL 10Th 160£8£6 0177 2386 4771 02/12/2014 Package ID: 0093830915 SDNY_GM_02742191 EFTA_D0228845 EFTA01324812 Intentionally Left Blank de 0177 23864772 02/1212014 SDNY_GM_02742192 EFTA_00228846 EFTA01324813  Client Information 0 wa9] 0 uo!:ewo{ul Ghislaine Maxwell Personal Information US feaktattawrequard us Name Ghislaine Maxwell to obtain. verify and record information that kknhees Citizenship United States each person weevily Gender Female that opens an Account with us. when you open an Date of Birth Account we bra'? ask for your name, street an Marital Status Single date of Izeth aorta tax denotation number, such as a Social Secutiry number. We may atso ask to see a drivers kerne at other Contact Information documents that tvaY aeon/ Residential Address us ro identify you. City, State, Zip Code Abase mien and may 4 of the information Woo° Home Phone provickd to us when you E-mail Address opened you Account. you hate changes cant -Stu or additions, notify your financial Adykor Employment Information as soon as postal*. Employment Status Employed If you share assets with Occupation Other another guetSO4, the net worth figure here shows Occupation Industry Other yaw' paten Otey, based Employer Name The TerraMar Project upon Aft/unions you provickt Business Address %Veit/MN Inlestrnadon: City, State, Zip Code This section reflects answers you provided/elated ro younovestmenr a/ /..none., Net Worth Information market kiwwkcfge and Annual Income Range from $200,000 - $499,999 Other Meta and is used to ensue our intearnenr Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE recommendations are 9.04* for your Situabon. Net Worth (excluding primary residence) Range from $10,000,000 AND ABOVE You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 20 Equities None Bonds None Futures None Options-Buy None Options-Sell None You have indicated you are an experienced investor Knowledge of investments in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. 3 3 SDNY_GM_02742193 EFTA_00228847 EFTA01324814 UOIWUJJOWI 2u29 uolieumoitA You have indicated that you are not a control person (Policymaker, director or 10% shareholder) of a publicly traded corporation. 4 4 SDNY_GM_02742194 EFTA_00228848 EFTA01324815  U39EUII0JUI WIX/D3V r Account Information 0 3 S RMA Domestic Sole Owner Your Account Anse co./Ito the information Account Number about each dynes accounts andnoofirycur &ramie? Account Title Ghislaine Maxwell Acksos irrynedatery ifyou hare any danger or Account Address corrections. City, State zip For more information. please tele, to the MS Deposit Cards and Checks for this account, if requested, will Account Sweep Program be mailed to this address: Dirdiarure Statement. Primary Account Holder Ghislaine Maxwell Planenote the account risk profile and irytertfrient UBS will not disclose your name, address and security objective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account: other accounts Account. may hate efferent account risk profiles and inntStrnent Margin Yes objectives. Your Account AkeProfile for You have agreed that the Margin Agreement in the Completing Your Account Opening Process this pa icuas account is defined package governs your use of margin in this account and all other accounts you have now or any accounts that you may open in the future. As described in the Margin Agreement certain securities A •-nsAre Wilting to accept hiO risk to principal Agaandhigh in your Account may be loaned to UBS or to other persons or entities. 'cooky to Seek returns o'er tex. Cost Basis Method First In.First Out Different accounts may hare different risk wages Features and Services Your Investment Objective Produce a Combination of Checking Premier- RMA / BSA Income and Capital Appreciation. Investments VISA Credit (W/Rewards points) seebng both the generation of income and gronthof principal. Account Objectives and Risk Profile A senior pcabalonioaris *Med aS a President of Vice Account Risk Profile Aggressive/Speculative President. Cabinet Member, Supreme Court AntiCe, Your answers to our profiling questions: Mentor of the feint Chief's Risk Tolerance High Risk Staff. Member or Congress or a Parliament Chairperson, Produce a combination of income and capital Head or Sena Leader ora Investment Objective appreciation major refrOur organization, or the Ake. Risk/Return Objectives Higher Fluctuations, Higher Returns Investment Time Horizon Longer than 10 years (through several market cycles) Short-Term Liquidity Needs No Sweep Account Election Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT Sweep Cap Election Yes Cap Amount $250000.00 Secondary Sweep Fund UBS AG DEPOSIT ACCOUNT U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer S 5 SDNY_GM_02742195 EFTA_00228849 EFTA01324816 uogewiqui %unary uoneuno;ul lunony Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address UBS Credit Card Profile (With Rewards points) Applicant GHISLAINE MAXWELL UBS Card Program UBS Visa Signature Credit Card Card Security Contact Phone Number (Applicant) 6 6 SDNY_GM_02742196 EFTA_00228850 EFTA01324817  uopewiqui luno3Dy 02CW1OlUI WrIOW RMA Domestic Sole Owner Your Account Muse review the mforrnation Account Number about each ofyour accounts andnotify your financial Account Title Ghislaine Maxwell Advisor urvnediatei dyou have any changes or Account Address corr ctions. City, State zip ramose information, pease refer to the 085 Deposit Cards and Checks for this account, if requested, will Account Sweep Program be mailed to this address: Disclosure Statement. Primary Account Holder Ghislaine Maxwell Please note the account nsk profik and investment UBS will not disclose your name, address and security ollective below arespecifc only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. mar have different account risk profdes and investment Margin No objectives. Your Aetna Risk Profile for If you did not choose Margin when you opened this account, you may ask to establish margin by this particular &rowan defined contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your as; Account Opening Process package will govern your use of margin in this account and all other Moderate Mang to accept sane Ask to pnnonal and tolerate accounts you have now or may open in the future. some volataty to seek higher Cost Basis Method First In,First Out Different accounts may hare afferent rsk profiles Features and Services Your Investment Objective Produce a Combination of Premier- RMA / BSA Income and Ceoltal Appreciation inrestments seekmg both the generation of Account Objectives and Risk Profile income and growth ofprincipal. In accounts moth conservative Account Risk Profile Moderate or moderate risk pmAles, Your answer to our profiting questions: investment eligibffio, considerations hay:* us Risk Tolerance Moderately High Risk identify whether you May be algae to infest m certain Produce a combination of income and capital Investment Objective higher risk securities as a appreciation portion ofyoue portfolio. Risk/Return Objectives Moderate Fluctuations, Moderate Retums these Mvestments offer adabonat diversification. Investment Time Horizon 7 - 10 years A savor ()arra,official is Short-Term Liquidity Needs Yes definedas a President or Vice President Cabinet Member, Sweep Account Election Supreme Coat Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT member of the !war Meets Staff, Member of Congress or Sweep Cap Election Yes a Parliament Chayperson, Head Ce Sen Leader of a Cap Amount $250000.00 o ragious organaabon, Secondary Sweep Fund UBS AG DEPOSIT ACCOUNT or the like. U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer 7 7 SDNY_GM_02742197 EFTA_00228851 EFTA01324818  uoilewloyui lunony uogewiqui %unary Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this senrice. E-mail Address 8 8 SDNY_GM_02742198 EFTA_00228852 EFTA01324819 UOReW1001 WrIO37y UOpeW1001 WrIO3Dy RMA Domestic Sole Owner Your Account Muse renew the Warne:ion Account Number about each ofyour accounts andnotify your financial Account Title Ghislaine Maxwell Advisor urvnediatery if you hiee any changes a Account Address corrections. City, State zip Formore information pease refer to the 085 Deposit Cards and Checks for this account, if requested, will Account Sweep Program be mailed to this address: Disclosure Statement. Primary Account Holder Ghislaine Maxwell Masse note the account nsk profik and investment UBS will not disclose your name, address and security olvcrive below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. gary have different account risk profiles and investment Margin No objectives. Your Aaciunt Risk Profile for If you did not choose Margin when you opened this account, you may ask to establish margin by this particular account a termed contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your M. Account Opening Process package will govern your use of margin in this account and all other Moderate IMang to accept some ask to pnnopat and tolerate accounts you have now or may open in the future. sane a:Japery ro seek higher Cost Basis Method First In,First Out Different accounts may hare afferent ',fa wales Features and Services Your Investment Objective Produce a Combination of Premier- RMA / BSA Income and Cetoltal Appreciation wrestments seekmg both the generation of Account Objectives and Risk Profile income and growth ofprincipal. in accounts oath conservative Account Risk Profile Moderate or moderate risk profees, Your answen to our profiting questions: investment eliglbffiry considerations hap us Risk Tolerance Moderately High Risk identify whether mu may be algae to (guest in certain Produce a combination of income and capital Investment Objective Alpha risk securities as a appreciation portion ofyoue portfolio. Risk/Return Objectives Higher Fluctuations, Higher Retums these theestments offer adationai *vend:radon. Investment Time Horizon 7 - 10 years A sauce palace, official is Short-Term Liquidity Needs No definedas a Pregdenr a We President Cabinet Member, Sweep Account Election Supreme Court knife, Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT member of the Loom Chiets Staff Member of Congress or Sweep Cap Election Yes a Parliament Charpersolt Head a Sena Leader of a Cap Amount $250000.00 mope relgaus orgarteation Secondary Sweep Fund UBS AG DEPOSIT ACCOUNT or the like. U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer 9 9 SDNY_GM_02742199 EFTA 00228853 EFTA01324820 UOIWW1OJUI 11.111O3)V uoneuno;ul lunonv Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address IO ICi SDNY_GM_02742200 EFTA 00228854 EFTA01324821 uogewiqui lunow uogewiqui luno3Dy RMA Domestic Sole Owner Your Account Please review the informabon Account Number about each of your accounts and notify your nnancial Account Title Ghislaine Maxwell Advisor immec0ately if you hare afty changes Of Account Address C0fff•C00M. City, State zip FOf mote information. please refer to the ULIS Deport Cards and Checks for this account, if requested, will Account SOSNOP109ONO be mailed to this address: DiSCIOSOM Statement Primary Account Holder Ghislaine Maxwell Area note. the account risk paid& and Avestment UBS will not disclose your name, address and security obuvrwe belew are speak only Disclosure of Beneficial Ownership position to issuers of any securities held in your CO CM account: other accounts Account. may hbie [efferent account risk profiles and investment Maseru No Otyeaffe5 Vow Account Risk Profile for If you did not choose Margin when you opened this account, you may ask to establish margin by th.s partxular account 6 defined contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your as. Account Opening Process package will govern your use of margin in this account and all other Moderate Waring to accept some usk to pnnopal and tolerate accounts you have now or may open in the future. some 'Votary to seek Agnes, Woad, Cost Basis Method First In,First Out Different accounts may have different n.sk proNes Features and Services YOue Investment Objective Produce a Combination of Premier- RMA / BSA income and Capital Appreciation Investments seeking both the genesabon of Account Objectives and Risk Profile income andgrowth ofponcipal. In accounts with conservatiVe Account Risk Profile Moderate or moderate risk pages, Your answers to our proang questions: