EFTA01324858.pdf

Signature Page Summary Montpelier Trust Account Number and Description Signature Requirement RMA Domestic - Trust Client Relationship Agreement IS RMA Domestic - Trust Client Relationship Agreement 11 RMA Domestic - Trust Client Relationship Agreement SSOCESVLOOS9 0 3 Package ID: 0265007453 i SDNY_GM_02742269 EFTA_00228923 EFTA01324858 Intentionally Left Blank 8108/PUI I. WEI 889 5500 81, SONY_GM_02742270 EFTA_00228924 EFTA01324859  Client Information 0 3 0 Montpelier Trust Trust Information LI.5 Federallaw reou.yes us Trust Type Irrevocable Trust to obtain. verify and record Informanon Mar xkorthes Name Montpelier Trust each person or emery Jurisdiction US Trust MN opens an Account With K. Witt yOu open an Date Established 07/31/2018 Account we we ask lot yOur name. Weer actvess, Name of All Trustees date of bah and a tax Christine Yvonne Malina•Maxwell rdenhocahon number. such as a Social Smarty number. Jeffrey W. Roberts We May aro ask fo see a Scott Borgerson daver's Ocense or other documents that woe allow Name of All Grantors us toIdentify you. Ghislaine Maxwell !IOW& leVlen, and verify at 01 the ViOrMerrOnthat you prowled rocs when you Client Contact Information opened yOur &Muni. // you have charges, 155 Seaport Boulevard con'ections ot adafrom, Residential Address ATTN: Nutter McClennen & Fish nouryyOur Manes/Advisor LLP as soon as pOSOLee. City, State, Zip Code Boston, MA 02210.2698 // you Mete assert uoll, Home Phone (617)439 - 2149 another person, the net worth figure here saws E-mail Address jrobertsenutter.com your pOlOOn Only based 4'04 rnStruCroOnS you prrosorkd. Net Worth Information Annual Income Range from $200,000 • $499,999 fmteltmentitilatticerr Ms StMan reflects ansmvs Liquid Assets (cash and marketable securities) Range from 410,000,000 AND ABOVE you WOWS Mated to Net Worth (excluding primary residence) Range from $10,000,000 AND ABOVE you, nyeStOlent expenente, market knowledge and Federal Marginal Tax Rate 37% and above other assets ands used ro enSute ow wifestment You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a teCOMInerldatrOnS are country outside of the United States. Suerabre lo' your situation. Investment Information Years you have held investment accounts None Individual Stocks None Equities None Bonds None Futures None Options•Buy None Options•Sell None Knowledge of investments None Percentage of total investable assets held at UBS More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. 3 3 SDNY_GM_02742271 EFTA_00228925 EFTA01324860 (-1 1./39PUJJOJUI 5 Christine Yvonne Malina-Maxwell Personal Information U.S. Federal taw requires us Name Christine Yvonne Malina•Maxwell AL to obtain, verify and record 'Marmorean that identifies Citizenship United States each person or entity Gender Female that opens an Account with us. When you open an Date of Birth 08/16/1950 Account, we MY ask for your name, street address, Marital Status Married date of DM and a tax identification number, such as a SocetSeawny number. Client Contact Information we may also ask to see a drerses license °rather 5201 Amesbury Drive Residential Address documents that mean" Apt 200 us to idenofr you. City, State, Zip Code Dallas, TX 75206.4307 Mease review and verify a Home Phone (510) 316 .9149 of the information that you provided to us when you E-mail Address cmalinaegmail.com opened your Account. If you have changes, Net Worth Information correction or acktibbns, notify your Fwanca,Parisor You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a as soon as pass0le. country outside of the United States. If you share assets wnh another person, the net Investment Information worth figure here shows Years you have held investment accounts 7 your pawn any, based upon ing/LKOPIS yOu Individual Stocks None ptcoded Equities None Inifelinitailakinnitket Bonds None This section reflects answers you proxided related to Futures None your alieStfOarn eXpattelle, market knowledge and Options-Buy None other assets and is used to Options-Sell None ensure Our investment recommendations are You have indicated you have a good understanding swat* for your situation. Knowledge of investments of financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy -maker, director or 10% shareholder) of a publicly traded corporation. 4 4 SD NY_GM_02 742272 EFTA_O0228926 EFTA01324861  1./39PUJJOJUI 5 Jeffrey W. Roberts Personal Information U.S. Pederaflaw requires us Name Jeffrey W. Roberts to obtain, verify and record 'Marmorean that identifies Citizenship United States each person or entity Gender Male that opens an Account with us. When you open an Date of Birth 10/20/1977 Account, we MY ask for your name, street address, Marital Status Married date of beh and a tax identification minter, such as a SocetSeawity number. Client Contact Information ,le may also ask to see a &vat's license °rather Residential Address 5 Settlers Lane I documents that wale:kw City, State, Zip Code Wenham, MA 01984.1464 I us to idenmy you. Home Phone (617)439 • 2149 I Meese renew and verify ale E-mail Address [email protected] of the information that you provided to us when you opened your Account. If Net Worth Information you have changes, corrections or addition; You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a notify your Feancial Akira country outside of the United States. as soon as poss0k. you snare assets noth Investment Information another person, the net Years you have held investment accounts 12 worth figure here shows ;our pawn any.. based Individual Stocks None upon PUSOLKS/IS you provided Equities None Bonds None favelinstatannati0rt: section reflects answers Futures None you provided related to None your investment experience, Options-Buy market knoveledge and Options-Sell None other assets and is used to !acute our investment You have indicated you are an experienced investol recommendations are Knowledge of investments in financial markets and market investments. suaabk for your situation. Percentage of total investable assets held at UBS None 1 Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. 5 SD NY_GM_02742273 EFIA_00228927 EFTA01324862  1./39PUJJOJUI 5 3 Scott Borgerson Personal Information U.S. Federal taw requires us Name Scott Borgerson to obtain, verify and record Marmorean that identifies Citizenship United States each person or entity Gender Male that opens an Account with us. When you open an Date of Birth 09/03/1975 Account, we MY ask for your name, street address, Marital Status Single date of DM and a tax identification number, such as a SocetSeawny number. Client Contact Information ere may also ask to see a &vat's license °rather Residential Address 36 Beacon Street I documents that mita:kw City, State, Zip Code Boston. MA 02108.1433 I us to idenmy you. Home Phone (860) 326 - 8082 I Meese realer/ and verify a E-mail Address [email protected] of the information that you provided to us when you opened your ACC0Unt. If Net Worth Information you have changes, correction or admions, You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a notify your financial Aarisor country outside of the United States. as soon as pass0k. .of yOU share assets wnh Investment Information anotherpert.% the net Years you have held investment accounts 22 worth figure here shows ;our pawn any.. based Individual Stocks None upon ing/LKOPIS yOu ptcoded Equities None Bonds None Amestmtatinfammtiox This section reflects answers Futures None you provided related to None your emestroent experience, Options•Buy market knoveredge and Options•Sell None other assets and is used to ensure our investment You have indicated you are an experienced investol recommendations are Knowledge of investments in financial markets and market investments. wool* for your situation. Percentage of total investable assets held at UBS None 1 Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. 6 6 SDNY_GM_02 742274 EFTA_O0228928 EFTA01324863 (-1 1./39PUJJOJUI 5 Ghislaine Maxwell Personal Information U.S. Federal law requires us Name Ghislaine Maxwell to obtain, verify and record information that identifies Citizenship United States each person or entity Gender Female that opens an Account with us. When you Open an Date of Birth 12/25/1961 Account, we ma ask for your name, street address, Marital Status Single date of DM and a tax identificatMn number, such as a SocalSecurity number. Client Contact Information We may also ask 10 see a derv's license or other 139A Charles St Residential Address documents that wale:kw Apt 233 us to idenohr you. City, State, Zip Code Boston, MA 02114.3252 Neese review and verify a Mobile (917) 520 • 3106 -1M of the information that you provided to us when you E-mail Address opened your Account. if you have changes, Employment Information corrections or addamns, notifyyour ManciP Aarisor Employment Status Employed assoon as posstle. Occupation Other llyOu share assets wnh Occupation Industry Other another person, the net worth figure here shows Employer Name The TerraMar Project your ()Urban coy. based upon UettuCksed yOu Business Address 116 E 65th Street pitoded City, State, Zip Code New York, NY 10065 • 7007 InITSOntelikdOMIthaft: This section reflects answers Net Worth Information you preened related to your aliettMen expettemo, Annual Income Range from $200,000 - $499,999 market knowledge and Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE other assets and is used to ensure Our mereeffeent Net Worth (excluding primary residence) Range from $10,000,000 AND ABOVE feCOMMendatiOnS ate Federal Marginal Tax Rate 37% and above Waal* for your situation. You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 23 Individual Stocks None Equities 23 Bonds 23 Futures 7 Options-Buy 12 1 Options-Sell 12 1 You have indicated you are an experienced investor] Knowledge of investments in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% 1 Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. 7 7 SONY_GM_02 742275 EFIA_00228929 EFTA01324864  UOIMUJJOilli Wall) UOIWUJJOjUl lUal) You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. 8 8 SONY_GM_02742276 EFTA_00228930 EFTA01324865 1 Account Information 8 C 1 RMA Domestic TRUST Your Account crease ten,en, the milonnaoon Account Number Y1 45171 about each& your accounts and nobly your I'elanetal Account Title Montpelier Trust Adosor amnethatay if you have any changes a 155 Seaport Boulevard ATTN: Nutter McClennen & Fish carecoons. Account Address LLP For more wfonnabal, Pease City, State zip Boston, MA 02210.2698 Mier to the U85 OepOSit Account Sheep Program 155 Seaport Boulevard DeStIOSureStaternent. Cards and Checks for this account, if requested, will ATTN Nutter McClennen be mailed to this address: and Fish LLP Please note the account tisk Boston, MA 02210.2695 prof* and (Mennen! OhieCtne below are Speer fit en* Primary Account Holder Montpelier Trust (0 this account OW& accounts May have afferent account Ask UBS will not disclose your name, address and security profoes and Invetrineni Disclosure of Beneficial Ownership position to issuers of any securities held in your ObjeCtneS, Account. Your Account Risk Profile for Margin No thripanecuto account d defined If you did not choose Margin when you opened this account you may ask to establish margin by Aggressive WASog to accept AO AO to amok)) and Ash contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your bo/arAty to seek high 'evens over Account Opening Process package will govern your use of margin in this account and all other erne accounts you have now or may open in the future. Deffereeit accounts may have clitereet ask prohlet Cost Basis Method First In,First Out Your Investment objective Features and Services Achieve Capital Appreciation Investments Seeking growth of Premier- RMA / BSA prinopat rathei than the generation Of income Account Objectives and Risk Profile A soma paYbcat official st Account Risk Profile Aggressive/Speculative defined as a Presdenra the Your answers to our profiting questions: President Caboner Metter, SWIM* Court lessee Risk Tolerance High Risk 1 member of the!ant Men Achieve capital appreciation (emphasis on growth of Stag Member of Congress ot Investment Objective a Parfrafrienh Chateperson capital, not on income) Head or Senor Leader of a Risk/Return Objectives Higher Fluctuations, Higher Retums 1 Map.r tehre enjened DOA a the lie. Investment Time Horizon Longer than 10 years (through several market cycles) 1 Short-Term Liquidity Needs No 1 Sweep Account Election 1 Primary Sweep Fund RMA GOVERNMENT MONEY MARKET FD 1 Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or SeniorAnfluential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer 9 9 SDNY_GM_02742277 EFTA_00228931 EFTA01324866  Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. Email Address sborgersoneme.com Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay / transfer to third parties No to I0 SDNY_GM_02742278 EFTA_00228932 EFTA01324867  RMA Domestic TRUST Your Account Pease review Me Information Account Number Y1 45172 about each of your accounts and nogy your financial Account Title Montpelier Trust Adnsot urvnediatoy if you have any changes or 155 Seaport Boulevard ATTN: Nutter McClennen & Fish corrections. Account Address LLP rot snore information pease City, State zip Boston, MA 02210-2698 refer to the WS Deposit