EFTA01455019.pdf

(Mew. Sim Prrate Weak IlRafileenalt ......"‘" .^14C•Gniv• 0ertstne 0 Set...n*10w Ns Tcellk 011k• PO Saint (Winces AO 21N3 3411.0. Anntit Z6th Floc, Wata. NY 10154 Statement Period: 07101/2014 47(31/2014 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/ loss Annual Income Yield Mutual Funds 9.00% of Portfolio P MORGAN FLOATING RATE IN COME FUND Security Identifier: .PHSX SELECT SNARES CUSIP 48121L510 Open End Fund Dividend Option: Reinvest: Capital Gains Option: Reinvest 01/22113 '. 3 198,216 056 101900 2,000.000 00 10 0400 1,990.089 22 -9.910 78 80,673 93 4.05% 02101113 '.3 630.057 10.0670 6,342 92 10.0400 6,325 77 .17.15 256.43 4.05% 03/01/13 '. 3 711.578 10.0600 7.158.48 10.0400 7,144.24 .1424 289.61 4.05% 04/01/13 '. 3 789.547 10.1100 7.982.33 10.0400 7.927.04 -55 29 321.35 4.05% 05/01/13 *. 3 751.550 10.1300 7.613 21 10 0400 7.545 57 -67 64 305.88 4.05% 06/03/13 '. 3 757.360 10.0900 7,641.77 10.0400 7.603.89 .37.88 308.25 4.05% 07/01/13 '. 3 668.131 9.9700 6,661.27 10.0400 6.708 03 46.76 271.93 4.05% 08/01/13 '. 3 704.609 10.0600 7,088 37 10.0400 7174 28 -14.09 286.78 4.05% 09/03113 '.3 709.175 10.0300 7,113.03 10.0400 7.120.12 7.09 288.63 4.05% 10/01/13 '. 3 712.100 10.0240 7,137.85 10.0400 7.149.48 11.63 289.82 4.05% Total Nono3vered 204,650.163 2,064,739.23 2,054,687.64 -10,051.59 83,29211 Reinvestments to 6,434.749 10.1060 65,028 33 10 0400 64.604.88 -42345 2,618.94 4.05% Dale Total Covered 8,434.749 65,028.33 64,604.88 -423.45 2,618.94 Total 211,064.912 $2,129,787.56 $2,119,292.52 -$10,475.04 $85,911.55 Total M utual Funds $2,129,767.56 $2,119,292.52 -$10,475.04 $85,911.55 Unrealized Accrued Estimated Cost Basis Market Value Gain/ loss Interest Annual Income Total Portfolio Holdings S23,625,522.41 $23,613,013.63 -$12,508.78 $149,440.79 $843,865.32 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered" noncovered," under the new cost basis reporting rules, and marked or denoted as such. AN other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis wig be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Page 5 of 12 Account Num bellIMPION Go paperless 4 5...., Re4e4 F \ • ")(01 I oinv VI... ts•WV )00; TI-E FAZE TRUST CAL OAR RU ED COP.t&ILINICA/ IONS µ 1 1•.- • ^ A0OLO't 0(4ivt, Vi a/ il•fitirwr CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113532 CONFIDENTIAL SDNY_GM_00259716 EFTA01455019