EFTA01455018.pdf

Portfolio Holdings (continued) Adjusted Unrealized Accrued Estimated Estimated Date • eked Qeanti Unit Cost Cost Basis Market Prise Market Value Gain/ Loss Interest Annual Income Yield Fixed Income (continued) Corporate Bonds (continued) IPAYM ENT INC OTD SR NT Security identifier: 46262EAE5 10.250% 05115)18 WE DTD 11115111 CALLABLE 05115/15 41 105.125 Moody Rating CAA3 S& P Rating CC 10102/12'.12,13 500,000.000 91.7360 458,681.88 85.5000 427,500.00 -31,181.88 10,819 44 51,250.00 11.98% Original Cost Basis: S445.000 00 PM ORGAN CHASE & CO DEP SHS REPSTO Security Identifier: 46825NHA1 1/10TH FED SER 1 FIXED TO FOG RT 80 7.900% 04129149 81E DTD 04123108 Moody Rating MI S& P Rating BBB 05/10111 12,13 3,000,000.000 111.2650 3,337,958.33 110.1250 3.303.750.00 -34,208.33 59,250.00 237.000.00 7.17% Original Cost Basis: $3,337,958.33 BANK AMER CORP PERP NON COMULATIVE DEP Security Identifier: 060505DT8 SHS FIXED TO FLOAT 8.125% 04130158 WE DID 04130108 CALLABLE 05115118 Moody Rating BA3 Si P Rating BB) 05110/11 17.13 3,000,000.000 112.9870 3,389,620.83 110.6940 3,320,820.00 -68,800.83 51.45833 243,750 00 7.34% Original Cost Basis: $3,389,620.83 Total Corporate Bonds $8,458,590.88 58,336,070.00 4122,520.88 $143,652.77 $620,500.00 7 700 000 000 Total Fixed Income $9,632,077.67 $9,506,732.83 4125,344.84 $149,440.79 $620,500.00 9,200,000.000 Unrealised Estimated Estimated Date Acquired Quantity Unit Cost Cod Basis Market Price Market Value Gain/ Lott Annual income Yield Equities 9.00% of Portfolio Preferred Stocks (Listed by expiration dare) CITIOROUP INC DEP MS REPSTG Security Identifier: C PRK 1/1000TH PF0 SER K 6 875% CUSP. 172967341 Dividend Option: Cash 02/03114 79.000 000 25.3090 1 999.418 90 28.8700 2,122,730.00 123,311.10 135.781.25 8.39% Total Preferred Stocks $1,999,418.90 12,122,730.00 $123,311.10 $135,781.25 Total Equities $1,999,418.90 12,122,730.00 $123,311.10 $135,781.25 Paces of 12 Account Number Rated EVant aYtly: YY/wa O.!. • Yoy oy/yo Yob/SY paperless f Way Yaw tone, .},001 I Ty rly6 ryte.....- toyyysy tion• •••••••-: Ti-E FAZE TRUST [NAGAR RATED COMMONICATK,I6 eXallENC? .../••- • 4, /3 3., v 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113531 CONFIDENTIAL SDNY_GM_00259715 EFTA01455018