EFTA01499713.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 9/1113 to 9/30/13 Notes: ' Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value' Securities Transferred In 9/25 Receipt of Assets JPMORGAN CHASE & CO VAR RT 07/24/2013 DTD 750,000.000 718,535.00 07/29/2013 ASSET TRANSFER FROM NC Wil1860-0 750,000.00 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 48126H-AA-8) 9/25 Receipt of Assets ROYAL BANK SCOTLAND GROUP PLC ADR 120,000.000 2,802,000.00 NON-CUMULATIVE ASSET TRANSFER FROM A/C W91850-0 2,924,400.00 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 780097-71-3) 9/25 Receipt of Assets SANGAMO BIOSCIENCES INC ASSET TRANSFER FROM NC 50,000.000 518,000.00 W91850-0 SOUTHERN FINANCIAL LLC AS OF 09/25/13 422,214.00 (ID: 800677-10-6) 9/25 Receipt of Assets SERVICEMASTER COMPANY 8% FEB 15 2020 DTD 2,500,000.000 2,518,750.00 02/13/2012 ASSET TRANSFER FROM NC W91850-0 2,865,625.00 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 81760N-AN-9) 9/25 Receipt of Assets SOUTHERN CAL EDISON 61/4% DEC 31 2049 DTD 3,000,000.000 3,114,450.00 01/17/2012 ASSET TRANSFER FROM A/C NO1850-0 3,016649.17 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 842400-FU-2) 9/27 Receipt of Assets JPM LATIN AMERICA FD - SEL FUND 3815 ASSET 49,504.950 915,841.58 TRANSFER FROM NC VV91850-0 SOUTHERN FINANCIAL, 1,000,000.00 LLC CLIENT REF 3284036 (ID: 4812A3-47-8) 9/27 Receipt of Assets JPM VALUE ADVANTAGE FD - INSTL FUND 1400 ASSET 78709.170 2,032,270.77 TRANSFER FROM A/C W91850-0 SOUTHERN FINANCIAL. 2.000.000.00 LLC CLIENT REF 3264036 (ID 4812A2-58-7) Total Securities Transferred In 537,981,777.00 J.P Morgan Account Page 17 of 17 Consolidated Statement Page 55 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023508 Chase CONFIDENTIAL SDNY_GM_00292706 EFTA01499713