EFTA01499712.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 9/1113 to 9/30/13 Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value • Securities Transferred In 9/25 Receipt of Assets FACEBOOK INC-A ASSET TRANSFER FROM NC VY91850-0 17,500.000 847,875.00 SOUTHERN FINANCIAL LLC AS OF 09/25/13 665,000.00 (ID: 30303M-102) 9/25 Receipt of Assets GMAC CAPITAL TRUST I PFD STK 81/8% ASSET 80,000.000 2,144,000.00 TRANSFER FROM NC W918500 SOUTHERN FINANCIAL, 1,882,773.60 LLC AS OF 09/25/13 (ID: 361860-20-8) 9/25 Receipt of Assets GENERAL ELECTRIC CO ASSET TRANSFER FROM NC 23,000.000 569,360.00 W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 498,109.08 (ID: 369604-10-3) 925 Receipt of Assets GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 2,000,000.000 2,193,080.00 06/12/2012 ASSET TRANSFER FROM NC 1A411850-0 2,122,916.67 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID. 369622-SN-6) 9/25 Receipt of Assets GENERAL ELEC CAP CORP 5.250% 12/31/2049 DTD 1,400,000.000 1298,898.00 05)29/2013 ASSET TRANSFER FROM NC N01850-0 1,400,000.00 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 369622ST-3) 9/25 Receipt of Assets GENERAL MOTORS CO CV PFD B ASSET TRANSFER FROM 71,000.000 3,591,180.00 NC W91850-0 SOUTHERN FINANCIAL LLC AS OF 3,585,989.22 09/25/13 (ID: 37045V-20-9) 9/25 Receipt of Assets HEADWATERS INC 7.625 04)01/2019 DID 03/11/2011 1,000140.000 1,055,000.00 ASSET TRANSFER FROM NC W91850.0 SOUTHERN 1.035.000.00 FINANCIAL, LLC AS OF 09,25/13 (ID: 42210P-A0-5) 9/25 Receipt of Assets JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 5,000,000.000 5,519,050.00 DID 04/23)2008 ASSET TRANSFER FROM NC W91850-0 5,498,006.95 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 46625H-HA-1) J.P. Morgan Account age 16 of 17 Consolidated Statement Page 54 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023507 Chase CONFIDENTIAL SDNY_GM_00292705 EFTA01499712