EFTA01499711.pdf

SOUTHERN FINANCIAL LLC ACCT. W92099006 For the Period 9/1/13 to 9/30/13 SECURITIES TRANSFERRED IN/OUT Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Quantity Transaction Settle Date a T ction Method Description Cost Market Value' Securities Transferred In 9/25 Receipt of Assets ALLY FINANCIAL INC 812% PFD ASSET TRANSFER 128,600.000 3,411,870.00 FROM A/C VV91850-0 SOUTHERN FINANCIAL LLC AS OF 2,782,242.51 09/25/13 (ID: 02005N-30-8) 9/25 Receipt of Assets ARIAD PHARMACEUTICALS INC ASSET TRANSFER FROM 16535.000 327,558.35 NC W91850-0 SOUTHERN FINANCIAL, LLC AS OF 290,997.40 09/25/13 (ID: 04033A-10-0) 9/25 Receipt of Assets BANK OF AMERICA CORP 81/8% PFD STK DEC 29 2049 2,000,000.000 2,218,860.00 DID 04/30/2008 ASSET TRANSFER FROM NC W9I850-0 2,081,180.56 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 080505-D1-8) 9/25 Receipt of Assets BARCLAYS BANK PLC 7.750% 04/10/2023 DTD 300.000.000 310,434.00 04110/2013 ASSET TRANSFER FROM NC VV91850-0 300.000.00 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 06739E-HK-0) 9,25 Receipt of Assets BIOGEN IDEC INC ASSET TRANSFER FROM NC 2,095 000 510216.30 W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 250,454.95 (ID: 09062X-10-3) 9/25 Receipt of Assets DEUTSCHE BK AG LDN BRH DBL LONG ETN38 ASSET 50,000.000 420,500.00 TRANSFER FROM NC W91850-0 SOUTHERN FINANCIAL, 352,529.00 LLC AS OF 09/25/13 (ID: 25154H-55-B) 9/25 Receipt of Assets EARTHLINK INC 8 7/8% MAY 15 2019 DTD 05/17/2011 1,000,000.000 958,250.00 ASSET TRANSFER FROM NC W91850-0 SOUTHERN 1,033,500.00 FINANCIAL, LLC AS OF 09125/13 (ID: 270321-AC-6) J.P, Morgan Account W92099006 Page 15 of 17 Consolidated Statement Page 53 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023506 Chase CONFIDENTIAL SDNY_GM_00292704 EFTA01499711