EFTA01358545.pdf

Bradley Gillis Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl Nee Te Fa En Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Thursday, August 23, 2018 11:52 AM To: Bradley Gitlin Cc: Richard laross ; Alka BabiM; Mayur Ratho Subject: RE: KYC Remediation update [lj Importance: High Hi Brad, Following are the ongoing high risked accounts which are overdue for remediation in ascending order, their statuses below — • AMAAN HOLDINGS LLC — DueDate 06/29/2018 — Pending SoS for SAMRA Holdings Ltd (refer attached i s email) • HA1TAN HOLDINGS LLC — DueDate 06/29/2018 — Pending SoS for SAMRA Holdings Ltd (refer attached 1" email) • MARSA HOLDINGS 11C — DueDate 06/29/2018 — Pending SoS for SAMRA Holdings Ltd (refer attached email) • JCP IV QP, LLC — DueDate 06/30/2018 — Docs received yesterday, pending review. Will advise as soon as that is done. • — DueDate 07/27/2018 — Docs required as per attached 2nd email • Cerberus Executive, LLC — DueDate 07/31/2018 — Awaiting docs as per attached 3'd email. I am aware that you have followed up with client on this, so thanks for that. • Aircraft Acquisition Corporation — DueDate 08/03/2018 — Awaiting docs as per 4th email attached. • Sillerman Investment Company III, LLC — DueDate 08/03/2018 — Awaiting docs as per 4th email attached. • Tomorrow Foundation — DueDate 08/03/2018 — Pending CDD form as per attached Sth email attached. • Elderberry X, LLC — DueDate 08/03/2018 — Pending CDD form as per attached Sth email attached. • Sillerman Investment Corporation — DueDate 08/03/2018 — Awaiting docs as per ilth email attached. • Epstein, Jeffrey E. — DueDate 08/08/2018 — Awaiting docs as per attached Sth email attached. • Southern Financial LLC - DueDate 08/08/2018 — Awaiting docs as per attached 8th email attached. • Southern Trust Company, Inc. - DueDate 08/08/2018 — Awaiting docs as per attached S'h email attached. • J. Epstein Virgin Islands Foundation, Inc - DueDate 08/08/2018 — Docs & confirmation required as per attached 10th email • GoldenTree Asset Management UK LLP- DueDate 08/09/2018 — Docs & confirmation required as per attached 11th email • Gratitude America Ltd — DueDate 08/16/2018— Awaiting docs as per attached 6th email attached. • Neptune, LLC — DueDate 08/16/2018 — Docs required as per attached 2nd email • NES, LLC — DueDate 08/16/2018 — Docs & confirmation required as per attached 9th email. • LSJE, LLC — DueDate 08/18/2018 — Awaiting does as per attached 8th email attached. • Hyperion Air, LLC — DueDate 08/18/2018 — Docs & confirmation required as per attached 10th email • JEGE, Inc — DueDate 08/18/2018 — Awaiting confirmation & docs as per attached 7th email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046460 CONFIDENTIAL SDNY_GM_00192644 EFTA01358545