EFTA01358544.pdf

From: Bradley Gitlin Sent: 8/23/2018 To: Terri Sohra CC: Richard larossi Subject: RE: KYC Remediation update (I) Classification: For internal use only Updates in red below. Khullar Relationship AMAAN HOLDINGS LLC — Due Date 06/29/2018 — Pending SoS for SAMRA Holdings Ltd (refer attached 1st email) HATTAN HOLDINGS LLC — DueDate 06/29/2018 - Pending SoS for SAMRA Holdings Ltd (refer attached 1st email) MARSA HOLDINGS LLC - DueDate 06/29/2018 - Pending SoS for SAMRA Holdings Ltd (refer attached 1st email) o Response from client, Deepak Khullar. on 8/9/18 — `SoS for Samra- letter of good standing will have to be sourced from the registrars - CITCO and could take a week to ten days' Jefferies Relationship: JCP IV QP, I.LC — DueDate 06/30/2018 — o All outstanding KYC Does received yesterday. pending review. Cerberus Relationship: • Ceiberus Executive, LLC — DueDate 07/31/2018 — Awaiting does as per attached 3rd email. I am aware that you have followed tip with client on this. so thanks for that. o Working with Caberus' Council. FinCEN Form, Certificate of Good Standings (within 6 months), and constitutional does from 6 entities were requested. Sillerman Relationship: Aircraft Acquisition Corporation — DueDate 08/03/2018 - Awaiting does as per 4th email attached. Sillennan Investment Company In. LLC - DueDate 08/03/2018 - Awaiting does as per 4th emit attached. Tomorrow Foundation - DueDate 08/03/2018 - Pending CDD form as per attached 5th email attached. Eldeiberry X, LLC — DueDate 08/03/2018 — Pending CDD form as per attached 5th email attached. • Sillennan Investment Corporation — DueDate 08/03/2018 — Awaiting dots as per 4th email attached. o Requested FinCEN forms from Salem= - should receive tomorrow/early next week. Southern FinanciaUEnstein Relationship: Epstein. Jell es E. - DueDate 08/08/2018 - Awaiting does as per attached 5th email attached. Southern Financial LLC - DueDate 08/08/2018 — Awaiting does as per attached 8th email attached. Southern Trust Company. Inc. - DueDate 08/08/2018 - Awaiting does as per attached 5th email attached. I. Epstein Virgin Islands Foundation. Inc - DueDate ostotinol8 - Does & confirmation required as per attached 10th email GoldenTrec Asset Management UK LLP- DueDate 08/09/2018 - Does & continuation required as per attached llth email Gratitude America Ltd - DueDate 08/16/2018— Awaiting dots as per attached 6th email attached. Neptune. LLC — DueDate 08//62018 — Does required as per attached 2nd email NES, LLC — DueDate 08/16/2018 — Does & confirmation required as per attached 9th email. LSIE. LLC — DueDate 08/18/2018 — Awaiting dots as per attached 8th email attached. Hyperion Air. LLC — DueDate 08/18/2018 — Does & confinnation required as per attached 10th email JEGE, Inc — DueDate 08/18/2018 — Awaiting confirmation & does as per attached 7th email WOE. LLC — DueDate 08/18/2018 — Awaiting confirmation & dots as per attached 7th email Plan D. LLC DueDate 08/18/2018 — Does & confirmation required as per attached 9th email. Jeepers, Inc - DueDate 08/18/2018 — Awaiting confirmation & does as per attached 7th email Mon, Inc - DueDate 08/18/2018 — Awaiting does as per attached 6th email attached. • C - DueDate 08/18/2018 - Awaiting dots as per attached 5th email attached. o Date 07/27/2018 - Does required as per attached 2nd email nding (within 6 months) requested for all above referenced entities. Regards. Brad CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046459 CONFIDENTIAL SDNY GM_00192643 EFTA01358544