EFTA01444703.pdf

EFTA01444703 EFTA01444704 Dt3utsche Asset 6 Wealth Management DBTCA Deposit Account Opening Application TM Private Wealth Premium' Banking Services Q Consumer Debit Card TM Private Wealth Premium Business Accounts Private Wealth Premium Elite Personal Accounts Q Checking Acct. # Checking Acct. # Q Elite Checking with Interest Acct. # APY Elite Money Market Deposit Accl.t APY Q Certificate of Deposit Acct. # APY Term Q Joint Applicant Debit i"ard Q Elite Checking with Interest Acct. # APY Q Elite Money Market Deposit Acct. # APY Q Certificate of Deposit Acct. U APY Term Q Business Debit Card i z: 0^ Delux <e Checkbook S"-le# . /. Name Only Name and Addrc i.s Q Duplicate Statement Addr EFTA01444705 ❑ D8 AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (OBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Private Wealth Premium" Internet Banking Services ❑ DB AG NY Preferred Certificate of Deposit Acct. #; APY Term Promo term (DBTCA deposit account required. along with a DB AG Preferred Terms and Conditions) Q Cash Master Sweep Account Checking Acct. # Elite Money Market Deposit Acct. # City Zip C( ue_ Q Mailing address (if dif: I irent) Name Add r. City. State State Zip Cc lie Q DB Private Wealth Online Plus Q^itik to Existing Online Relationship St) APY Target Amount Trigger Amount (User/Co. ID Number) Client Relationship Q Individual Account Q Joint Tenants with Right of Survivorship D Corporation 0 Limited Liability Comp! ny 0 Custody under NY UTMA 0 Foundation 0 Partnership 0 Non-Profit Organization 0 Joint Tenants in Common EFTA01444706 0 Limited Liability Partnf iiihip 0 In Trust For/Payable on Death/As Trustee for 0 Attorney Trust Escrow 0 Landlord Master Escrow 0 Trust 0 Estate is .xwM-oioi N AOSOD00015602-0 10104611 01.ii059.03::613 I n""l^and^i^n^^plt Accou cation Information Name of Account Title (last nameyjjrst name, rplddle initial) or Business ■ 0<"0 Joint Applicant last name, first name, middle initial) Social Security Nurrioer or Taj^yerJD Number ^ Social Security Number or Taxpayer ID Number Address Address City. State and Zip Code JiJfiLaoxtJlcable. City, State and Zip Code Home Telephone Number j . \,n-9'H-\'hol U'ho'i Business Telephone Number Home Telephone Number Business Telephone Number Date of Binh Date of Birth Name of Employer Name of Employer Address Address Not applicable City, State and Zip Code City. State and Zip Code Notice of Customer Itdentification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires a financial institutions to obtain, verify, and record information that identifies each person who establishes an account, ii restment or other business relationship with a financial Institution. This means that we will ask for your name, address, an: other information that will allow us ro identify you. We may also ask to see EFTA01444707 identifying documents such as a certific ite of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against mone^ laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their cl nnts. ,-or new and existing clients we currently have a legal obligation to ask our customers questions regarding their ii antities. addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners <control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients wo . Id be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these < langes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email lugarding the above captioned account(s) {defined herein as "Verbal Instructions"). It is understood that the risk of Verbii Instructions being given by person or persons purported to be you is your own. Absent the gross negligence o willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless D; iTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstooi .and unauthorized Verbal Instructions. You understand that DBTCA may, but shall not be required to, seek vetificatinn of your verbal, facsimile or enhail instructions by cell hack. In case of doubt, DBTCA may irrits sole discretion reftise to ixecu-;e your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to extuute yiaur •Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your or ; Iinal signature. Joint Account Disclosure You have opened a joint account with DBTCA ;jnd acknowledge receipt of the following information: This dapo \'t and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the i ntire account to any owner during the lifetime of all owners, DBTCA may honor checks, orders or withdrawal reques ; from any owner during the lifetime of all owners. The Bank may de required by service of legal process to remit fuod, i held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the accoui DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may i -eat the EFTA01444708 account as the sole property of the survivor(s) aftor the deeth of any owner(s). Unless DBTCA receivas wrinen n itice signed by any owner not to pay or deliver any joint deposit or additipn or accrual, DBTCA shall not be liable to a y owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice re birred to in the previeus sentence. DBTCA may require the written authorization of any or all joint owners for eny further [iiiyments or deliveries. I :\WM-0101 Oi:n59.032613 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditio is of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter i ' to a separate Internet Banking Services Agreement wlfh DBTCA before you car access the Intomet Banking Sen ce. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your resporasibility to ft/lfill any tax obligations and any other regulatory reporting dutie : applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in youroi:coun"(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilitieii;. You confirm that it Is your responsibility to fulfill any tax obligations and any other regulatory reporting dutiei applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your acc : jnt(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the bes; of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settle [s), beneficiary(ies), partner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise or him/her/ them in connection with your business relationship with DBTCA. Please complete artd attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to th Application and agree to be bound by them. In addition, you agree to notify us immediately of any material cl ange to the information provided by you on this Application. EFTA01444709 You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditi^s for Deposit Accounts are subject,io-Ghanige^ Acceptance ^ You understand that this applicgiietTTs^udd:! to acceptance by'^BTCA. ^Account Holder's Signature Joim Account Holder's Signature 13 .'.WM-0101 Oi:--!59,C32313 EFTA01444710