EFTA01444695.pdf

EFTA01444695 EFTA01444696 - ■ Deutsche Asset • Wealth Management DBTCA Deposit Account Opening Application TM TM TM Private Wealth Premium Banking Services Q Consumer Debit Card # Private Wealth Premium Business Accounts Private Wealth Premium Elite Personal Accounts Q Checking Acct. # Elite U Checking Acct. # r—1 Elite Checking with Interest Acct, # APY {Q/Alite Money Market Deposit Acct. APY ^ * Q Certificate of Deposit Acct. # APY Term Q Joint Applicant Debit Card # I--) Elite Checking with Interest Acct. # APY ❑ Elite Money Market Deposit Acct. # APY Q Certificate of Deposit Acct. # APY Term Q Business Debit Card # / 0 Name Only n. Name and Address Q Duplicate Statement Addr City_ State EFTA01444697 ❑ DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (08TCA deposit account required. along with a DB AG Preferred Terms and Conditions) Q Cash Master Sweep Account Checking Acct. # Elite Money Market Deposit Acct. # I —I DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required. along whh a DB AG Preferred Terms and Conditions) Zip Code Q Mailing address {if different) Name Add r. City. State Zip Code TM Private Wealth Premium Internet Banking Services DB Private Wealth Online Plus [3^ Link to Existing Online Relationship I APY Target Amount Trigger Amount (User/Co. ID Number) Client Relationship ❑ Individual Account n Corporation [7] Limited Liability Company (--I Custody under NY UTMA I I Q Foundation 0 Joint Tenants with Right of Survivorship I Q Partnership EFTA01444698 [3 Non-Profit Organization Q Joint Tenants in Common Q Limifad Liability Partnership Q Attorney Trust Escrow Q In Trust For/Payable on Death/As Trustee for ❑ Trust Q Landlord Master Escrow 0 Estate Mb- I Ar.count T'rtle and Joint \j'oiL\c rn Title Al mw Name of Accou (last name, first narne, middle initial) oT Business Social S^urity dumber or Taxpayer lO/Jumb^i:^ -r^ Address Joint Applicant (last name, first name, middle initial) Social Security Number or Taxpayer ID Number Address •* r City, otate anirZip Code N ataDnl icable” City, State and Zip Code Home Telephone Number Home Telephone Number / i Business Telephone Numbe/" f Business Telephone Number Date of Birth Date of Birth Name of Employer Name of Employer I Address Address Not applicable ' City, State and Zip Code City, State and Zip Code I Notice of Customer Identification Policy Important Information EFTA01444699 To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that wUf allow us to identify you. We may also ask to see identifying documents such as a cerrtficatd of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and. if necessary, legal representatives, authorized signatories, beneficial owners er control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by pferson or persons purported td be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (OBTCA), you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorizeo Varbal Instructinns. You understand that DBTCA may, but shall not be required to, seek verification of youi verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTC^A is under no obligation to execute your •Verbal Instructions to transfer funds or securities to any accQum(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime pf all owners. DBTCA may honor EFTA01444700 checks, orders or withdrav^al requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor chocks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may Treat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner rrot to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorizationlof any or all joint owners for any further payments or deliveries. 2 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Iriternet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Bonkinq Services Agreement wrtb DBTCA before you can access the Interoet Backing Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responcibility to fulfill any tax obligations and any other regulatory reporting dbties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and arry other regulatory reponllhg dpties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s). beneficiary(ies), partner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W*9 documentation as applicable. EFTA01444701 Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warmnt that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. Acceptance You understand that this application is subject to acceptance by DBTCA. Account Holder's Signature ^ Date Date Joint Account Holder's Signature Si EFTA01444702