EFTA01593154.pdf

Statement of Account MULTI-CURRENCY PORTFOLIO SUMMARY ***BASE CURRENCY REPORTED IN USD *** ***PREF CURRENCY REPORTED IN USD *** HOLDING CURRENCY EURO Exchange Rate: PORTFOLIO SUMMARY VALUE IN HOLDING CURRENCY VALUE IN BASE CURRENCY VALUE IN PREF CURRENCY Cash Balance Long Market Value 1.27640000000 EUR/USD Short Market Value 1.27640000000 EUR/USD Debit Balance Short Balance Net Portfolio Value BRITISH POUND STERLING Exchange Rate: Cash Balance Long Market Value 1.90747000000 GBP/USD Short Market Value 1.90747000000 GBP/USD Debit Balance Short Balance Net Portfolio Value US DOLLAR Exchange Rate: Cash Balance Long Market Value 1.00000000000 USD/USD Short Market Value 1.00000000000 USD/USD Debit Balance Short Balance Net Portfolio Value TOTAL PORTFOLIO VALUE (USD ) TOTAL PORTFOLIO VALUE (USD ) 3,647,060.98 3,647,060.98 3,655,421.54 3,655,421.54 3,647,060.98 65.4759.50 3,647,060.98 124.88113.49 3,647,060.98 124.88113.49 3,647,060.98 6,461.20 124.97 8,247.07 238.37 EFTA01593154 8,247.07 238.37 6,461.20 8,247.07 8,247.07 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 1 OF 14 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593155 Statement of Account *** ALL AMOUNTS IN EURO *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 6,461.20 Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income 15.23 The understanding of CS Sec USA LLC is that credit balances held in your account are pending reinvestment. 366.42DB 8,762.17 229.23 MONTH 15.23 YTD 1,056.56 7,842.80 EFTA01593156 6,461.20 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 6,461.20 15.23 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 2 OF 14 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 MONTHLY ACTIVITY SUMMARY DEBIT CREDIT 6,445.97 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593157 Statement of Account *** ALL AMOUNTS IN EURO *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 10/02/06 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 2.824 FOR 30 DAYS FROM 09/01 TO 09/30 CLOSE BAL 6445.97 CR AVG BAL 6445.97 CR DEBIT CREDIT 15.23 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 3 OF 14 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593158 Statement of Account *** ALL AMOUNTS IN BRITISH POUND STERLING *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 59.50 65.47Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income 0.30 The understanding of CS Sec USA LLC is that credit balances held in your account are pending reinvestment. 26.92DB 23.88DB MONTH 0.30 YTD 3.04 124.97 EFTA01593159 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 59.50 0.30 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 4 OF 14 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 MONTHLY ACTIVITY SUMMARY DEBIT CREDIT 59.20 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593160 Statement of Account *** ALL AMOUNTS IN BRITISH POUND STERLING *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 10/02/06 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 4.621 FOR 30 DAYS FROM 09/01 TO 09/30 CLOSE BAL 59.20 CR AVG BAL 59.20 CR DEBIT CREDIT 0.30 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 5 OF 14 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593161 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets MONTH Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 3,647,060.98 Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income 16,134.41 The understanding of CS Sec USA LLC is that credit balances held in your account are pending reinvestment. 116,508.68 32.79 127.52 16,101.62 YTD 116,381.16 3,647,060.98 EFTA01593162 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 246,701.80 246,701.80 3,647,060.98 4,634,251.69 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 6 OF 14 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 MONTHLY ACTIVITY SUMMARY DEBIT 1,225,009.17 CREDIT 3,576,843.57 2,433,253.12 3,480,090.74 16,134.41 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593163 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 10/02 JOURNAL 01 10/02 JOURNAL 01 10/02 WIRED 03 10/02 JOURNAL 03 10/02 JOURNAL 03 10/02 JOURNAL 03 10/02 BOUGHT 03 10/02 SOLD 03 10/02 SOLD 01 10/04 JOURNAL 01 10/04 JOURNAL 03 10/04 JOURNAL 03 10/04 JOURNAL 03 10/04 BOUGHT 01 10/06 JOURNAL QUANTITY DESCRIPTION S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA 1,400 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,300 SUPERVALU INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,000 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,300 SUPERVALU INC -1,400 RPM INCORPORATED -1,000 CSX CORPORATION DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. FROM 746FY0 TO 2F8EE0 FROM 2F8EE0 TO 746FY0 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -300 CHENIERE ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 300 CHENIERE ENERGY INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN EFTA01593164 FROM 746FY0 TO 2F8EE0 29.77000 8,932.65 1,304.07 8,932.65 29.53170 19.39240 32.46710 S/D FINANCING RETURN S/D FINANCING 2,000 CBRL GROUP INC 67,935.56 27,140.82 32,460.60 45,280.83 45,280.83 81,629.03 32,460.60 67,935.56 27,140.82 PRICE DEBIT 63,768.49 63,768.49 5,087.00 CREDIT INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 7 OF 14 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593165 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 10/06 JOURNAL 01 10/06 MRKD/MARKET 01 10/06 WIRED 03 10/06 MRKD/MARKET 03 10/06 JOURNAL 03 10/06 BOUGHT 01 10/09 MRKD/MARKET 01 10/09 JOURNAL 01 10/09 JOURNAL 03 10/09 MRKD/MARKET 03 10/09 JOURNAL 03 10/09 JOURNAL 03 10/09 JOURNAL 01 10/10 JOURNAL 01 10/10 JOURNAL 01 10/10 MRKD/MARKET 01 10/10 WIRED 03 10/10 MRKD/MARKET QUANTITY DESCRIPTION S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA MARK TO MARKET -100 CHENIERE ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 100 CHENIERE ENERGY INC DONE AT EDGETRADE.COM INC. MARK TO MARKET S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 MARK TO MARKET -2,000 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,000 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,000 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 EFTA01593166 S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA MARK TO MARKET 41,721.87 11,011.00 41,721.87 101,300.57 101,300.57 81,629.03 83,443.79 40,814.51 81,629.03 83,443.79 26.07550 2,608.14 81,629.03 40,814.51 81,629.03 6,431.00 81,629.03 2,608.14 PRICE DEBIT CREDIT 1,304.07 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 8 OF 14 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593167 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 10/10 JOURNAL 03 10/10 JOURNAL 03 10/10 JOURNAL 03 10/10 SOLD 03 10/10 SOLD 03 10/10 BOUGHT 01 10/11 JOURNAL 01 10/11 JOURNAL 01 10/11 MRKD/MARKET 01 10/11 WIRED 03 10/11 MRKD/MARKET 03 10/11 JOURNAL 03 10/11 JOURNAL 03 10/11 JOURNAL QUANTITY DESCRIPTION -2,000 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,000 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,000 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,000 CBRL GROUP INC CORRECTION DONE AT EDGETRADE.COM INC. -1,000 CBRL GROUP INC CORRECTION DONE AT EDGETRADE.COM INC. 2,000 RPM INCORPORATED DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA MARK TO MARKET 200 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,000 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,000 CBRL GROUP INC EFTA01593168 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 83,443.76 41,721.89 41,721.87 6,810.84 17.85130 35,713.60 24,266.35 24,266.35 41,721.87 6,139.00 41.72790 41,721.89 41.72790 83,443.79 83,443.79 83,443.76 PRICE DEBIT CREDIT 35,713.60 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 9 OF 14 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593169 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 10/11 SOLD 01 10/12 WIRED 01 10/17 JOURNAL 01 10/17 JOURNAL 03 10/17 JOURNAL 03 10/17 SOLD 01 10/18 JOURNAL 01 10/18 JOURNAL 03 10/18 JOURNAL 03 10/18 JOURNAL 03 10/18 JOURNAL 03 10/18 JOURNAL 03 10/18 SOLD 03 10/18 SOLD 03 10/18 SOLD QUANTITY DESCRIPTION -200 CSX CORPORATION DONE AT EDGETRADE.COM INC. FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 1,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,000 CENTERPOINT ENERGY INC DONE AT EDGETRADE.COM INC. S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 1,500 CMS ENERGY CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,000 HCC INSURANCE HOLDINGS INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 400 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 4,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,000 HCC INSURANCE HOLDINGS INC DONE AT EDGETRADE.COM INC. EFTA01593170 -1,500 CMS ENERGY CORP -400 CBRL GROUP INC DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. 33.57450 14.76020 42.40050 33,567.96 22,131.37 16,957.77 58,683.98 16,957.77 33,567.96 65,670.53 22,131.37 14.62610 14,620.75 65,670.53 14,620.75 7,310.37 7,310.37 PRICE 34.06000 DEBIT CREDIT 6,810.84 5,182.00 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 10 OF 14 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593171 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 10/18 SOLD 01 10/19 JOURNAL 01 10/19 JOURNAL 03 10/19 JOURNAL 03 10/19 JOURNAL 03 10/19 SOLD 03 10/19 SOLD 01 10/20 JOURNAL 01 10/20 JOURNAL 03 10/20 JOURNAL 03 10/20 SOLD 01 10/23 JOURNAL 01 10/23 JOURNAL 03 10/23 JOURNAL 03 10/23 JOURNAL QUANTITY DESCRIPTION -4,000 CENTERPOINT ENERGY INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 1,100 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,800 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,100 CBRL GROUP INC -2,800 CENTERPOINT ENERGY INC S/D FINANCING RETURN S/D FINANCING 200 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -200 CSX CORPORATION DONE AT EDGETRADE.COM INC. S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 200 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,500 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 EFTA01593172 22,524.65 14,874.73 7,224.82 35.73840 7,146.36 14,874.73 DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. FROM 746FY0 TO 2F8EE0 FROM 2F8EE0 TO 746FY0 42.44030 14.80820 3,573.18 3,573.18 7,146.36 46,677.68 41,446.28 41,446.28 46,677.68 PRICE 14.67680 44,061.98 44,061.98 DEBIT CREDIT 58,683.98 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 11 OF 14 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593173 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 10/23 SOLD 03 10/23 SOLD 01 10/24 WIRED 01 10/30 JOURNAL 01 10/30 JOURNAL 03 10/30 JOURNAL 03 10/30 SOLD 01 10/31 JOURNAL 01 10/31 JOURNAL 01 10/31 JOURNAL 01 10/31 JOURNAL 03 10/31 JOURNAL 03 10/31 JOURNAL 03 10/31 JOURNAL QUANTITY DESCRIPTION -200 CSX CORPORATION -1,500 CENTERPOINT ENERGY INC FUNDS RECEIVED BY WIRE S/D FINANCING RETURN S/D FINANCING 800 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -800 CSX CORPORATION DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 75,000 GENERAL MTRS CORP CV C 33 06.2500 07/15/2033 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 125,000 LNG 2.25 08/01/12 02.2500 08/01/2012 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -29,450 GENERAL MOTORS OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 75 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,646.54 EFTA01593174 15,438.22 1,038,996.00 126,380.38 1,796,119.71 37.64254 1,525,202.03 1,525,202.03 30,108.71 DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. 746FY0 HIGHBRIDGE CAPITAL MANA FROM 746FY0 TO 2F8EE0 FROM 2F8EE0 TO 746FY0 PRICE 36.13000 15.02240 15,054.35 15,054.35 30,108.71 DEBIT CREDIT 7,224.82 22,524.65 20,233.00 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 12 OF 14 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593175 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 10/31 JOURNAL 03 10/31 BOUGHT 01 10/31 SOLD 01 10/31 SOLD 03 10/31 BOUGHT 03 10/31 SOLD 03 10/31 SOLD QUANTITY DESCRIPTION -2,626 CHENIERE ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 29,450 GENERAL MOTORS DONE AT GOLDMAN SACHS AND COMPANY -75,000 GENERAL MTRS CORP CV C 33 06.2500 07/15/2033 DONE AT GOLDMAN SACHS AND COMPANY -125,000 LNG 2.25 08/01/12 02.2500 08/01/2012 CORRECTION DONE AT CITIGROUP GLOBAL MARKETS, INC. 2,626 CHENIERE ENERGY INC DONE AT CITIGROUP GLOBAL MARKETS, INC. -75 PPL CORP -1,000 CENTERPOINT ENERGY INC DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. 35.29390 15.44420 2,646.54 15,438.22 26.92000 70,823.22 100.54180 126,380.38 24.00900 1,796,119.71 35.22000 1,038,996.00 PRICE DEBIT CREDIT 70,823.22 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD EFTA01593176 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 13 OF 14 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593177 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 10/02/06 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED 01 10/02/06 INTEREST CREDIT INT @ AVG RATE 5.408 FOR 30 DAYS FROM 09/01 TO 09/30 CLOSE BAL 3576843.57 CR AVG BAL 3572602.71 CR REBATE ON SHORT SALES FOR THE MONTH OF SEPTEMBER INTEREST CREDIT DEBIT CREDIT 16,101.62 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 14 OF 14 32.79 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593178 Statement of Account You can receive Independent Third Party research on certain companies covered in CSSU's research reports, at no cost to you. You can access this Independent Research, if available from our designated providers, at (www.credit-suisse.com/ir) or by calling (1 877 291 2683) or emailing ([email protected]) to request a copy of this research. CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593179