EFTA01593180.pdf

Statement of Account MULTI-CURRENCY PORTFOLIO SUMMARY ***BASE CURRENCY REPORTED IN USD *** ***PREF CURRENCY REPORTED IN USD *** HOLDING CURRENCY EURO Exchange Rate: PORTFOLIO SUMMARY VALUE IN HOLDING CURRENCY VALUE IN BASE CURRENCY VALUE IN PREF CURRENCY Cash Balance Long Market Value 1.26857000000 EUR/USD Short Market Value 1.26857000000 EUR/USD Debit Balance Short Balance Net Portfolio Value BRITISH POUND STERLING Exchange Rate: Cash Balance Long Market Value 1.87143002000 GBP/USD Short Market Value 1.87143002000 GBP/USD Debit Balance Short Balance Net Portfolio Value US DOLLAR Exchange Rate: Cash Balance Long Market Value 1.00000000000 USD/USD Short Market Value 1.00000000000 USD/USD Debit Balance Short Balance Net Portfolio Value TOTAL PORTFOLIO VALUE (USD ) TOTAL PORTFOLIO VALUE (USD ) 3,576,843.57 3,576,843.57 3,585,131.52 3,585,131.52 3,576,843.57 65.7759.20 3,576,843.57 123.08110.79 3,576,843.57 123.08110.79 3,576,843.57 6,445.97 124.97 8,177.16 233.87 EFTA01593180 8,177.16 233.87 6,445.97 8,177.16 8,177.16 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 1 OF 12 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK NY 10010-3629 TEL: FAX: EFTA01593181 Statement of Account *** ALL AMOUNTS IN EURO *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 6,445.97 Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income 15.59 The understanding of CS Sec USA LLC is that credit balances held in your account are pending reinvestment. 366.42DB 8,746.94 229.23 MONTH 15.59 YTD 1,041.33 7,842.80 EFTA01593182 6,445.97 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 6,445.97 15.59 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 2 OF 12 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 MONTHLY ACTIVITY SUMMARY DEBIT CREDIT 6,430.38 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593183 Statement of Account *** ALL AMOUNTS IN EURO *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 09/01/06 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 2.805 FOR 31 DAYS FROM 08/01 TO 08/31 CLOSE BAL 6430.38 CR AVG BAL 6430.38 CR DEBIT CREDIT 15.59 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 3 OF 12 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593184 Statement of Account *** ALL AMOUNTS IN BRITISH POUND STERLING *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 59.20 65.77Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income 0.31 The understanding of CS Sec USA LLC is that credit balances held in your account are pending reinvestment. 26.92DB 24.18DB MONTH 0.31 YTD 2.74 124.97 EFTA01593185 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 59.20 0.31 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 4 OF 12 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 MONTHLY ACTIVITY SUMMARY DEBIT CREDIT 58.89 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593186 Statement of Account *** ALL AMOUNTS IN BRITISH POUND STERLING *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 09/01/06 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 4.613 FOR 31 DAYS FROM 08/01 TO 08/31 CLOSE BAL 58.89 CR AVG BAL 58.89 CR DEBIT CREDIT 0.31 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 5 OF 12 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593187 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets MONTH Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 3,576,843.57 Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income 16,492.66 The understanding of CS Sec USA LLC is that credit balances held in your account are pending reinvestment. 100,374.27 10.95 94.73 16,481.71 YTD 100,279.54 3,576,843.57 EFTA01593188 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 10,137.04 10,137.04 3,576,843.57 3,673,768.31 16,492.66 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 6 OF 12 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 MONTHLY ACTIVITY SUMMARY DEBIT CREDIT 3,555,096.91 2,062.77 2,054,946.17 1,622,013.37 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593189 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 09/01 JOURNAL 01 09/01 JOURNAL 03 09/01 JOURNAL 03 09/01 SOLD 01 09/05 JOURNAL 01 09/05 JOURNAL 03 09/05 JOURNAL 03 09/05 SOLD 01 09/06 JOURNAL 01 09/06 JOURNAL 01 09/06 MRKD/MARKET 01 09/06 JOURNAL 03 09/06 MRKD/MARKET 03 09/06 JOURNAL 03 09/06 BOUGHT QUANTITY DESCRIPTION S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 3,742 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -3,742 CBRL GROUP INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 250 UNISOURCE ENERGY CORP HLDGS CO OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -250 UNISOURCE ENERGY CORP HLDGS CO DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET 1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET 2,280 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -6,000 MASCO CORP EFTA01593190 CANCELLATION AS OF 08/28/06 DONE AT EDGETRADE.COM INC. 26.69480 160,201.80 79,706.58 4,198.20 50,989.69 4,198.20 34.50700 65,348.13 65,348.13 8,625.10 8,625.10 37.19180 4,312.55 4,312.55 139,149.74 139,149.74 PRICE DEBIT 69,574.87 69,574.87 CREDIT INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 7 OF 12 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593191 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 09/06 SOLD 01 09/07 JOURNAL 01 09/07 JOURNAL 01 09/07 MRKD/MARKET 01 09/07 WIRED 01 09/07 JOURNAL 01 09/07 JOURNAL 03 09/07 MRKD/MARKET 03 09/07 JOURNAL 03 09/07 JOURNAL 03 09/07 JOURNAL 03 09/07 SOLD 03 09/07 SOLD 01 09/08 JOURNAL 01 09/08 JOURNAL 01 09/08 JOURNAL QUANTITY DESCRIPTION -2,280 PPL CORP DONE AT EDGETRADE.COM INC S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 MARK TO MARKET FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA -1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET 6,000 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 4,102 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 11,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -11,000 CENTERPOINT ENERGY INC -4,102 CENTERPOINT ENERGY INC S/D FINANCING RETURN S/D FINANCING 1,875 MASCO CORP EFTA01593192 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. FROM 746FY0 TO 2F8EE0 FROM 2F8EE0 TO 746FY0 14.43440 14.48220 0.01 0.01 51,010.31 158,721.32 59,381.59 158,721.32 59,381.59 4,198.20 160,201.80 51,010.31 50,989.69 138,152.35 4,198.20 5,254.00 PRICE 34.96560 DEBIT CREDIT 79,706.58 138,152.35 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 8 OF 12 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593193 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 09/08 JOURNAL 01 09/08 JOURNAL 01 09/08 JOURNAL 01 09/08 JOURNAL 01 09/08 JOURNAL 01 09/15 BOUGHT 01 09/18 JOURNAL 01 09/18 JOURNAL 01 09/18 MRKD/MARKET 01 09/18 JOURNAL 01 09/18 JOURNAL 03 09/18 MRKD/MARKET 03 09/18 JOURNAL QUANTITY DESCRIPTION 1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,875 MASCO CORP CORRECTION AS OF 09/06/06 DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET -1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET 300 CSX CORPORATION OFFSHORE ARRANGING FLIP EFTA01593194 TO 736FY0 FROM 746FY0 9,535.92 51,010.32 870.32 870.32 50,063.07 26.69480 50,063.07 3,820.71 3,820.71 51,010.32 51,010.32 51,010.32 51,010.31 PRICE DEBIT 51,010.31 CREDIT INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 9 OF 12 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593195 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 09/18 SOLD 03 09/18 SOLD 01 09/19 JOURNAL 01 09/19 JOURNAL 01 09/19 MRKD/MARKET 03 09/19 MRKD/MARKET 03 09/19 JOURNAL 03 09/19 JOURNAL 03 09/19 JOURNAL 01 09/20 JOURNAL 01 09/20 JOURNAL 03 09/20 JOURNAL 03 09/20 SOLD 01 09/22 JOURNAL 01 09/22 JOURNAL QUANTITY DESCRIPTION -2,300 SUPERVALU INC AS OF 09/14/06 DONE AT EXBKR/INSTITUTIONAL EDGE EQ -300 CSX CORPORATION DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET MARK TO MARKET 2,300 SUPERVALU INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,300 SUPERVALU INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,300 SUPERVALU INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 1,500 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,500 MASCO CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN EFTA01593196 FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 28.36120 798,412.98 798,412.98 42,532.24 42,532.24 68,429.83 21,266.12 21,266.12 68,429.83 870.32 68,543.68 31.79290 34,271.84 34,271.84 870.32 9,535.92 PRICE 29.80710 DEBIT CREDIT 68,543.68 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 10 OF 12 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593197 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 09/22 JOURNAL 03 09/22 JOURNAL 03 09/22 JOURNAL 03 09/22 BOUGHT 01 09/22 SOLD 03 09/22 BOUGHT QUANTITY DESCRIPTION 2,000,000 AMGEN INC NT ZER CV 32 03/01/2032 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,060 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,245 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,245 MASCO CORP DONE AT EDGETRADE.COM INC. -2,000,000 AMGEN INC NT ZER CV 32 03/01/2032 DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. 1,060 AMGEN DONE AT EDGETRADE.COM INC. 69.82930 74,024.08 27.34550 74.43750 34,051.88 1,488,750.00 34,051.88 74,024.08 PRICE DEBIT 1,488,750.00 CREDIT INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 11 OF 12 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 EFTA01593198 FAX: 212-538-5540 EFTA01593199 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 09/01/06 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED 01 09/01/06 INTEREST CREDIT INT @ AVG RATE 5.408 FOR 31 DAYS FROM 08/01 TO 08/31 CLOSE BAL 3555096.91 CR AVG BAL 3539173.90 CR REBATE ON SHORT SALES FOR THE MONTH OF AUGUST INTEREST CREDIT DEBIT CREDIT 16,481.71 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST 746FY PAGE UNDISCLOSED 09/01/06 TO 09/30/06 12 OF 12 10.95 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593200 Statement of Account You can receive Independent Third Party research on certain companies covered in CSSU's research reports, at no cost to you. You can access this Independent Research, if available from our designated providers, at (www.credit-suisse.com/ir) or by calling (1 877 291 2683) or emailing ([email protected]) to request a copy of this research. CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-2000 FAX: 212-538-5540 EFTA01593201