EFTA01479583.pdf

Subject: Re: Biotech Update... [C] From: Tazia Smith ‹ > Date: Thu, 08 May 2014 14:23:51 -0400 To: [email protected] Cc: Nav Gupta Paul Morris Vahe Stepanian Vinit Sahni Classification: Confidential Jeffrey - Updating you on your biotech basket because most of the names are struggling to rebound from the recent rotational sell-off, exception is GILD which has good valuation support, showed a strong earnings beat, and is back up to —$79.36 (your avg cost is $79.41). FMI reported earnings after the close yesterday, which were inline but guidance was on the low end. Stock has sold off 15% (down to —$24 currently from from a high of $30 yesterday). Please find your updated P/L below. Included SGMO chart - that company reported a moderately better quarter on Tuesday evening, hence the 3% uptick and several positive reports from the competitors across the Street. Source: Bloomberg and Pershing LLC as of 5/8/14 From: Tazia Smit To: [email protected], Cc: Nav Gupta , Pau Morris, , Vahe , Vinit Sahni Date: 04/22/2014 04:16 PM Subject: Re: Biotech Update... i ea eat, s ares halted [C] Classification: Confidential Jeffrey - sure you see this, just making sure, Gilead shares are halted in the after-market following a significant top and bottom-line earnings beat ($1.48 vs $0.92 cons eps, $5bn on the topline vs. expecations of $3.96bn) as EFTA01479583 you know, you're long 8100 shares at an average price of $79.41, stock closed today at $72.86, just reported. Shares expected to re-open at 4:30pm From: Taz' jeevacation mail.com Cc: Paul Morris, Vahe Stepanian Nav Gupta Vinit Sahni Da e: :42 PM Subj Biotech Update... [C] Classification: Confidential Jeffrey - Biotech forming a base to some extent (strong market backdrop, clearly) you're up $906k on your basket excluding the Ariad (outlier due to M&A prospects vs. group drivers) 1-mo price history charts below. SGMO lmo Price History BIIB lmo Price History GILD lmo Price History FMI lmo Price History EFTA01479584 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email EFTA01479585