EFTA01363757.pdf

From: Davide-A Sferrazza Sent: 2/22/2018 1:18:53 PM To: Cynthia Rodriguez Subject: RE: N4G-026161 - Southern Financial ICI Attachments: Southern Financial KYC.PDF Classification: Confidential Hi Cynthia, We are being asked for some documentation for Southern Financial LLC's OTC collateral set up, as follows: WIC (we have this from your email below) PCR — "Preventative Crime Research" ROC — "Regulatory Data Corp" am not familiar with PCR and RDC — is this something that you are familiar with/have access to? Happy to hop on the phone to discuss! Thank you, Davide From: Cynthia Rodriguez Sent: Thursday, Janua 11, 2018 4:08 PM To: Stewart Oldfield < >; Zbynek Kozelsky Cc: Liam Osullivan >; Davide-A Sferrazza < >; Joshua Shoshan Subject: RE: N4G-026161 - Southern Financial II) Classification: For Internal use only Hi Ziggy, See attached. Thanks. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant We President Deutsche Bark Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA Tel Fax Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053996 CONFIDENTIAL SDNY_GM_00200180 EFTA01363757