EFTA01363756.pdf

From: Nina Tona Sent: 5/8/201812:11:38 PM To: Zack Bunimovich CC: oavide-A Sferrazza Subject: RE: Southern Financial - KYC Docs. ilj Classification: For internal use only Hello Zack — please advise where we stand with this. I understand it's with AFC. Thank you Nina Tona KCP products and services are intended and available onlyfor persons who ore sophisticatedinstitutionalinvestors within the meaning of the FIRM Rule 4512(O(3), and who are capable of evaluating the strategies. choratteristics and investment risks of, and exercising ndependent Judgment in evatuating, the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of 08.9 or its affiliates pnor to executon, and the execution of any transaction or idea discussed hereinis condinonol on your becoming o client of Deutsche Bank Key Client Partners (KCP) products, investment ideas ond solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the port of OBSI or any of its affiliates. From: Aiasha Khokhar Sent: Thursday, April 19, 2018 5:07 PM To: Zack Bunimovich >; Martin Zeman < >; Nina Tona Cc: Liam Osullivan >; Davide-A Sferrazza < >; Xavier Avila ;Joshua Shoshan < Subject: RE: Southern Financial - KYC Docs. Il] Classification: For internal use only To add one, For question number 2, the tax form is needed for reporting purposes, it's a requirement to collect tax form as part of KYC and ensures that the client is FATCA compliant as per IRS regulations. Please feel free to reach out if you have any questions / concerns. Thx Best Regards, Aiasha Khokhar From: Aiasha Khokhar Sent: Thursday, April 19, 2018 5:00 PM To: Zack Bunimovich <- >; Martin Zeman < >; Nina Tona CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053992 CONFIDENTIAL SDNY_GM_00200176 EFTA01363756