EFTA01201841.pdf

From: Tazia Smith To: "jeffrey E." <[email protected]> Cc: Daniel Sabba , Paul Mora, Richard Kahn Stewart OldfieId , Vahe Stepanian Subject: Trade Report 10/29/14 [C] Date: Wed, 29 Oct 2014 20:34:36 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11); unnamed(12); unnamed(13); unnamed(14) Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account. where your other Citi 6.875% preferred is held. Let us know if you would like to change that. Best Regards, Tazia Tazia Smith Director I Key Client Partials - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile +1 Email Pas itnectry Perform. From: Tazia Smith/db/dbcom To: leftrey [email protected]>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdb/dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICAS Dale: 10/29/2014 01:16 PM Subject: Re: IC] EFTA01201841 Classification: Confidential Jeffrey - Thus far you have bought 72,700 shares of Citi 5.8% pfd at $24.23238. Please let us know if you want to modify. TDS From: Tazia Smithtdb/dbcom To: -Jeffrey E." <[email protected]>. Cc: Daniel Sabbaklb/dbcom©DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdb/dbcom@DBAMERICAS. Vahe Stepanianklb/dbcom@DBAMERICAS Dale: 10/2912014 10:57 AM Subject: Re: [C) Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. 5.8 12/31/49 $ 124.240 +.140 N24.230/24.240N 27x5 EXCH . At 10:56 Vol 55,019 C 24.100N H 24.280N L 24.010D Val 1.333M EP044023 Pfd 10/29/2013 10/29/2014 Last Price • LT e •I u: Compare Mov. A IIIIIIII Volume 1D 3D 1M 6M V7D lY SY Max Daily • ra e Security/Study +. I- nidc .4.Annotate ..:4 News O, Zoom • Last Price 24.240 "v T High on 06/30/14 24.400 • -0- Average 22.804 I Low on 12/11/33"20:590 0-21500 0-23.0:0 0-21500 0-22.0:0 0-21.500 0-21.000 20.500 yo Volume 55019.000 0.4M L• SHAVG (19 60493.934 ►0.2N 55019.000 Dec Mar Jun Sep 2013 2014 EFTA01201842 From. Taira Smithldbldbcom To: jetfrey E. <[email protected]>@DEUEIAINT. Cc: Richard Kahn Daniel Sabba/db/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAmericas. Paul Morris. Stewart OldfielcVdb/dbcom@DBAMERICAS Date: 10/29/2014 10:02AM Subject: Re: [C] Classification: Confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "jeflrey E." <[email protected]> To: Tazia Smith/db/dbcorn@DBAMERICAS. Richard Kahn e. Date: 10/29/2014 08:43 AM Subject: Re: IC) vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith < > wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Taira Smith/db/dbcom To: "affray E. <jeevacationagmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart Oldliehildbldbcom@DBANSERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [C] Classification: Confidential EFTA01201843 Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia 1 L Tazia Smith Director I Key Client Partners - US DB Seari0es Inc Deutsche Asset 8 Wealth Management 345 Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile +1 Email Panitn,-tv-Petro-on From: Tazia Smith/dbidbcom To: jetirey <jemacationAgmaitcom>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart OldlielcVdb/dbcom@DBAMERICAS. Vahe Stepanian/dbidbcom@DBAMERICAS Date: 10/28/2014 02:24 PM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 2O0k in one day. Tazia EFTA01201844 IC 5.8 12/31/49 $ J 24.075 +.168 N24.070/24.0901 3 x1 EXCI- . At 14:16 Vol 78,687 0 23.911DH 24.099D L 23.880D Val 1.888M EP044023 Pfd 45) Save As 9 Line Chart 10/25/2013 LO/ 26/ 2014 Last Price • :ire :1 Compare ”ov avgs ',ohne MEM PI ID 3D IM 6M YID 1Y SY Max Daily • 7 fe Security/Study •I Event C + Track .! Annotate News O, Zoom I-24.500 24.075 I • Last Price T High on 06/30/14 24.400 I-23.500 -9- Average 22.792 I-23.000 Low on 12/11/13 20.590 I-22.500 I-22.000 I-21.500 I-21.000 1-20.500 p Volume 78687.000 0.4M SMAVG (15) 60460.867 Dec Mar Jun Sep 2013 I 2014 VWAP from time of Order Entry: 524.0117 IC 5.8 12/31/49 $ 1 24.075 +.168 N24.070 /24.090T 3 x1 D(Cl- At 14:16 Vol 7A,_ 96. 1 0 23.911DH 24.0990 L 23.880D Val 1.888M EP044023 Pfd '9ror ne —Ranges —991A— diarr VWAP 10:56 10 28 14 - Price Filter Calculation Bloomberg Definition O 14:23 10 28 14 0 Vol Filter Amount @ Part% calculation (Price) f I VWAP NWAP VolumeValueTradedI-Trades! Avg Size! Std Dev Bloomberg 0 24.0117 67,085 1.611MLN 198 339 0.040044 Custom 24.0117 67,085 1.611IvILN 198 339 0.040044 D Summary D Top Trades (AQR) Price Chart (VAR) 4 Price Table (TSla 1E By Trade Side 1ZI By Exchange Interval 0.005 Tyr Volume 35000 PDF Line Bid Volume 3000D • Mid Volume Ask Volume 25000 • VMAP 20000 150® 10000 5000 Jr . ... 23. 24 24. 24. C EFTA01201845 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile +1 Email Panitn,417 Peeffrow From: Tazia Smith/dbidbcom To: leffrey <jeevacationAgmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn c >, Stewart OldfielcVdb/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom(g1DBAMERICAS Date: 10/28/2014 01:11 PM Subject: Re: IC) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia EFTA01201846 IC 5.8 12/31/49 a 124.041 H24.050 , 24.080N 4x3 EXCF At 13:03 Vol 67,374 0 23.9110 H 24.0800 L 23.880D Val 1.616M EP044023 Pfd 95) Save As 9Q Actions - 97) Edit - 98) rt :0/1S/2013 10/26/2014 Last Price A Compare L'oics == volume USD 1D 3D DI 6,1 YTD 1Y SY Max Daily • t Security/Study M Event O + Track .! Annotate -News Zoom .24.500 Last Price 24.041 GM. T Highon 06/30/14 24.400 I-23.500 -0- Average 22.792 1 Low on 12/11/13 20.590 I-23.000 I-22.500 I-22.000 I-21.500 0-21.000 0-20.500 4EaVolume 67374:000 0-0.4M SMAVG.(15) 59706.668. .0.2M I Dec Mar Jun Sep 2013 2014 From Tazia Smith/dbidbcom To: -Jeffrey E." [email protected]>. Cc: Daniel Sabbaklbklbcom@DBAMERICAS. Paul Morris. Richard Kahn •= >. Vahe Stepanian/db/dbcom@DBAMERICAS. Stewart OldlielcVdb/dbcom@DBAMERICAS Dale: 10/2812014 11:36 AM Subject: Re: ICJ Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01201847  C 5.8 12/31/49 1 24.000 - .093 N24.000 /24.010T 3x1 EXCI- • At 11:28 Vol 57,252 0 23. 911D H 24.040 L 23.880D Val 1.377M EP044023 Pfd 95) Save As 9 Actions - 9 E 9 Line Chart 10 W1013 10/2S/2014 Last Price nl tine IO Compare mov.Avgs volume 1D 3D 1M 6M YT0 lY SY Max Daily • Security/Study M Event 0 + Track Annotate Os ZOOM 24.500 o• Lagt Price 24.000 24.000 - T Highon 06/30/14 24.400 23.500 -+ Average 22.792 Low on 12/11/13 20.590 23.000 22.500 22.000 21.500 21.000 20.500 • Volume 57452.000 0.4M •SMAVG O5) 59045.199 0.2M I 11 lir. I T I 7. 57452.000 Dec Mar Jun 2013 I 2014 From: Tazia Smindb/dbcom To: "jeffrey E. leesdi [email protected]>. Cc: Daniel SabbaMb/dbcom@DBAMERICAS. Paul Monis. Richard Kahn Vahe Stepanianklb/dbcorn@DBAMERICAS Date: 1012812014 11:06AM Subject: Re: (CJ Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile +1 Email EFTA01201848 Passierkcfrf Peternet. From: Tazia Smithidbidbcom To: "jeffnay E." <jeevacation®gmail.com>@DEUBAINT. Cc: Richard Kahn <->, Daniel Sabbaldb/dbcom@DBAMERICAS. Vahe Stepanianidbklbcorn@DBAmericas. Paul Mortis Dale: 10/2812014 10:57 AM Subject: Re: (CI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Avenue. 10154-00O4 New York. NY. USA Tel. Fax Mobile +1 Email Passel,* geelt. From: leffrey E." leevacationggmai.com> To: Tazia Smithidb/dbcom@DBAMERICAS. Richard Kahn Date: 1012812014 10:54 AM Subject: buy S5MM of this issue. Citi 5.80% PFD EFTA01201849  please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected] and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01201850 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01201851