EFTA00197769.pdf

Statements EFTA00197769  CLEARED THROWN ITS MICELI" OHOE0 SURVOIAIly OFFICE SERVICING YOUR ACCOUNT S ear. Stearns & Co. Inc. m B STUR URNS INSTITUTIONAL INTERESTS /LC #2 STATEMENT PER100 November 29.2003 ACCOUNT EXECUTIVE 3RTINBERG.ALAN C. TELEPHONE THROUGH December 31.2003 VISIT OUR WEBSITE /A1.uearstearns.com ACCOLM NUMBER What's In This Statement 11111111111111111 II TAXPAYER MJMITER On File LAST STATEMENT November 28.2003 Financial Summary 3 INSTITUTIONAL INTERESTS A/C #2 Transaction Detail 3 CIO FINANCIAL TRUST COMPANY Fund Activity 5 ATTN LARRY KEMP Your Messages 8 6100 RED HOOK QUARTER SUITE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio Important Message II any information regarding Cash 8 Egwvalent 2003interest. dividends. $010.115 NET EQUITY THIS PERIOD 0 miscellaneous income. gross proceeds or original Equities Aaritu rigair ";444''''' 44 621.506.720 issue discount is required NET EOLOTY LAST STATEMENT 21.616.835 to be reported to the IRS for CHANGE SINCE LAST STATEMENT -21.616.835 em Last statement's market value this account. a Consolidated Form 1099 will be mailed to you by February 2. 2004or a 1042S There are no 'Stop Loss' orders or other pending buy by March 15.2004. or sell open orders on file for your account. Plowo rood art/ ['Marco a rastaang of crocks or sIod. indiatiKKI as dalicooxi to ',au. Tin Rawer)/ is kit vlborwsorrol pseposes My els rd needed as a la.nand Sonioas al IX06.34-1428. a yew lo ChM Santos a Ben Stearn &Gimes 13 4 Tin statemere shorn be Maned for yoor records See revers* S. for rroorten Scomnat Con, Ocookhn. NY ITEM-S.5e 027 01,0104:12:54 001 Ye is EFTA00197770  CLEARED DIROU31111S WHCCLY OWED SUBSIDIARY INSTITUTIONAL INTERESTS NC #2 2 of e STATEMENT BACKER IS PRINTED ON THIS PAGE 027 01,01.04:12:S4 001 Y818 EFTA00197771  CLEARED THROUGH ITS WHOLLY OwNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT KUL Bear. Stearns & Co. Inc. B STUR URNS INSTITUTIONAL INTERESTS NC #2 3 vi STATEMENT PERK* Novernter 29.2003 THROUGH December 31.2003 ALOCUNT NUMBER Cash Flow Analysis Cash Balance Summary TAXPAYER nva3ER OR File THIS PERIOD OPENIN3 aostoa LAST STATEMENT November 28.2003 Opening Balance $9.694.17 Cash 9.694.17 0.00 Securities Sold 21.372.449.58 Net Cash Balance $9.694.17 $0.00 Money Fund 21.486.999.99 Dividends/Interest 28.853.18 Amount Credited $42,888,302.75 Income Summary TM PERIOD YEAR 70 DATE Money Fund -21,382,225.14 Dividends 33.204.12 316,229.46 Dividends/Interest Charged -1.53 Credit Balance Int. 1.65 6,267.07 Miscellaneous -21,515,770.25 Total $33.205.77 $322,496.53 Amount Debited $-42,897,996.92 Net Cash Activity -9.694.17 ClosingBalance $0.00 Transaction Detail INVESTMENT ACTIVITY SETTLEMENT TRADE DATE DATE TRANSACTION DESCRIPTION 10.180..Cusp CAAVRITf PRICE DEBIT AMOUNT CREPT AMOUNT 12/01/03 11/25/03 SOLD AMERICAN INTERNATIONAL GROUP AIG -25,000 57.45000 1,428,087.56 NC UNSOLICITED AS OF I 1t2Si'03 027 DI 0' OS:I2:54 001 '.1118 EFTA00197772  CLEARED THROuGH ITS wisCo.Y EAM‘ED SUEISICally OFFICE SERVICING YOUR ACCOUNT Beer Stea,n Tit' Bear. Stearns 8 Co. Inc. B STU URNS INSTITUTIONAL INTERESTS NC #2 4 STATEMENT PERIOD November 29.2003 THROUGH December 31.2003 Transaction Detail (continued) ACCCUNT NUMBER TAXPAYER WIDMER On File INVESTMENT ACTIVITY (continued) LAST STATEMENT NOveMCOf 28.2003 SETTLEMENT TRADE DATE DATE TRANSACT/DR DESCRIPTION SYMOOLICLISP CVONTITc PRICE DEBIT AMOUNT CREDIT MAJUNT 12/01/03 11/25/03 SOLD BANK OF AMER CORP BAG -40,000 74.82540 2.976.864.73 AVG PACE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED 12/01/03 11/25103 SOLD CITIGROUP INC C -27,376 46.87010 1.275.478.72 AVG PIECE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE'S ON BACK 12/01/03 11/25/03 SOLD FREDDIE MAC-VOTING COMMON FRE 30,000 54.74270 1.632.899.05 (FORMERLY FEDERAL HOME LOAN MORTGAGE CORP)) AVG PR CE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED 12/01/03 11/25103 SOLD FANNIE MAE FNM -5,000 69.55000 345.685.25 (FEDERAL NAIL MTG ASSN) UNSOLICITED 12/01/03 11/25103 SOLD INTERNATIONAL BUSINESS IBM -20,000 89.53200 1,781,111.76 MACHINES CORP AVG PRICE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED 12/01/03 11/25/03 SOLD JOHNSON& JOHNSON JNJ -60,000 50.86400 3,034,341.12 AVG PRICE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED 12/01/03 11/25103 SOLD MBNA CORP KRB -100.000 24.19960 2.403.223.60 AVG PR CE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED 12/01/03 11/25/03 SOLD PFIZER INC PFE -75,000 33.40130 2.489.313.66 WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE AVG PIECE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED 021 OI 0] 0412 L,4 00, V818 EFTA00197773  CLEARED THROUGH ITS WHOLLY OWED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. B STEARNS INSTITUTIONAL INTERESTS A/C #2 5 STATEMENT PERIOD November 29.2003 THROUGH December 3t . 2003 Transaction Detail (continued) ACCOUNT NUMBER TAXPAYER KAMER On FIIB INVESTMENT ACTIVITY (continued) LAST STATEMENT November 28.2003 SETTLEMENT TRADE DATE DATE TRANSACTION OESCRETION SYMEOLCUSP CAJANTITY PRICE DENT AMOUNT MO/ AMOLAT 12/01/03 11/25/03 SOLD PROCTER 8 GAMBLE CO PG -25,000 96.92600 2.410.434.82 AVG PRICE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE'S ON BACK 12/01/03 11/25/03 SOLD TIME WARNER INC -100.000 16.08000 1,595,009.31 NEW UNSOLICITED TOTAL 821,372,449.58 MONEY FUND ACTIVITY DATE MOST TRANSACTION COMPTON SYMENUCUSIP OUNSTITT pp.CE COW AMOUNT CAECHT AMOUNT 11/29/03 OPENING BALANCE 100,420.73 12/01/03 BOUGHT BEAR STEARNS PRIME MONEY BSN1XX 21.382.143.75 1.0000 21.382.143.75 MARKET PORTFOLIO CL Y 12/01/03 DIVIDEND BEAR STEARNS PRIME MONEY BSN1XX 81.39 MARKET PORTFOLIO CL Y RECORD 11/28103 PAY 11/28/03 12/01/03 REINVEST BEAR STEARNS PRIME MONEY BSN1XX 81.39 81.39 MARKET PORTFOLIO CL Y REINVEST PRICE $ 1,00 12/09/03 SOLD BEAR STEARNS PRIME MONEY BSN1XX -21.482.645.87 1.0000 21.482,645.87 MARKET PORTFOLIO CL Y 12/09/03 DIVIDEND BEAR STEARNS PRIME MONEY BSN1XX 4,272.73 MARKET PORTFOLIO CL Y DIV 027 0IMIM4:12:54 001 Vale EFTA00197774  CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. B STUR URNS INSTITUTIONAL INTERESTS AC #2 6 c1 .” STATEMENT PER100 November 29.2003 THROUGH December 31.2003 Transaction Detail (continued) ACCOUNT NUMBER TAXPAYER nueeeEn On File MONEY FUND ACTIVITY (continued) LAST STATEMENT November 28.2003 DATE LIDDAT TRANS:COON DESCRIPTION SYMECUCUSIP CAMARTIT PRICE DEBIT AMOUNT CREDIT AMOUNT 12/31/03 CLOSINGBALANCE 0.00 TOTAL 5.21.382.225.14 $21.486.999.99 DIVIDENDS DATE DESCRIPTION STIABOJCUSIP OUANTITY RATE IM Cali A/.10UT CREDO AMOUNT 12/04/03 PFIZER INC PFE 75,000 0.1500 11.250.00 REC 11/14103 PAY 12/04/03 CHG VS MO & CAL TRADES 12/09/03 JOHNSON& JOHNSON JNJ 60.000 0.2400 14.400.00 REC 11/1863 PAY 12/09103 12110/03 INTERNATIONAL BUSINESS IBM 20.000 0.1600 3,200.00 MACHINES CORP REC 11/1063 PAY 12/1603 TOTAL $28,850.00 INTEREST DATE DESCRPTION SvAMCLCuSB OVANTIT, RATE I%) DEBIT AMOUNT CREDIT AMOUNT 12/12/03 INTEREST ON CREDIT BALANCE 1.53 CA INT CALCULATED 11/21-12/1103 1V22/03 INTEREST ON CREDIT BALANCE 1.53 ADJ 12/22/03 CRINT VS 12/12/03 ENTRY 027 Dl m34:I2:54 001 EFTA00197775  CLEARED THROUGH ITS OHTLED SURSIOally OFFICE SERVICING YOUR ACCOUNT Beer Bier Bear. Stearns 8 Co. Inc. B STUR URNS INSTITUTIONAL INTERESTS A/C #2 7 ci STATEMENT PERIOD NOvernter 29.2003 THROUGH December 31.2003 Transaction Detail (continued) ACCOUNT NUMBER TAXPAYER AMMER On File INTEREST (continued) LAST STATEMENT NOvernter 28.2003 orc cescrunion SYMEICEtuSv PANTRY RATE I%1 DEBIT AMOUNT CREPT AMOUNT 12/22/03 INTEREST ON CREDIT BALANCE 1.65 ACCT 049-51880 AT 00.50000% 11/21 - 12120 TOTAL $-1.53 $3.18 MISCELLANEOUS DATE MODAY TRAMPED:PI DESCRIPTCh DEW AMOUNT CREPT Mes3UNT 12/09/03 JOURNAL TO 21,512,570.05 FTRI I IMI I 12/15/03 JOURNAL Toe 3,200.08 TO COMP 12/30/03 JOURNAL ADJUST BALANCE 0.12 TOTAL $21,515,770.25 027 01)0144:12:14 001 Y818 EFTA00197776  CLEARED THRouGH ITS Yn10tty OHTLED SUBS101AnY OFFICE SERVICING YOUR ACCOUNT Beer Sur //1 Bear. Stearns 8 Co. Inc. B STU URNS INSTITUTIONAL INTERESTS Ate #2 8 STATEMENT PERIOD NOTEMEer 29.2003 THROUGH December 31.2003 ACCOUNT NUMBER TAXPAYER MASSER On Fee Your messages LAST STATEMENT NOvernter 28.2003 As part of the National Association of Securities Dealers (NASD) Investor la" Education Program, you may obtain information on the NASD's Public la" Excess SIPC Account Protection Update Bear, Steams Securities Corp, (BSSC'), a member of the Securities Investor Disclosure Program by contacting the NASD at telephone number (800) Protection Corporation (SIPC"), provides account protection for the net equity 289.9999 or via the intemet address which is www,nasdr,com, In addition, a of a customer's funds and securities positions. SIPC provides $500,000 of brochure explaining the Public Disclosure Program is available from the NASD primary net equity protection, including $100,000 for claims for cash ("SIPC upon request. Coverage,. Visit www.sipc.org for more information about SIPC Coverage. BSSC provides the additional protection ("Excess SIPC') through a commercial insurer, Effective February 16, 2004, the commercial insurer for Excess SIPC will change to Customer Asset Protection Company MAPCO", a licensed New York insurance company. Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities customers, but does not apply to losses from the rise or fall in the market value of investments or to SIPC ineligible assets such as options, futures, foreign exchange transactions, or any investment contracts that are not registered as securities. End of Statement 027 01,0104:12:54 001 1/1118 EFTA00197777  CLEARED IHROJOH ITS WHOLLY EMBED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT r I S ear. Stearns 8. Co. Inc. m B STUR URNS INSTITUTIONAL INTERESTS At #2 STATEMENT PERK* November 1.2003 ACCOUNT EXECUTIVE S4ELNBERG.ALAN C. TELEPHONE THROUGH Nov tuber 28.2003 VISIT OUR WEBSITE .//‘‘ uearstearns.com ACCOUNT NUMBER What's In This Statement lllllllllllll 1111 II 708PATER WINER On He LAST STATEMENT October 31.2003 Financial Summary 3 INSTITUTIONAL INTERESTS A/C #2 Your Portfolio Holdings 4 CIO FINANCIAL TRUST COMPANY Transaction Detail 5 ATTN LARRY KEMP Fund Activity 6 6100 RED HOOK QUARTER Trades Not Yet Settled 7 SUITE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio Cash S EqLwalent $110.115 TOTAL VALUE OF SECURITIES THIS PERIOD 21.506.720 $441.691 NET CREDIT BALANCE 9.694 Equities 521.506.720 $21.172.075 MONEY MARKET FUND BALANCE 100.421 MI Current market vabe NET EQUITY THIS PERIOD $21.616235 ME Last statements market value NET EQUITY LAST STATEMENT 21,613.766 CHANGE SINCE LAST STATEMENT 3.070 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Bozo rood an/ diTaarca a rearoctIN of &otos or Mocks. indicalcol as cloOrami lo you. n COM SoMoao ale0634-1429. a onto lo ChM Santos a Boas. Stow@ SecuMos Cap. B0001,Bn. NY. 112014050. St 'ME asToTarY a to slommaonsl INATOSIS at a k nes cutworm NNW be rinsed as a tat &amid your records Su worse Sr fa MCCAW IIVCCITYKO 027 11/29,037Y):04 001 Y818 EFTA00197778  CLEARED IHROU311 11S MOLY ORNED SUBSIDIARY INSTITUTIONAL INTERESTS NC #2 2 01 9 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 1149.03:09:04 001 Vile EFTA00197779  CLEARED IHROuGH ITS wisCsLY (A1SED StIOSIO4ARY OFFICE SERVICING YOUR ACCOUNT Beer Per ir Bear. Stearns 8 Co. Inc. B STU URNS INSTITUTIONAL INTERESTS AC #2 3 STATEMENT PERIOD November 1.2003 THROUGH November 28.2003 ACCCUNT NUMBER Cash Flow Analysis Cash Balance Summary TAXPAYER NLIII3ER Ofl File THIS PEFICO OPENING CLO9NO LAST STATEMENT October 31.2003 Opening Balance $328,764.63 Cash 328.76443 9494.17 Money Fund 12.678.90 Net Cash Balance $328.764.63 $9,694.17 Dividends Interest 21469.17 Amount Credited $33.748.07 Securities Bought -352.731.81 Income Summary 11113 PERIOD YEM TO DATE Money Fund -86.72 Dividends 21.042.97 283,025.34 Amount Debited $-352,818.53 Credit Balance Int. 112.92 6,265.42 Net Cash Activity -319.070.46 Total $21,155.89 $289,290.76 ClosingBatance $9,694.17 Your Portfolio Portfolio Composition Allocation Cash/Cash Equivalent 110,115 Equities 21.506,720 Cash 8 Equivalent - • Total $21 616 835 <1% I— Equities 99% UnsPadatl podions deoole debt Wane" ands, OM market yews Ths dumb", percenwie is clewed Korn to absolute market value of .yv pylie» 027 11F2S03:09:04 001 Vele EFTA00197780  CLEARED THROUGH RS WHOLLY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. B STEARNS INSTITUTIONAL INTERESTS AC #2 4 c/1 STATEMENT PERIOD November 1.2003 THROUGH November 28.2003 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER NUMBER On FIN LAST STATEMENT October 31.2003 MONET ESTIMATED CURRENT DESCRIPTION SIMBOLCUSIP QUANTITY PRICE VALUE NNUIL PICOT& YEW IV CASH BALANCE 9.694 BEAR STEARNS PRIME MONEY BSIA)C( 100,420.73 1.0000 100,421 904 0.9002 MARKET PORTFal0 CL Y DIVIDEND REINVESTED TOTAL CASH & CASH EQUIVALENTS $110,115 $904 EQUITIES Equities & Options ACCT MAPRET ESTIMATED CURRENT DESCRenion SYme0DCeSiv Int QUANTITY PRCE YALIE AHMJN. INCOME YEW AMERICAN INTERNATIONAL GROUP AIG CASH 25.000 57.9500 1.448.750 6,500 0.4487 INC BANK OF AMER CORP BAC CASH 40.000 75.4300 3.017.200 128,000 4.2423 CITIGROUP INC C CASH 27.375 47.0400 1.287.720 38.325 2.9762 FREDDIE MAC-VOTING COMMON FRE CASH 30.000 54.4200 1.632.600 31,200 1.9111 (FORMERLY FEDERAL HOME LOAN MORTGAGE CORP) FANNIE MAE FNM CASH 5.000 70.0000 350.000 9.000 2.5714 (FEDERAL NAIL MTG ASSN) INTERNATIONAL BUSINESS IBM CASH 20.000 90.5400 1.810.800 12.800 0.7069 MACHINES CORP JOHNSON& JOHNSON JNJ CASH 60.000 49.2900 2.957.400 57.600 1.9477 MBNA CORP NAB CASH 100.000 24.5200 2.452.000 40.000 1.6313 PFIZER INC PFE CASH 75.000 33.5500 2.516.250 45.000 1.7884 027 1149,01:09:04 001 VOW EFTA00197781  CLEARED THROUGH ITS YnIOLLY OTMVED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. B STUR URNS INSTITUTIONAL INTERESTS AC #2 5 ol STATEMENT PERIOD November 1.2003 THROUGH November 28.2003 Your Portfolio Holdings (continued) ACCCUNT misuser, TAXPAYER MASSER On File LAST STATEMENT October 31.2003 Equities & Options (continued) ACC! IAARKET ESTRUM CURSOR DESCAPTION SGIBOUCUSIP 119E OVA/ARTY PACE VALLE ARMS PACOLIE rEu3 PROCTER 8 GAMBLE CO PG