EFTA00197688.pdf

Statements EFTA00197688  CLEARED THROWN ITS WHOLLY OMNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT al& B Bear. Stearns & Co. Inc. STUR URNS INSTITUTIONAL INTERESTS NC #2 STATEMENT PERIOD November 30.2002 ACCOUNT EXECUTIVE 341I-NBERG,ALAN C. TELEPHONE THROUGH December 31.2002 VISIT OUR WEBSITE eeh‘V uearsteams.com ACCOUNT NUMBER What's In This Statement 1111,111111111111 II TAXPAYER NUWER OR File LAST STATEMENT November 29.2002 INSTITUTIONAL INTERESTS A/C It2 Financial Summary 3 CIO FINANCIAL TRUST COMPANY Your Portfolio Holdings 4 ATTN LARRY KEMP Transaction Detail 5 Fund Activity 5 Trades Not Yet Settled 7 Your Messages 7 Your Portfolio at a Glance Market Value of Your Portfolio Important Message 11 any information regarding $1.413.487 Cash 8 EqUvalent 2002interest. dividends. TOTAL VALUE OF SECURITIES THIS PERIOD 18,116,298 S1.369.211 miscellaneous income. NET CREDIT BALANCE 738,561 $18.116.298 gross proceeds or original Equities issue discount is required $19.475.152 MONEY MARKET FUND BALANCE 674,926 to be reported to the IRS for this account, a ME Current market value Consolidated Form 1099 $19,529,785 NET EQUITY TINS PERIOD gm Last statements market value will be mailed to you by January 31.20030r a NET EQUITY LAST STATEMENT 20,844,363 1042Sby March 17,2003. CHANGE SINCE LAST STATEMENT -1,314,578 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Roza topNi any Marco a nonaceire of teas or Mocks. alicolod as &Oared Is 'nu. 1/ 06 BuTRUTY a fa eFormaboeal proms only Nis rd sanded as downed lo Cleni Sadao of 80061.41428. a M1 ro nom SONIC.). al Soot. &arra Saunas ESL Iles statecnere should be mai-Ism sour records See reverse role for neonate relesnacco Broo.1r., NY. 1120, 4059 027 01.01.03:09:30 001 VS39 EFTA00197689  CLEARED IHROU311 11S MOLY ORNED SUBSIDIARY INSTITUTIONAL INTERESTS NC #2 2 of STATEMENT BACKER IS PRINTED ON THIS PAGE 027 1:11.01.0303:30 001 Y639 EFTA00197690  CLEARED THROWN ITS YMOLLY ORIVED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT B Bear. Stearns & Co. Inc. STUR URNS INSTITUTIONAL INTERESTS NC #2 3 a/ STATEMENT PERIOD NOVREION 30.2002 THROUGH December 31.2002 ACCCUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER AMBER On File PC PEN® YEAR TO DATE THIS PENOO LAST STATEMENT November 29. 2002 Opening Balance $695,112.61 Dividends 44.203.12 287,026.95 Credit Balance Int. 73.42 2,529.16 Money Fund 828.12 Total $44,276.54 $289,556.11 Dividends/Interest 43.448.42 Amount Credited $4#276.54 Money Fund -828.12 Portfolio Composition Amount Debited $828.12 CastirCash Equivalent 1.413,487 Net Cash Activity 43.448.42 Equities 18.116.298 ClosingBalance 5738 561.03 Total $19.529.785 Your Portfolio Cash Balance Summary Allocation Ont. AG CLOSING Cash 695.112.61 738.561.03 Cash S EquIvaleni Net Cash Balance $695,112.61 $738,561.03 7% UnWootol croons °ono* oat Dion°, *nee Or, male wive, The oloaom ;event'', to owed aem to oblexe market rat), al >vv p tkno 02? DIVI,03XY3:30 001 V639 EFTA00197691  CLEARED 114RouGH ITS yalOyLv 091LED SUSSIGAIly OFFICE SERVICING YOUR ACCOUNT Beer Steyr, Bear. Stearns & Co. Inc. B STEARNS INSTITUTIONAL INTERESTS NC #2 4 STATEMENT PER100 November 30.2002 THROUGH December 31.2002 Your Portfolio Holdings ACCOUNT NUMBER TAXPAYER NLAV3ER On File CASH & CASH EQUIVALENTS LAST STATEMENT November 29.2002 1AVIXET ESTIMAIED CuRPENT DESCRIPTION SMBOLCuSiP QUANTITY PACE OWE NP/UAL INCO1/E VELD 24) CASH BALANCE 738,561 BEAR STEARNS PRIME MONEY BSPA)C( 674.926.45 1.0000 674,926 8,774 1.3000 MARKET PORTFOUO CL Y DIVIDEND RENVESTED TOTAL CASH & CASH EQUIVALENTS $1.413,487 $8.774 EQUITIES Equities & Options ACCT MARKET ESTRUM/ CURREN' DESCRPTION SYMBOLEUSIP PPE OUANTITT PACE VALUE ANNUAL INCOME YEW 1%) ACC TIME WARNER INC AOL CASH 50.000 13.1000 655.000 AMERICAN INTERNATIONAL GROUP AIG CASH 25.000 57.8500 1.446.250 4.700 0.3250 INC BANK OF AMER CORP BAC CASH 30.000 69.5700 2.087.100 76.800 3.6797 CITIGROUP INC C CASH 27.375 35.1900 963.326 19.710 2.0460 GOLDMAN SACHS GROUP INC GS CASH 12.000 68.1000 817.200 5.760 0.7048 INTERNATIONAL BUSINESS IBM CASH 20.000 77.5000 1.550.000 12.000 0.7742 MACHINES CORP JOHNSON& JOHNSON JNJ CASH 50.000 53.7100 2.685.500 41.000 1.5267 MBNA CORP KRB CASH 90.000 19.0200 1.711.800 25.200 1.4721 PFIZER INC PFE CASH 75.000 30.5700 2.292.750 45.000 1.9627 PROCTER & GAMBLE CO PG CASH 25.000 85.9400 2.148.500 41,000 1.9083 TYCO INTERNATIONAL LTD TYC CASH 50.000 17.0800 854.000 2,500 0.2927 027 D1.01.0309:30 001 V639 EFTA00197692  CLEARED THRomaii ITS YMOLLY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. B STEARNS INSTITUTIONAL INTERESTS Ate #2 5 o STATEMENT PERM Novernter 30.2002 THROUGH December 31.2002 Your Portfolio Holdings (continued) AcccuNT NUMBER - TAXPAYER KIN ER On File LAST sTATELTENT Novernter 29. 2002 Equities & Options (continued) ACCT MARKET ESTIMATED CURFEW DESORPTION SYMBOUDISIP TYPE DUAMITT PACE VALE ANNUAL iNCOIAE TELE/ N VIACOM INC-CL B VIAB CASH 22,200 40.7600 904.872 Total Equities& Options $1&116.298 $273.670 TOTAL EQUITIES $18.116.298 $273.670 YOUR TOTAL ESTIMATED ANNUAL INCOME $282.444 YOUR PRICED PORTFOLIOHOLDINGS $19,529.785 Transaction Detail MONEY FUND ACTIVITY DA"E 1.1004Y TRANSACTIEN DESCRIPTCN SOJECtiCtISUP OVANTAT RACE DEBIT AMOUNT CREDIT AMOUNT 11/30/02 OPENINGBALANCE 674.098.33 12/02/02 DIVIDEND BEAR STEARNS PRIME MONEY BSMXX 829.12 MARKET PORTFOU0 CL Y RECORD 11/29102 PAY 11/29/02 12/02/02 REINVEST BEAR STEARNS PRIME MONEY BSNIXX 828.12 828.12 MARKET PORTFOUO CL Y REINVEST PRICE $ 1.00 12/31/02 CLOSINGBALANCE 674.926.45 TOTAL &82&12 $828.12 027 OT Di D3:0.9:30 031 16119 EFTA00197693  CLEARED THROUGH ITS MOUT ODBED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. B STUR URNS INSTITUTIONAL INTERESTS NC #2 6 o/ STATEMENT PERM NOveNTIMI 30.2002 THROUGH December 31.2002 Transaction Detail (continued) ACCCUNT NUMBER TAXPAYER KAISER On Foe DIVIDENDS LAST STATEMENT NOuembes 29.2002 DATE DESORPTION SYMBCIAVSIP OVANDO, RATE (S DEBIT AMOUNT MINT AMOUNT 12/05/02 PFIZER INC PFE 75.000 0.1300 9.750.00 REC 11/15102 PAY 12+05/02 12/10/02 INTERNATIONAL BUSINESS IBM 20.000 0.1500 3,000.00 MACHINES CORP REC 11/0602 PAY 12110102 12/10/02 JOHNSON& JOHNSON JNJ 50.000 0.2050 10,250.00 REC 11/1902 PAY 12/10102 IffiEg6T—VAENEAWiNYEtifaitiona dti5u13 AID 25.000 0.0470 1.175.60 INC REC 12+06.02 PAY 12+20/02 12/27/02 BANK OF AMER CORP BAC 30.000 0.6400 19.200.00 REC 12+06102 PAY 12+27/02 TOTAL $43.375.00 INTEREST OrE CESCP.PTiOn STAIBODOUSIP OUAMITY RATE IY4 DEBT AMOUNT CREDIT AMOUNT 1223/02 INTEREST ON CREDIT BALANCE 0.1250 73.42 AT 0 I'S% 11,21 THRU 12%20 TOTAL $73.42 027 01,0103:09:30 031 V639 EFTA00197694  CLEARED THROWN ITS WHIXLY ORIVED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. B STUR URNS INSTITUTIONAL INTERESTS A/C #2 7 c, STATEMENT PERIOD NOYeriltet 30.2002 THROUGH December 31.2002 ACCCUNT NUMBER Trades Executed Pending Settlement TAXPAYER KUMMER On He LAST STATEMENT November 29.2002 SETTLEMENT TRADE DATE DATE TRANSICI1ON DESORPTION STIA3OUVUSIP QUANTITY PRCE DEW AMAUN1 CgEtir AIACA.M 01/06/03 12/31/02 SOLD TYCO INTERNATIONAL LTD TYC -12,500.00 17.0165 211,449.84 AVG PRICE SHOVIN-DEIMLS ON REQ ACTUAL CONFIRM TO YOUR AGENT DISCRETIONARY ORDER 01/06/03 12/31/02 SOLD TYCO INTERNATIONAL LTD TYC .12.500.00 17.1509 213.129.79 AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT DISCRETIONARY ORDER TOTAL S0.00 $424,579.63 The abona noes et Ileleppeao in any maw section el tab staiernent Your messages tar Investor As part of the National Association of Securities Dealers (NASD} Education Program, you may obtain information on the NASD's Public DicrIncure Program by contacting the NASD at telephone number (SOO) 289.9999 or via the intemet address which is www,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statement 027 01/01103:09:30 001 VC39 EFTA00197695  CLEARED THRCUSH ITS WHOLLY OtblED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Steams 8 Co. Inc. B STUR URNS INSTITUTIONAL INTERESTS AC #2 STATEMENT PERIOD October 26.2002 ACCOUNT GREENBERGALAN C. TELEPHONE THROUGH November 29.2002 VISIT OUR WEBSITE 67AV nearstearrts.com ACCOUNT NUMBER What's In This Statement IIIIIIIIIIIIIIIII II TAXPAYER NuebER On File LAST STATEMENT October 25.2002 Financial Summary 3 INSTITUTIONAL INTERESTS AIC #2 CIO FINANCIAL TRUST COMPANY Your Portfolio Holdings 4 ATTN LARRY KEMP Transaction Detail 5 Fund Activity 5 Your Portfolio at a Glance Market Value of Your Portfolio Cash 3 Equvalent $1.369.211 TOTAL VALUE OF SECURITIES THIS PERO) 19,475,152 $1.350.585 NET CREDIT BALANCE 695,113 $19.475,152 Equates MONEY MARKET ROOD BALANCE 674,098 ccrio.....unit $18.893.636 IN Current market value NET EQUITY THIS PEFUOID $20,844,363 Last statements market value NET EQUITY LAST STATEMENT 20.244,221 CHANGE SINCE LAST STATEMENT 600,141 There are no 'Stop Loss' orders or other pending buy or sell open orders on tile for your account. Roza rood ant diNconoo a roorocola of crocks or soaks. nacolal z aflame to 'to. Sit INS arrABTY for mT0TmaORBI waxes Only a n:( Girded as cloarnto lo Cleni Son on al 800614.1428. a %NA lo Clam Santos a Boa Roam Boodles TIn stationers should be for your words Sou mom sob toe mporlore nfainatco Ca,.. oroahn, NY 112014,50 027 113002:14:25 001 V638 EFTA00197696  CLEARED IHROU311 ITS MOLY ORNED SUBSIDIARY INSTITUTIONAL INTERESTS NC #2 2 of e STATEMENT BACKER IS PRINTED ON THIS PAGE 027 11,3002:14:2S 001 VS30 EFTA00197697  CLEARED IHROLCIII ITS YinClef OwdED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. B STUR URNS INSTITUTIONAL INTERESTS NC #2 3 c/ STATEMENT PERK* °CMOS! 26.2002 THROUGH Novernter 29.2002 ACCOUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER KINSER OR Ale DC PERIOD YEAR TO DATE THIS PEN00 LAST STATEMENT OCIODBI 25.2002 Opening Balance $677,773.36 Dividends 18.529.01 242,823.83 Credit Balance Int. 96.75 2,455.74 Money Fund 1,286.51 Total $18,625.76 $245,279.57 Dividends/Interest 17,339.25 Amount Credited $18,625.76 Money Fund -1.286.51 Portfolio Composition Amount Debited $-1.286.51 CashtCash Equivalent 1.369,211 Net Cash Activity 17.339.25 Equities 19.475.152 Closing Balance $695,112.61 Total $20.844.363 Your Portfolio Cash Balance Summary Allocation ()PEAKS CLC61N0 Cash 677.773.36 695,112.61 Cash & Equivalent — Net Cash Balance $677.773.36 $695.112.61 6% Unwooed pone, ' Oen,* debt beano, *NW Or, male wive, The elocaben percermr is Owed kern Vo ebsol.te markel value of palioo 027 11,30,02:14:25 OBI V638 EFTA00197698  CLEARED TITROuGH ITS wilCELY ODTLED SURSIOAlly OFFICE SERVICING YOUR ACCOUNT Beer Stearn !it Bear. Stearns & Co. Inc. B STEARNS INSTITUTIONAL INTERESTS NC #2 4 STATEMENT PERIOD October 26.2002 THROUGH Novernter 29.2002 Your Portfolio Holdings ACCOUNT NUMBER TAXPAYER AMBER On Fite CASH & CASH EQUIVALENTS LAST STATEMENT CCIODei 25.2002 MARKE1 ESTIMATED CLAPENT DESORPTION SAISOL,CuS0 QUANTITY PACE VALUE MIN/u.N. INCOME ve.0 CASH BALANCE 695.113 BEAR STEARNS PRIME MONEY BSM)0 674.098.33 1.0000 674.098 9.437 1.3999 MARKET PORTFOUO CL Y DIVIDEND REEVESTED TOTAL CASH & CASH EQUIVALENTS $1.369.211 $9.437 EQUITIES Equities & Options AIX! MARKET ESTIMMED CAAIRENT DESCROION SY/M.MUS. Type *JAUNTY PACE VALUE ANNUAL NCOME IrEU:11%) ACC TIME WARNER INC AOL CASH 50.000 16.3700 818.500 AMERICAN INTERNATIONAL GROUP AIG CASH 25.000 65.1500 1.628.750 4.700 0.2886 INC BANK OF AMER CORP BAC CASH 30.000 70.0800 2.102.400 76.800 3.6530 CITIGROUP INC C CASH 27.375 38.8800 1.064.340 19.710 1.8519 GOLDMAN SACHS GROUP INC GS CASH 12.000 78.8700 946.440 5.760 0.6086 INTERNATIONAL BUSINESS IBM CASH 20.000 87.1000 1.742.000 12.000 0.6889 MACHINES CORP JOHNSON& JOHNSON JNJ CASH 50.000 57.0200 2.851.000 41.000 1.4381 MBNA CORP KRB CASH 90.000 21.3400 1.920.600 25.200 1.3121 PFIZER INC PFE CASH 75.000 31.5400 2.365.500 39.000 1.6487 PROCTER & GAMBLE CO PG CASH 25.000 84.0000 2.100.000 41,000 1.9524 TYCO INTERNATIONAL LTD TYC CASH 50.000 17.8400 892.000 2,500 0.2803 027 II/3002:14:2S 001 YEAS EFTA00197699  CLEARED IHROLCM ITS YrtiCter ORNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT KUL Bear. Stearns & Co. Inc. B STEARNS INSTITUTIONAL INTERESTS Ate #2 5 c, STATEMENT PERK* October 26.2002 THROUGH Wormer 29.2002 Your Portfolio Holdings (continued) ACCOUNT NUMBER TAXPAYER MASSER On AM LAST STATEMENT October 25.2002 Equities & Options (continued) ACCT MARKET ESTRUM° CURFEW DESORPTION SYMBOUDISIP ME DUAMITT PRCE VALUE ANNUAL INCOME YELD ixt VIACOM INC-CL B VIAB CASH 22,200 47.0100 1.043.622 Total Equities& Options $19.475.152 $267.670 TOTAL EQUITIES 319.475,152 $267.670 YOUR TOTAL ESTIMATED ANNUAL INCOME $277.107 YOUR PRICED PORTFOLIOHOLDINGS $20.844.363 Transaction Detail MONEY FUND ACTIVITY DATE WOO TRANSACTKPI DESCRIPTCN STAIDX/ClISUP GUMMY PRCE DEBIT AMOUNT CREDIT AMOUNT 10/26/02 OPENINGBALANCE 672,811.82 11/01/02 DIVIDEND BEAR STEARNS PRIME MONEY BSMXX 1,286.51 MARKET PORTFOU0 CL Y RECORD 10/31/02 PAY 10131/02 11/01/02 REINVEST BEAR STEARNS PRIME MONEY BSMXX 1.286.51 1,286.51 MARKET PORTFOUO CL Y REINVEST PRICE $ 1,00 11/29/02 CLOSINGBALANCE 674.098.33 TOTAL $.1.28631 $1.286.51 027 I I 300214:25 001 V638 EFTA00197700  CLEARED THROUGH ITS YRICtLY ORT*0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. B STUR URNS INSTITUTIONAL INTERESTS NC #2 6 o STATEMENT PERK* WOW 26.2002 THROUGH November 29.2002 Transaction Detail (continued) ACCOUNT NUMBER TAXPAYER KINSER On PIM DIVIDENDS LAST STATEMENT October 25.2002 DATE CCSCRPTION SYMBOALISIP CWAITITT RATE IQ DEBIT AMOUNT aiEDIT AMOUNT 11/04/02 TYCO INTERNATIONAL LTD TYC 50,000 0.0125 625.00 REC 10/01/02 PAY 11/01/02 11/15/02 PROCTER 8 GAMBLE CO PG 25.000 0.4100 10,250.00 REC 10/18/02 PAY 11/15/02 11/22/02 CITIGROUP INC C 27.375 0.1800 4,927.50 REC 11/04/02 PAY 11/22,02 11/25/02 GaDMAN SACHS GROUP INC GS 12.000 0.1200 1.440.00 REC 10/2802 PAY 11/25/02 TOTAL $17.242.50 INTEREST DATE OESCRIPTION STME/CliCUSIP OUONMY RATE IY4 DEBT AMOUNT CREDIT AMOUNT 11/21/02 INTEREST ON CREDIT BALANCE 0.1250 35.55 AT 0 1/89 11/06 THRU 11/20 11/21/02 INTEREST ON CREDIT BALANCE 0.2500 61.20 AT 0 1/4% 10/21 THRU 11/05 TOTAL $96.75 End of Statement 027 I L300214:25 031 v638 EFTA00197701  CLEARED THROUGH ITS Y/HOlLY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACOOLM S ear. Stearns & Co. Inc. m BffiR STffiRNS INSTITUTIONAL INTERESTS AiC #2