EFTA01519067.pdf

CHISLAINE MAXWELL- TAP ARFI ACCT For the Period 19/1/13 to 10131/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Quantity Per Unit Settle Date Selection Method Description Cost Amount Amount 10/1 Interest Income DEPOSIT SWEEP INTEREST FOR 09(01/13 - 09/30113 0.54 .01% RATE ON AVG COLLECTED BALANCE OF 556,508.79 AS OF 10/01/13 10/1 Ow Domest JPM TR I STRG INCM OPPTY FD - SEL FUND 3844 12,677.824 0.021 266.23 0.021 PER SHARE (ID: 4812A4-35-1) 1011 Div Domest EATON VANCE FLOATING RATE-I 09130/13 INCOME 5,463.943 0.028 150.76 DIVIDEND 6 0.028 PER SHARE AS OF 09/30/13 (ID: 277911-49-1) 10/1 Div Domest HSBC FDS TOTAL RETURN 110/01/13 INCOME 5,780.066 0.008 43.86 DIVIDEND 0.008 PER SHARE (ID: 40428X-15-6) 10/1 Div Domest PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z 7,400.957 0.027 19981 09130/13 INCOME DIVIDEND 0.027 PER SHARE AS OF 09/30/13 (ID: 74441J-82-9) 10/2 Div Domest DOUBLEUNE TOTAL RET 80-I 09/30/13 INCOME 13,146.134 0.048 636.97 DIVIDEND (9 0.048 PER SHARE AS OF 09/30/13 (ID: 258620-10-3) 10/2 Div Domest GOLDMAN SACHS TR STRG INCM INST 09/30/13 INCOME 6,606.686 0.026 171.89 DIVIDEND (9 0.020 PER SHARE AS OF 09/30/13 (ID: 36145C-64-6) 102 Div Domest PIMCO UNCONSTRAINED BOND-P 09/30/13 INCOME 14,308.333 0.004 60.53 DIVIDEND 00.004 PER SHARE AS OF 09/30/13 (ID: 72201M-45-3) 102 Div Domest RBC FDS TR BLUBAY ABRTR 109/30/13 INCOME 14,793.787 0.008 118.40 DIVIDEND O 0.008 PER SHARE AS OF 09/30/13 (ID: 74926P-34-0) J.P.Morgan Account Page 8 of 9 Consolidated Statement Page 74 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046335 Chase CONFIDENTIAL SDNY_GM_00315533 EFTA01519067