EFTA01519068.pdf

CHISI.AINE MAXWELL -TAP ARFI ACCT. For the Period 10/1/13 to 10/31/13 INFLOWS & OUTFLOWS Pi Quantity Per Una Settle Date Selection Method Description Cost Amount Amount 10/18 Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR (1,525.13) THE PERIOD 07-01-2013 TO 09-30-2013 Total Inflows & Outflows $123.88 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GainiLosS Settled Sales/Maturitles/Redemptions 10/2 Sale DOUBLELINE TOTAL RET BD-I (ID: 258620-10-3) (4,071.989) 10.96 44,629.00 (46,339.23) (1,710.23) S 10, 3 High Cost Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 10/2 Purchase PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD 2 2.209 898 9 80 (21.657 00) 103 (ID 74441J-82-9) 102 Purchase GOLDMAN SACHS TR STRG INCM INST 2.068 768 10.47 (21.660 00) 10'3 OD 38145C-64-6) Total Settled Securities Purchased ($43,317.00) J.P.Morgan Account Page 9 c' 9 Consolidated Statement Page 75 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046336 Chase CONFIDENTIAL SDNY_GM_00315534 EFTA01519068