EFTA01372058.pdf

151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Credits This Period Debits This Period Net This Period CredileYeato-tacite Debitsreat-to-Date Net Yea-to-Date Securities Steadies Bought 0.00 0.00 0.00 0.00 48.533.305.28 -48.533.305.28 Steadies Sold 2.346.919.61 0.00 2,316,949.61 45,312,884.71 0.00 45,312,884.71 Total Securities $2.346.949.61 $0.00 $2,346.949.61 $45.312,884.71 448.533.305.28 43.220.420.57 Dividends and Interest $124.445.80 $0.00 $124 445 80 $2,849.647 56 $0.00 $2449.647 56 Distributions $0 00 $0.00 $0.00 $4.238.948.10 $0 00 $4.238.988.10 Fees $0.00 4228.11 4228.11 $0.00 -$ 1,406.11 41,406 11 Taxes Withheld $0 00 4286.03 4286.03 $0.00 47,286.40 47,286 40 Other $0.00 $000 $0.00 $0.00 477.65 477 65 Cash Withdrawals 0.00 000 0.00 0.00 4.077418.24 4.077,618 21 Deposits 0.00 000 0.00 8.270.842.15 0.00 8.270.842 15 Total Cash $0.00 $0 OD $0.00 $8,270,842.15 44,077,618.24 $4,193.223.91 Totals $2,471.395.41 4514 14 $2 470 881 27 $60.672.362.52 452.619.693 68 $8.052.668.84 Transactions by Type of Activity Process' Trade Settlement Transaction Dale Date Activity Type Desolation Quality Price Accrued Interest Amount Currency Securities Bought and Sold 12121/18 12/19/18 SOLD UBI SOFT ENTERTAINMENT 'SINS FR0000054470 SA -11,200.000 71.1900 796,880 00 EUR UBI:FR M ONTREUIL ACT ALLOCATED ORDER YOUR BROKER ACTED AS 910,116 65 USD AGENT AS OF 12/112013 12121/18 12119/18 SOLD GENERAL ELECTRIC CO COM UNSOLICITED ORDER AVERAGE -25.000.000 7.5961 188.896 28 USD GE UNIT PRICE TRANSACTION YOUR BROKER ACTED ASAGENT 12121/18 12119/18 SOLD NINTENDO LTD ADR UNSOLICITED ORDER -10.000.000 33.4400 333.98915 USD NTDOY 12(2018 12(20/18 CORRECTED SELL EURO -796.815.200 1.1470 913.941.03 USD Total Securities Bought and Sold EURO 0.00 796,880 00 EUR Page 13 of 13 Account Number:NIG-023801 Rated btellent Charing through Penh," LLC, • Melly owned s:cexcax:ie Go paperless ALe AtOut t.DItivtorr 4 Every Yew Since 2007 OALOAR RATIO COMMUNICATONS EXCELLENCE Smiley of n. BIS el Nay Yeti Mellon Comoration (INV Wan) Perthra LLC. member AURA mi. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065657 CONFIDENTIAL SDNY_GM_00211841 EFTA01372058