EFTA01372059.pdf

Transactions by Type of Activity (continued) Process Trade, Settlement Transaction Dale Date Adirity Type Description Quantity Price Accrued Interest Amount altrency Total Securities Bought and Sold (continued) TOTAL USD EQUIVALENT 0.00 910,116 65 USD U.S. DOLLARS 0.00 1.436.832.96 USD Dividends and Interest 12103/18 FOREIGN BOND INTEREST 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 24,375 00 USD 251260N8 4 875% 1210132 WE DID 2/0117 CLB RD MO PD 21011 12117/18 CASH DIVIDEND RECBVED 2469000 GENERAL ELEC CO GTD FXDTO-FLTGRT 49380 00 USD 3696048114 NON-CUM ULATIVE PERPETUAL PREFERRED 4 000% 2/03/65 REG DID 12/03/1CO RD TV30 PD t211/1 12118/18 FOREIGN SECURITY DIVIDEND 13000 SHRS NINTENDO LTD ACR RD 09/28 PC 1211/1 1.867 64 USD RECEIVED NTDOY 12127/18 FOREIGN BOND INTEREST 903000 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL 35.681 25 USD 539439AG4 TIER 1SECS ISMS US539439AG42 7500% 04127188 B/E DTD 04/07/11CLB RD 2/2 PD 2127/1 12/31/18 MONEY MARKET FUND CASH AC TR DWSGOVT 13141 91 USD INCOME RECEIVED PeR232045 Total Dividends and Interest - U S DOLLARS 0.00 124,445.80 Fees 12103118 FOREIGN CUSTODY FEE Fgn Safekeeping NOV 201CUSIP. F93961136 •2.00 USD USD999997 12103/18 FOREIGN CUSTODY FEE Fgn Safekeeping NOV 2013 CUSIP. F149L•CN•4 •2.00 USD USC999997 12118/18 FEE ON FOREIGN DIVIDEND 9000 SHRS NINTENDO LTD ACR RD 09/28 PC 2113/13 -224.11 USD WITHHELD AT THE SOURCE NTDOY Total Fees - U.S. DOLLARS 0.00 -22811 TaxesWithheld 12118/18 FOREIGN TAX WITHHELD AT 9000 SHRS NINTENDO LTD ACR RD 09/28 PC 2113/8 -286.03 USD THE SOURCE NTDOY Total Taxes Withheld - U.S. DOLLARS 0.00 -286.03 Total Acaued Mined Total Amount TranssclionsSummary Total Accrued Interest Total Amount Oarency USD Equivalent USD Equivalent EURO 0 00 796.880 00 EUR 0.00 910,116 65 U S. DOLLARS 000 1.560.764 62 USD 0.00 1.560.764 62 The price and quantity displayed may have been rounded Page '4 of - 7i Account Numb Rated btellent CIWite throws, Penton" LI.C.• wholly owed Go paperless AL< fl out bOltivtorr 4 Every Yes Since 2007 OALOAR RATIO COMMUNICATOM EXCILLENCE winidierf of The Bank of New York Mellon Corporation (BNY Mellon) Par Vag LLC. motet illiRA NY CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065658 CONFIDENTIAL SDNY_GM_00211842 EFTA01372059