EFTA01390383.pdf

BY SIGNING BELOW CLIENT ACKNOWLEDGES THAT: II) CLIENT HAS RECEIVED. READ ANO AGREES TO THE TERMS AND CONDITIONS OF THIS ACCOUNT AGREEMENT, INCLUDING THE APPENDIX WHICH CONTAINS IMPORTANT INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPUCATION IS ACCURATE. rCLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION.CLAUSE AT SECTION IR, PAGE 6, AND CLIENT AGREES TO ITS TE INITIAL HERE THE INTERNAL R ALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). NUE SERVICE DOES NOT REQUIRE CUENT'S CONSENT TO ANY PROVISION OF THIS DOCUMENT OTHER THAN THE CERTIFICATION REQUIRED TO A ID BACKUP WITHHOLDING, AND. IF APPLICABLE, THE CERTIFICATION REQUIRED TO ESTABLISH CUENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Intention for BABA employee benefit plan aente: US. Department of labor reguladons require CAS) to disclose to a responsible plan Warty certain information in connection with the services that DBSI provides to to aria the fiduciary in ow:awning 'he reesonablenese of DRS?* salon and rated compensation. The disclosure b gabble online. at littpdAwrw.pwm.dgconamericasienrorisa_disclosuntrics.huni. By signing below. you aciamage that you are a fiduciary responsible for the procurement GI DITSI's services to the plan. you have reed the disclosure and you understand the disclosure. Individual or Joint account (IF THIS IS A JOINT ACCOUNT, ALL ACCOUNT OWNERS MUST SIGN): CONFIRMATION OF TAX AND COMPLIANCE RESPONSIBILITIES Client acknowledges having solo responsibility to fugal any tax obligation. and any other regulatory reporting duties applicable In any relevant lurillatlens that may arise in connection with wets, Income or transactions In Clent's account(s) and business relationship with DM. CHECK A BOX BELOW ONLY IF CUENTS DO NOT WANT JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP OR TENANTS BY THE ENTIRETIES. CLIENTS SPECIFY INSTEAD: El Tenants in common: or El Community Property (for married couples In certain states: each spouse retains 60% Interest in the community property upon death 01 the first spouse,. Signature Date Print Warne SSWEIN Signature Date Print None SSN/EIN Signature Date Print Nome SSN/EIN -Corpniattkin/perfsterthip, trust or omw entity: CONFIRMATION OF TAX AND COMPLIANCE RESPONSIBILITIES Quint acknowledges hangaols responsibility to %Maw tax obligati,* end.any other regulatory reporting.dutlel appable to in any relevant turitifictions that may aristIn connection with assets, Income or transaction* In.Cilam'a miCouriffig and banes.rotation:ship withDIAL forthemiore.Client confirm* that the necessaryinformationrtelhe best of filka's knowledge and oripatala)s aide available nohas thus annuellyto the releveabeneficial owner(s), benefidary0aPerfnitils). etc. to enable such penton(s) to fulfill any respective lax obligations that may arise lot suchPeratili) In COnnaCtiOn WWI Client's bualtiosi tetiatottablp with 0061. Emily J, Epstein Virgin Islands Foundation, Inc Name' Entoloyer ID Signature of Officer, Partner, Trustee. Authorized Party' Date Print Name/ ids FPrel 69.14, fi le 5 I bk.44- Signature of Mow, Partner, Trustee, Authorized Party Date Print Name/Tide Signature of Otlar, Partner, Trustee. Authorized Party Date Print Name/ tle *SAWN-019g 7 012146.032813 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0094874 CONFIDENTIAL SDNY_GM_00241058 EFTA01390383