📄 Extracted Text (470 words)
IV. TAX ELECTION/DECLARATION OF TAX STATUS
This Account Agreement la designed for use by both U.S. NOCOS and Non-U.S. Persons. Please check the box next to the applicable dem belcnv.
°lent certifies that Client will notify DBSI In writing Immediately If the representation certified to below ceases to be true and correct.
1.0 U.S. Citizen or U.S. Reeklent Allen
FormW9 Request for Taxpayer Identification Number and Certification
Substitute
4'ACA is.,
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Name ore er...3.tytior Income tax 'return)
(faerne.e
bkr611 ( I% V 3104 AlCi ittiditithl)40,.SAKv
guaidas manage ant name, different from aboini
Chock oppropdaste box for federal tax classification (roduired)•
3 Individual/sole proprietor ii
C Corporation ❑ S Comonstion O Partnership O Tnietiestate • erecnot bliVed
O Limited liability company. Eller the tax classification (C-C corporation. S.S corporation. P•pertnershipj 0
Other 0
Address umber, etc
2
r i vill-e r
4 •/ AVA
and opt or
Tray
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.0fA 3
City. Stole, and ZIP code ..
57 .7 kor“v,„ 1/5 te; Cola 1.-
3Taxpayer Identification Number (TR
u
Enter your TIN In the eppropriate box. The TIN provided must match the name given on the "Name" Ikw
to avoid baCkup wahhceding. For Individuals. this is your social security number (SSN). Far other
entitles. It is your employer identification number (EIN).
1 -00-(1111
mom
EMI Certification
Under penalties of perjury, I certify that;
1. Tho number shown on des form is my correct taxpayer Identification number (or I am waiting for a number to bo issued to me), and
2. 1 am not subject to backup withholding because: Ie) I am exempt from backup withholding, or (b) i have not been notified by the Internal (revenue
Service that lam subject to backup withholding as • result of a failure to report all 01101051 or dividends. or (cline IRS hes notified me that I am
no longer subject to backup withholding. end
3. I am a U.S. citizen or other U.S. person (defined In the inalriactionsi.
Centlicatkin instructions. You must cross out non) 2 above It yotaisve been notified by the IRS that you are currently subject to backup withholding
because you have failed to report all Interest and dividends on your tax return.
ter
Sign
Here
Monate/sof
U.S..person Data •S
9/05
2 O Non-U.S. Perron
I am not a U.S. person (Including ir U.S. resident alien). I am submating the applicable Form WO with tiff form to certify my foreign status end. If aprilicatire,
claim lax treaty benign,.
For example: Client Is not a U.S. person (Including a U.S. resident alien). Client agrees to provide DBSI with this application the applicable internal Revenue
Service (IRS) Form W-8 to certify the client's foreign status. W-8 forms and Instructions are available on the IRS website at www.Irs.gov.
13.AWM.0196
6 012145.C32813
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0094873
CONFIDENTIAL SDNY_GM_00241057
EFTA01390382
ℹ️ Document Details
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dde10029ed0eb894132631e857f047ba29c32d283ee94ddae9537df5907b531c
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EFTA01390382
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document
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1
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