EFTA01499555.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 7/1/13 to 7/31113 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Cost Gain/Loss Settled Sales/Maturities/Redemptions 6/27 Sale HD SUPPLY HOLDINGS INC @ 18.00 252,000.00 (14,000.000) 17.96 251,435.61 (252,000.00) (564.39) S* 7/3 High Cost BROKERAGE 560.00 TAX 8/OR SEC 4.39 J.P. MORGAN SECURITIES LLC (ID: 40416M-10-5) 7/9 Sale HOME PROPERTIES INC fa 63.50 63,50090 BROKERAGE (1,000.000) 63.459 63,458.89 (83,000.00) 458.89 S 7/12 High Cost 40.00 TAX 8/OR SEC 1.11 J.P. MORGAN SECURITIES LLC (ID: 437306-10-3) 7/9 Sale AMERIGAS PARTNERS L P UNIT LIMITED PARTNERSHIP (1,250.000) 46.859 58,57397 (59,500.00) (926.03) S 7/15 High Cost INT e 46.90 58,625.00 BROKERAGE 50.00 TAX 8/OR SEC 1.03 J.P. MORGAN SECURITIES LLC (ID. 030975-104) 7/10 Sale AMERIGAS PARTNERS I. P UNIT LIMITED PARTNERSHIP (Z500.000) 46.859 117,147.95 (119,000.00) (1,852.05) S 7/15 High Cost INT et 46.90 117,250.00 BROKERAGE 100.00 TAX 8/OR SEC 2.05 J.P. MORGAN SECURITIES LLC (ID: 030975-10-8) 7/15 Expired Option WTI CALL OPTION USD PUT OPTION STRIKE 111.00 (100.000) (86,000.00) (86,000.00) S 7/15 High Cost EXPIRING 07/1112013 100,000 BARRELS EXPIRATION OF PURCHASED OTC CALL (ID: OTCBDC-PA-H) 7/15 Expired Option WTI PUT OPTION USD CALL OPTION STRIKE 87.50 100.000 86,000.00 86,000.00 S 7/15 High Cost EXPIRING 07/11/2013 100,000 BARRELS EXPIRATION OF WRITTEN OTC PUT (ID: OTCBDP-JZ-Y) 7/12 Sale MERRIMACK PHARMACEUTICALS INC e 5.01 10,020.00 (2,000.000) 4.97 9,939.82 (10,000.00) (80.18) S 7/17 High Cost BROKERAGE 80.00 TAX 8/OR SEC .18 J.P. MORGAN SECURITIES LLC (ID: 590328-10-0) 7/16 Sale HEALTHCARE REALTY TRUST e 26.75 53,500.00 (2,000.000) 26.71 53,419.06 (52,800.00) 619.06 S 7/19 High Coat BROKERAGE 80.00 TAX 8/OR SEC .94 J.P. MORGAN SECURITIES LLC (ID: 421846-10-4) 7/16 Sale PENNANTPARK FLOATING RATE CA COM e 14.00 (4,000.000) 13.96 55,839.02 (56,800.00) (960.98) S 7/19 High Cost 56,000.00 BROKERAGE 180.00 TAX 8/OR SEC .98 J.P. MORGAN SECURITIES LLC (ID: 70806A-10-6) J.P. Morgan Account Page 24 of 33 Consolidated Statement Page 27 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023337 Chase CONFIDENTIAL SDNY GM_00292535 EFTA01499555