EFTA01499556.pdf

SOUTHERN FINANCIAL LLC ACCT. W91850003 For the Period 7/1113 to 7/31/13 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Cost GainlLoss Settled Sales/Maturities/Redemptions 7/22 Pnnapal Payment SEQUOIA MORTGAGE TRUST 11 CL B1 VAR RT (4,722.770) 100.00 4,722.77 (3,483.04) 1,239.73 S 7/22 Pro Rata 12/20/2032 DTD 10/30/2002 PAYMENT NC PRINCIPAL (ID: 81744A-AB-4) 7/16 Sale WELLS FARGO & COMPANY PFD 5.85% O 25.01 (35,000.000) 24.97 873,934.76 (875,000.00) (1,065.24) S 7122 High Cost 875,360.00 BROKERAGE 1,400.00 TAX 8/OR SEC 15.24 J.P. MORGAN SECURITIES LLC (ID: 949746-55-6) 7/17 Sale EQT MIDSTREAM PARTNERS LP e 44.50 44,500.00 (1,000.000) 44.459 44,459.22 (43,500.00) 959.22 S 7/22 High Coat BROKERAGE 40.00 TAX 8/OR SEC .78 J.P. MORGAN SECURITIES LLC (ID: 268858.10-0) 7/17 Sale REALOGY HOLDINGS CORP 9 51.16 51,160.00 (1,000.000) 51.119 51,119.10 (48,500.00) 2,619.10 S 7/22 High Cost BROKERAGE 40.00 TAX 8/OR SEC .99 J.P. MORGAN SECURITIES LLC (ID: 75605Y-10-6) 7/19 Sale DIAMOND RESORTS INTERNATIONA 0 14.77111 (900.000) 14.731 13,257.76 (12,600.00) 657.76 S 7/24 High Cost 13,294.00 BROKERAGE 36.00 TAX &OR SEC .24 J.P. MORGAN SECURITIES LLC (ID: 25272T-10.4) 7/19 Sale SYNOVUS FINANCIAL CORP 0 3.24 87,480.00 (27,000.000) 3.20 86398.47 (83,430.00) 2,968.47 S 7/24 High Cost BROKERAGE 1,080.00 TAX 8./OR SEC 1.53 J.P. MORGAN SECURITIES LLC (ID: 87161C-10-5) 7/25 Principal Payment COUNTRYWDE HOME LOANS 2003-1 CL BI 5.750% (37,660.060) 100.00 37,660.06 (35,985.38) 1,694.70 S 7/25 Pro Rata 0325/2033 DTD 01/01/2003 PAYMENT NC PRINCIPAL (ID: 126690-YS-1) 7/25 Principal Payment COUNTRYWDE HOME LOANS 2003-26 CL B1 5.33684% (30,097.630) 100.00 30,097.63 (23,175.17) 6,922.46 S 7/25 Pro Rata 08/25/2033 DID 06/01/2003 PAYMENT NC PRINCIPAL (ID: 12889E-RR-9) 7/25 Principal Payment CHASE MORTGAGE FINANCE CORPORATION REMIC (39.781.120) 100.00 39,781.12 (35.206 29) 4,574 83 S 7/25 Pro Rata 2007-A1 CL 2A4 2.99199% 02/25/2037 DTD 02/01/2007 PAYMENT AIC PRINCIPAL (ID: 181630-AK-4) J.P, Morgan Account W91850003 Page 25 of 33 Consolidated Statement Page 28 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023338 Chase CONFIDENTIAL SDNY GM_00292538 EFTA01499556