EFTA01518775.pdf

CHISLAINE MAXWELL - OAP MD ACCT. For the Period 8/1/13 to 8/31/13 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 8/6 Sale ROYAL DUTCH SHELL PLC ADR 0 66.9621 6,696.21 (100.000) 66.921 6,692.09 (6,960.35) (268.26) S 8/9 High Cost BROKERAGE 4.00 TAX 8/OR SEC .12 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 08/09/13 (ID: 780259-10-7) 8/7 Sale ISRAEL CHEMICALS LTD ADR . 7.8068 5,386.69 (690.000) 7.787 5372.79 (9,266.70) (3,893.91) S 8/12 High Cost BROKERAGE 13.80 TAX 8/OR SEC .10 ESI SECURES COMPANY (ID: 465038-20.0) 8/7 Sale ROYAL DUTCH SHELL PLC ADR 0 67.1803 5,038.52 (75.000) 67.139 5,035.43 (5,780.03) (744.60) S 8/12 High Cost BROKERAGE 3.00 TAX 8/OR SEC .09 ESI SECURITIES COMPANY (ID: 780259-10-7) 8/8 Sale ISRAEL CHEMICALS LTD ADR @ 7.9179 3,840.18 (485.000) 7.898 3,830.41 (6,513.55) (2,683.14) S 8/13 High Cost BROKERAGE 9.70 TAX 8/OR SEC .07 ESI SECURITIES COMPANY (ID: 465036-20-0) 8/16 Sale BOC HONG KONG HOLDINGS LTD SPONS ADR 0 63.8153 (225.000) 63.774 14,349.19 (15,646.48) (1,297.29) S 8/21 High Cost 14,358.44 BROKERAGE 9.00 TAX 8/OR SEC .25 ESI SECURITIES COMPANY (ID: 096813-20-9) 8/16 Sale TELEKOMUNIKASI IND SPONS ADR @ 43.9722 659.58 (15.000) 43.931 65886 (732.90) (73.94) S 8/21 High Cost BROKERAGE 0.80 TAX 8/OR SEC .02 ESI SECURITIES COMPANY (ID: 715684-10-6) 8/16 Sale TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS (135.000) 15.99 2,158.68 (2,488.70) (330.02) S 8/21 High Cost ADR 0 16.0206 2,162.77 BROKERAGE 4.05 TAX 8/OR SEC .04 ESI SECURITIES COMPANY (ID: 874039.10-0) 8/19 Sale ISRAEL CHEMICALS LTD ADR 0 7.7977 194.94 (25.000) 7.767 194.18 (335.75) (141.57) S 8/22 High Cost BROKERAGE 0.75 TAX 8/OR SEC .01 ESI SECURITIES COMPANY (ID: 465038-20-0) 8/20 Sale ISRAEL CHEMICALS LTD ADR @ 7.626 15252 (20.000) 7.596 151.91 (268.60) (116.69) S 8/23 High Cost BROKERAGE 0.60 TAX 8/OR SEC .01 ESI SECURITIES COMPANY (ID: 465038-20-0) JP Morgan Page 13 of 16 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046026 Chase CONFIDENTIAL SDNY_GM_00315224 EFTA01518775