EFTA01518776.pdf

ONISLAINE MAXWELL - OAP ILID ACCT. For the Period 8/1/13 to 8/31/13 Trade Date Type Per Unit Realized Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 8(20 Sale ROCHE HOLDINGS LTD SPONS ADR @ 65.5582 5,900.24 (90.000) 65.517 5,896.53 (5,801.32) 95.21 S 8(23 High Cost BROKERAGE 3.60 TAX S/OR SEC .11 ESI SECURITIES COMPANY (ID: 771195-10-4) 8/20 Sale ROYAL DUTCH SHELL PLC ADR a 68.492 332.46 (5.000) 66.45 332.25 (37293) (40.68) S 8/23 High Cost BROKERAGE 0.20 TAX S/OR SEC .01 ESI SECURITIES COMPANY (ID: 780259-10-7) 8/21 Sale ISRAEL CHEMICALS LTD ADR @ 7.4761 112.14 (15.000) 7.445 111.68 (201.45) an S 8/28 High Cost BROKERAGE 0.45 TAX 8i/OR SEC .01 ESI SECURITIES COMPANY (ID: 465036-20.0) 8/21 Sale ROCHE HOLDINGS LTD SPONS ADR @ 64.6613 3,233.07 (50.000) 64.62 3,231.01 (3,066.01) 165.00 S 8(26 High Cost BROKERAGE 2.00 TAX 8JOR SEC .06 ESI SECURITIES COMPANY (ID: 771195-10-4) 8/22 Sale TELEKOMUNIKASI IND SPONS ADR a 34.8482 9,409.01 (270.000) 34.848 9,408.84 (11,977.12) (2,568.28) S 8/27 High Cost TAX It/OR SEC .17 ESI SECURITIES COMPANY (ID: 715684-10-6) Total Settled Sales/Maturities/Redemptions $92.930.14 ($114.389.78) ($21A59.64) S Trade Dale Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 8,5 Purchase KIRIN HOLDINGS COMPANY LTD SPONS ADR fa 15.6259 400.000 15.656 (6.262 36) 8/8 6250.38 BROKERAGE 12.00 ESI SECURITIES COMPANY (ID: 497350.30.6) 8/6 Purchase KIRIN HOLDINGS COMPANY LTD SPONS ADR Q 15.8585 435 000 15 889 (6.911 50) 8/9 6,896.45 BROKERAGE 1395 ESI SECURITIES COMPANY (ID: 497350-30-6) JP Morgan Page 14 of 16 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046027 Chase CONFIDENTIAL SDNY_GM_00315225 EFTA01518776