EFTA01455330.pdf

Devesoe B tu Moue Phan Managenes www$Cmw,weOmi. (*.mat Soak Seeortuet PC) Boc 1776. Baltimore MD 21203 Statement Period: 0 8/0112 014 .08/31/2014 Portfolio Holdings (continued) U.S. DOLLARS (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/ Lott Annual Income Yield Equities (continued) Common Stocks (continued) SAN OAM 0 BIOSCIENCES INC COM (continued) 05/26/13'.13 50,000.000 8.4440 422,214.00 14.3000 715,000 00 292,786 00 SANTANDER CONSUMER USA HLDGS INC COM Security Identifier: SC Dividend Option: Cash CUSP 8028311101 01/23/14 1,000.000 248000 24.00000 186200 18.620 00 •5.380.00 600.00 3.22% TWITTER INC CON Security Identifier: TYE TR Dividend Option. Cash CUSP. 901841102 11/07/13 1,500.000 26.0000 39,00000 49.7500 74,625 00 35,625.00 Total Common Stocks $26,462,845.59 $28,131,657.25 $1,660,811.66 $1,233,257.03 Preferred Stocks (Listed by expiration dare) ALLY FINL INC PERP PFD FIXED/FLU:3 RATE Security Identifier: ALLY PM SERA CALLABLE COUPON 8.5% CU SIP: 02005N308 PERPETUAL MATURITY CALLA 25 05/15/16 Dividend Option: Cash 02/03/12'.9 46,600.000 19.3820 903,217.51 27.2700 1,270,782.01 367,564 50 99,025.00 7.79% 02/09/12 ' . 13 $0,000.000 20.1250 1,610,000.00 27.2700 2,181,599.99 571,599 99 170,000.00 7.79% Total Noncovered 126,600.000 2 513 211 51 3,452,382.00 939,164.49 269,025.00 Total 126,600.000 92,513,217.51 $3,452,382.00 $939,184.49 $269,025.00 OM AC CAP TR I GTO TR PFD SECS SER 2 8 Security Identifier: ALLY PRA 125% FIXED FATE I FLTG CL SIP. 381880208 Dividend Option: Cash 02/22112 'A 80,000.000 23.5350 1,882,773.60 26.8999 2,151,992.00 269,21840 182.500.00 7.55% ROYAL BANK SCOTLAND GROUP PLC SPON ADR Security Identifier: RBS PRT REPSTG SER T FOF SHS COUPON 7.25% CUSP. 780097713 PERPETUAL MATURITY CALL@ 25 05/14/14 Dividend Option: Cash 10/24/12',13 40,000.000 23.7900 951.600 00 25.6800 1,027,199.99 75.599 99 72,500.00 7.05% 01/07/13 40,000.000 24.4400 977.600 00 25.6800 1,027,199.99 49.599 99 72,500.00 7.05% 01/14/13 '. 13 40,000.000 24.8800 995.200 00 25.6800 1,027,200.02 32,000 02 72,500.00 7.05% Page 9 of 20 Account Num ber Rett0 E•csaient awn: iortlar ...Wall it • 'S.!, 1164;1 11.4:1: Cio paperless f VC", Yaw Wne• .},007 DALOAR RATED COMMON iCATK,I6 SO 671-ERA FINANCIAL LLC A.Sit A•Or E otuvtar eXallENC? CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114042 CONFIDENTIAL SDNY_GM_00260226 EFTA01455330