EFTA01455331.pdf

Portfolio Holdings (continued) U.S. DOLLARS (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/ Loss Annual Income Yield Equities (continued) Preferred Stocks (continued) ROYAL BANK SCOTLAND GROUP PLC SPON ADR (continued) Total Noncovered 120,000.000 2,924,400.00 3,081,600.00 157,200.00 217,500.00 Total 120 000.000 $2 924 100.00 13 001 600.00 $157,200.00 $217,500.00 Total Preferred Stocks $7,320,391.11 $8,685,971.00 $1,365,582.89 $649,025.00 Options CALL 100 AMERICAN AIRLS GROUP INC COM Option Identifier: EXP 01-17-150 20.000 OPTION ROOT: AAL Underlying Security Identifier: ML 1,000.00 of these contracts are in your margin account Underlying Security Price: $38.88 12/11113' 1,000.000 8.0330 803,314.50 18.8400 1,864,000.00 1.060,685 50 PUT 100 AMERICAN AIRLS GROUP INC COM Option Identifier: 01-17-15@ 20.000 OPTION ROOT: AAL Underlying Security Identifier. ML -1,000.00 of these contrails are a short position Undeilying Security Price: 538 88 12111113' -1,000.000 1.9770 -197,702.00 0 0300 -3.000.00 194,702.00 Total Options $805,812.50 81,881,000.00 $1,255,387.50 $0.00 Total Equities $34,388,849.20 838,678,631.25 $4,289,782.05 $1,882,282.03 Unrealized Estimated Estimated Date Acquired Quantity Unit Cost COI Basis Market Price Market Value Gain/ Loss Annual Income Yield Exchange-Traded Products WISDOM TREE TR JAPAN HEDGED EQUITY FD Security Identifier: OXJ Dividend Option: Cash: Capital Gains Option: Cash CUSIP: 97117W851 60,000.00 of these shares are in your margin account 12/11/13 60.000.000 49.4350 2.966.098.50 49.8800 2,992,800.00 26,70150 55,004.40 1.83% Total Exchange-Traded Products 12,966,098.50 $2,992,800.00 $26,70130 $55,004.40 Unrealized Accrued Estimated Cost Basis Market Value Gain/ Loss Interest Annual Income Total U.S. DOLLARS $96,388,518.56 $103,835,307.44 $5,451,017.63 $477,085.73 $3,646,365.03 EURO Opening Closing Accrued 30-Day Description Quantity Balance Balance Currency Income Yield Cash, Money Funds, and Bank Deposits Global Cash Balance 291,846.67 291,846.67 EUR 384.391 25 LSD Total Cash, Money Funds, and Bank Deposits 291,848.67 291,846.81 EUR 0.00 384,391.25 LSD 0.00 Page 10 of 20 Account Number Rated E•CM*AI away are. nit: a.twoll C. • aana• a a.. ea..ear ...otea s a an...a-a: Cio paperless f vw Vase tone,' .},007 SO 6TF ERA FINANCIAL LLC ARIK)IrC ov.r.ter CIALOAR RATED COMMUNICATIONS CMNUFNC? CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114043 CONFIDENTIAL SDNY_GM_00260227 EFTA01455331