EFTA01368789.pdf

Deutsche Bank • Total transactions monitored in Prime for June 2014 is 73,999, which is 17.3% more than June 2013 volume. • Total transactions monitored in Actimize for June 2014 is 40,541, which is 8.1% less than June 2013 volume. • Prime cases to be researched for June 2014 is 217. • Prime alerts to be researched for June 2014 is 451. • Actimize alerts to be researched for June 2014 is 308. • Total number of Prime cases and alerts reviewed in June 2014 is 519. • Total number of Actimize alerts reviewed in June 2014 is 100. • Toal number of Prime account profiles set up or modified in June 2014 is 223. • Total number of Prime customer and related parties information added in June 2014 is 332. • 4 OFAC requests were received. • 4 FinCEN 314(a) requests were received, which included 817 names. • 3 Dept. of Commerce Denied Persons List were received. • 1 International Inquiries/Static Data Embargo Inquiries were received. • 47 General/Legal requests were received. • Above data is for June 2014 • S CTRs were filed in June 2014 . • S SAIFs were filed; 4 for PB and 1 for PCS. 4 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060713 CONFIDENTIAL SDNY_GM_00206897 EFTA01368789