EFTA01368790.pdf

Deutsche Bank US PWM AML Search Requests - June 2014 4 OFAC requests were received. US PWM AML Search Requests • 4 FinCEN 314(a) requests were received. ■ Of AC Updates • 3 Department of Commerce • FInCEll 314(a) requests Denied Persons List were received • 1 International Inquiries and/or Dept of Commerce Static Data Embargo Inquiries Denied Persons list were received. slot I Inquiry/Static Data Embargo 47 GeneraVLegal requests were • General/legal requests received. US PWM CTR and SAIF Filings • 5 CTRs were filed in June 2014 US PWM CTR and SAIF Filings • 4 SAIF were filed in June 2014 for 12 the Private Bank. 10 • 1 SAIF was filed in June 2014 for S Private Client Services. 4 0 Ius Aug. ST Ott- Mai Dec lie 14- I.Ier Apt Its, Im• Id 13 li B 13 R 13 13 14 14 II II 14 14 —Ilk Ned 3 S 3 4 7 7 7 1 3 2 1 4 —Pt Szifshled 2 2 3 Il 9 0 1 3 1 0 2 1 %LiFs'iled 2 1 5 9 9 1 5 3 2 3 3 2 8 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060717 CONFIDENTIAL SDNY_GM_00206901 EFTA01368790