EFTA01519369.pdf

GHISLA1NE MAXWELL -TAP DYS ACCT For the Period 1/1/14 toNF Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain,Loss Settled Sales/Maturities/Redemptions 1117 Sale NUVEEN GLOBAL INFRASTRUCT-I (ID: 670690-51-0) (535.696) 10.30 5.51767 (5.314.11) 203.56 S 1/23 High Cost Total Settled Sales/Maturities/Redemptions $31,005.67 ($30,605.17) $400.50 S Trade Date Per Unit Settle Date Type Description Quantity AmouM Market Cod Settled Securities Purchased 1)14 Purchase CLEARBRIDGE EQUITY INC FD-I CAP 8 INCOME I 296.210 18.47 (5.471.00) 1/17 (ID: 52469N-59-4) 1/15 Purchase CLEARBRIDGE EQUITY INC FD4 CAP 8 INCOME I 283.181 18.55 (5,253.00) 1/21 (ID: 52469H-59-4) 1/16 Purchase CLEARBRIDGE EQUITY INC FD-I CAP 8 INCOME I 282.731 18.53 (5.239.00) 1122 (ID: 5246911-59-4) 1/17 Purchase CLEARBRIDGE EQUITY INC FD-I CAP 8 INCOME I 298.430 18.47 (5512.00) 1/23 (ID: 52469H-59-4) Total Settled Securities Purchased ($21,475.00) J.P.Morgan Accoun Page 14 of 14 Consolidated Statement Page 65 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046653 Chase CONFIDENTIAL SDNY_GM_00315851 EFTA01519369