EFTA01519394.pdf

GHISLAINE MAXWELL - OAP 11.1D ACCT. For the Period 2/1/14 to 2/28/14 SECURITIES TRANSFERRED IN/OUT Notes. ' Transaction Market Value is representative of the prior trading days market value This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value - Securities Transferred In 2/27 NonTaxableExchange VODAFONE GROUP PLC-SP ADR REVERSE SPLIT- 1,039.000 42,152.23 HOLDERS RECEIVE 6 NEW SPONSORED ADRS FOR EVERY 53,061.37 11 OLD SPONSORED ADRS OF VODAFONE GROUP PLC, CUSIP: 92857W209, HELD. (ID: 92857W-30-8) Securities Transferred Out 2/26 Free Delivery ABB LTD SPONS ADR TRANSFER TO UBS FINANCIAL (1,475.000) (37,214.25) SERVICES INC. TRADE DATE 02/25/14 31,585.04 (ID: 000375-20-4) 2/26 Free Delivery ALSTOM ADR TRANSFER TO UBS FINANCIAL SERVICES (4,875.000) (12,894.38) INC. TRADE DATE 02/25/14 (ID: 021244-20-7) 17,770.91 2/28 Free Delivery ASTRAZENECA PLC SPONS ADR TRANSFER TO UBS (365.000) (24,743.35) FINANCIAL SERVICES INC. TRADE DATE 0225/14 18,351.75 (ID: 046353-10-8) 2/26 Free Delivery ME SYSTEMS PLC SPONS ADR TRANSFER TO UBS (1,000.000) (27,570.00) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 22,160.00 (ID: 05523R-10-7) 2/26 Free Delivery BNP PARIBAS ADR TRANSFER TO UBS FINANCIAL (1,195.000) (48,708.20) SERVICES INC. TRADE DATE 02/25/14 47,674.48 (ID: 05565A-20-2) 2/26 Free Delivery BAYER A G SPONS ADR TRANSFER TO UBS FINANCIAL (245.000) (34,015.80) SERVICES INC. TRADE DATE 02/25/14 24,491.20 (ID. 072730-30-2) JP Morgan Page 9 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046680 Chase CONFIDENTIAL SDNY_GM_00315878 EFTA01519394