EFTA01321736.pdf

EFTA01321736 Statements SDNYG,00352231 CONFIDENTIAL EFTA_00224923  AGENT CI FA.RANcE FRIEDMAN. BILLINGS, RAMSEY & CO.. INC. TO OFFICE SERVICING YOUR ACCOUNT 1001 Nineteenth Same RCM Arington. Virginia 22209.1722 Tampions (703) 312 9500 Our. Sion Somas Co. Ow IM0ototn Corm kolli Boon" Moo Yon 11201-3350 t2121 272.1O FBR Fat (703) 312 9501 E-Mail aforlifor.00m FINANCIAL TRUST CO..INC atm OUR WEBSITE wayrilx.com STAMelt Fiasco November 30.2002 1MOLICIti DeCtfreet 31.2)02 •Catra %Mean 895-D3235 1(91 Important Message ?memo* MAW Co He If any mfocmabon rogardng 2002 interest. dindendS. rnisceltineous income. gross proceeds FINANCIAL TRUST CO., INC LAST STAITI.ta Nan:moor 29. 2002 or anginal issue dscount IS WILMS to be 600 REDHOOK QUARTER STE B-3 reported to the IRS for this accourt a Consolidated Form 1099w19 be marled ST THOMAS US to you by laruary 31.2003cf a 1042Sby US VI 00802 March 17.2003. -n C in Your Portfolio Holdings z J EQUITIES Equities & Options ACCt IMAM ESTIMATED CURROO DtSCOPTITI Sytn3OUCUSP not CUmarY ON¢ VALUE lila NOW( MD MO r FRANKLIN BANK CORP CL A ACCRECCED INK 352448203 CASH 103,01:0 Unpiced Total EqulUes& Options SO SO TOTAL EQUITIES SO SO ZEZZSEOCIA19- ANGS St `In "mom • to Memnon& pawns ony. • is act WINOS as a In C0MMIL The cower. Mtn be maul TO St Mort. Soo mem MA Iv Marl lotowelco 0101)33:13.41 Dot MS39 b.) IJ IJ EFTA01321737  (I FiRJAYE AGENT FRIEDMAN. BILLINGS. RAMSEY & CO., INC. TO OFFICE SERVICING YOUR ACCOUNT 1001 Nneter&th Speer Mann Aningtca. Virginia 22209.17 22 Telepimne 003) 312 9500 sus S- Swats CAT Er* scram Einw NEAR tonss1Rn. NAN IRA 1120146S1 (2121 272.1000 FBR Fat (703) 312 9501 Eibil iricalifbutom FINANCIAL TRUST CO..INC 2 as STAW PEROO Noterrtet 30. 2CO2 Rowan Ocsernaer 31. 2002 ACEOusT NURSER 895-03235 K91 TAXPAYER MuUSE. On Fla Your messages tAST STATEWNT tkrtecrisef 29.2002 As part of the National Amnciation of Securities Dealer's (NASD) Investor Education Program. you may obtain information on the Ea' IMPORTANT NOTICE TO CUENTS: Disclosure of Order Execution and Routing Practices NASO's Public Disclosure Program by contacting the NASD at SEC Rule llaC1-5 (monthly report) requires 'market centers' that telephone number (800) 289-9999 or via the Internet address which is trade Nasdaq National Market, Nasdaq Small Cap securities and 0 www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program Is evadable horn the NASD upon request. exchange-listed Securities to make publicly evadable standardized. monthly statistical information about 'catered order' executions, as defined by the rule. Friedman, Billings. Ramsey & Co.. Inc. (FEW) is an OTC market maker and therefore considered a 'market center. Rule1lAc1-5 is intended to promote visibility and competition in m order execution quality, In order to enable cross-market comparisons, the Rule establishes uniform measures of execution C quality, among them effective spread. rate of price improvement. in fill rate and execution speed. The rule also requires the statistics to be categorized by individual scarily, order type and size (100-499 shares. 500-1999, 2000-4999. 5000-9999). It is important to note that orders for 10.000 shares or more are exempt from the the and are therefore not included in the statistics. r EEZZSE00-019-ANGS 027 0101/03:13.47 001 V630 I8 b.) IJ IJ LA EFTA01321738  CLEARANCE AGENT TitianmsN, BILLINGS. RAMSEY A CO.. INC. (OWE SERVICING YOUR ACCOUNT thy sun Seturbis tee, 1001 Nineteenth Sueet Meth Oro ilsocath Cs Matt Annthan. !NOW 22209-1722 Ixer. Nem Von 11201.3850 Telephone (703) 312 9500 127 21 272.1070 1'BR Fes (703) 312 9501 infeebtsorn FINANCIAL TRUST CO.. iNC 3 et 4 ITATPAPIT PET0CO NSW 30.2002 MRCS theerreet 31.2002 ACOMEIT NSER 895-03235 K91 TAX'S NSA P1F11* LMT STATES/ENT Nththreet 29.2002 oar route SEC Rule 11Ac1-6 (Quarterly report) requires broker/dealers that orders in equity and option securities to disclose the identities 13" new Your Investment Firm and Bear Steams are pleased to introduce a Multi-Transaction Confirmation to be roiled out during the first of the execution venues to utich they route orders on behalf of 0 customers, and the material aspects of the relationships the broker/dealer may have with those venues. if applicable. In quarter of 2003. Multiple transactions executed on the same day wal be displayed on a single landscape document and will include the same categories as your account statement. Should you have 0 accordance with SEC Rule 11Ac1.6. upon request. we xil disclose the identity of the venue to which your order was routed for execution any questions regarding this new confirmation, please feel free to contact your Financial Representative. and the time of execution, within the time period of the six months prior to your request. Each market center is required to prepare m and make publicly available the monthly and quarterly reports in electronic form, free of charge and avadable for dovnlloading from C an intemet site. This information is available via our website at vntwitr.corn. This information is presented in accordance with the in SEC Rule, lAc1.5 and 1-6 requirements. A written copy of the quarterly report is available upon request. Additional information regarding the rule, interpretations and exemptions can be obtained directly from the SEC at ISWto sec goc and the NASD at MI Base cam r STOP End of Statement PEZZSEOCIA19- ANOS 027 01/01/01;13717 071 009 EFTA01321739  ClEARANGE AGENT Ms. San SeculOn Cap. labotech Cores NM. finalin 111. Ycok 11201-310. (212)212.10G0 FlNANOAL TRUST C0..ING 4 O z m STATEMENT BACKER IS PRINTED ON THIS PAGE 0 m z H r SEZZSE00- 1AID- ANGS 02T 01i01/03:13.7 Opt 'Sag 8 IJ IJ IJ EFTA01321740  FRIEDMAN, BILLINGS. RAMSEY & CO.. INC. CLEARANCE AGENT TO CET10E SERVICE* YOUR ACCOUNT 1001 Mnemench Street North Mown. Ve9ne 22209-1722 TolepIxes(703) 312 9500 Ott Sterns So-eats Cap. Cat Menace Wow Wei becelea Net Yet 11201.3859 (212) Z22.1020 FBR Fax (7031 312 9501 (-Mal inleOfte.ccel FINANCIAL TRUST CO..IFIC VISIT OUR otasnt *rm.nx cm, anneal/2 a6020 October 26.2002 THROJGH Netriter 29.2002 Me:0We muwata 895.03235 K91 What's in This Statement lilt TAXPAYER Wel= On Fey LAST STATEMENT Financial Summary 1 FINANCIAL TRUST CO., INC Your Portfolio Holdings 600 REDHOOK QUARTER STE B-3 2 ST THOMAS US Transaction Detail 2 T4iNROUNO0 US VI 00802 Cash Flow Analysis 11a5 PERIOD OpenIngBalance $0.00 SecurDes Sold 1.000.000.00 Amount Credited 513;00.000.00 Searle:1s Bought -1.000.000.00 Amount Debited 5-1 000 000.00 ClosingEtalsoce $0.00 9EZZSEOCIN9-ANCIS gm Tres entry a re Moron pow& ely. It Nat Mean as a la *Monet we mei sheaf be reline; brie meet Sea raven seam wet of ithitYlka 027 1113002:1833 031 Ywa EFTA01321741  FRIEDMAN. (.5 ‘5i5EY & CO.. INC. CLEARANCE AGENT TO orna SERVICING YOUR ACCOUNT 1001 Nineteenth Street North ktrcjon. Vilna 22209-1722 ToReborn (703) 312 9500 No Woos Smelts Cap. One IMMO. Cents Henn beakee ape Yet 11201.3659 nin MI= FBR Fax (103) 312 9501 &nal nlo011s.com FINANC4AL TRUST CO., INC 2 n3 novena Pomo Omani 28.2002 THROUON Nontntr 29.2002 Your Portfolio Holdings Aecoure wenn 895.03235 K91 EQUITIES TAnhorne vLsoalk Ca Me LAST STAnwfv, Equities 8 Options ha, liARCT ESTILIA11:0 CONDO 01$000thi SnieCUCLSP. Wan& 6910E MA MAW/ SCOW WADn1 FRANKLIN BANN CORP 352448203 CASH 100.000 Unpticed CI. A AOSREDRIFID INVS Total Equities& Options SO SO 0 TOTAL EQUITIES SO SO -n Transaction Detail C in INVESTMENT ACTIVITY StMulunxi TRIO( an on MNISCTIOI OtSCRPTON theROUNSIP OUNMEI PRCE MEC MEOW CAMP ;MOM 11/04/02 10/29/02 BOUGHT FRANKUN BANK CORP 352448203 100.000 10,00000 1.000.000.00 CL A ACCREDITED DNS PROSPECTUS UNDER SEPARATE MAX AS Of 101202 r 11105/02 10/29/02 CANCEL BUY FRANKUN BANK CORP CL A ACCREDITED DNS PROSPECTUS UNDER SEPARATE AAA 352448203 -100.000 10.00000 1.000.000.00 NO SID 110402 AS Of 10/29/02 TO Ca. PREVIOUS BUY 11/13/02 JOURNAL FRANKUN RAW CORP 352448203 100.000 CL A ACCREDITED INS FROM: ssuunAisisaaiso LEZZSE00- 019- ANGS • JAL • TOTAL S-1.000.000.00 51 000 003 03 021 114002:1033 001 S38 to I S IJ V.2 NO NO IN) '1) EFTA01321742  CICAMNa Pala Nit Suns On. Oro upon Cs Ns IS *flat 11201.3•30 (212) 272.1003 FROICIAL TRUST C0.. 0 (-) 0 z m STATEMENT BACKER IS PRINTED ON THIS PAGE ci m z H r 8£ZZS£00 IND ANDS C01 11/300218353 001 Yin 0£617ZZOO- V133 EFTA01321743