EFTA01321698.pdf

Statements SDNYG,00352193 CONFIDENTIAL EFTA_00224885 EFTA01321698  off a SERVICING YOUR ACCOUNT Bear.Stearin Interhabonal LTD Regared by the Sourer & BEAR Foams Authority 1 Canada Square STEARNS London 514 SAD faqir 0207 5'6 6514 FINANCIAL TRUST COMPANY ACCOUNT EXECUTNI sumwern ammo Decanter 1.2001 TELEPHONE TLROLCK Detente. 31,2001 insrr CUR WEBSITE wonvbearsteams coo ACCIXAST SUMER What's In This Statement 111111I,111IIllI Il TAXPAYER AWEER Hal Amiable LAST STAIRWAY Nerembet 30.2001 Financial Summary 3 FINANCIAL TRUST COMPANY Your Portfolio Holdings 4 Cf0 AMERICAN YACHT HARBOR 6100 RED HOOK QUARTER Transaction Detail 4 SUITE 133 ST THOMAS VI 00802 0 z ii C Your Portfolio at a Glance Market Value of Your Portfolio Important Message in If any informatam regarding TOTAL VALUE OF SECURITIES INS PERK) 23.375.000 Cash a Egurattal isa mmion 2001interest. cacidercis. $10.479.583 z miscellaneous income. NET CSIEDTT BALANCE 8.103 523.375.000 gross proceeds ot original (gas issue discount is required SO to be reported to the IRS for 'C EOM MS MOOD 523,383.103 this ',CCM-Ell. a Current market Moe Consolidated Form 1099 NET EQUITY LAST STATEMENT 10,479,583 usst stalernentS market value MI be mailed to you by r January 31.2CO2or 10425 CHANGE SINCE UST STATEMENT 12.903,520 by March 15.2002. There are no Stop toss" orders ct other pending buy CC sell open orders on file for yaw account. _ T e•naay se 4o. panics., Amon* ACTA a re rxX Wended WI a Mx CORM% gE The strew( roan De rrane4 la was MOMS. E* MATH Yds tot Feon t rfon-aecn 02? R1/030X1IRS t6IZS£00 IND ANGS 9881,ZZOO-V.L.43 EFTA01321699  FINANCIAL TRUST COMPANY 0 z m STATEMENT BACKER IS PRINTED ON THIS PAGE ci m z H r 02) 0IO142, O25 D0I Ysie S6TZS£00 IND ANDS L88tZZOO- V1,43 EFTA01321700  OFFICE SERVICNG YOUR ACCOUNT 8444.Stmons htematonsl ITO Regulated by the Security & BEAR Fines Auttomy 1 Canada Some STEARNS merlon El4 SAD Enyend 0207 516 6614 FINANCIAL TRUST COMPANY 3 es STATEMENT PERO° CeCtenbef 1.2001 1NRCUGH December 11.2001 ACCOVNT MJ Cash Flow Analysis Income Summary TAXPAYER IO Not kalable NB PERM Mao° TEAR IODATE .AST STATEMENT November AO2601 OpiningBalance 510.479.583.05 Dividends 0.00 232.000.00 Credit 13alance Int 8.102.63 82.760.43 DiviciendsAnterest 8,102.63 Miscellaneous Total 58 102 63 5314.760.43 544,389.04 Amount Credited $552,491.67 0 Miscellaneous -11.023.972.09 z Portfolio Composition Amount Debited S-11.023.972.09 CasNCash Equiralent 8.103 ii Net Cash Activity -10.471,480.42 Equities 23.375.000 Total C ClosingBalance 58.102.63 523.383.103 in z Your Portfolio -H Cash Balance Summary Allocation woes aOSING Eat„ 10.187.388.53 8.102.63 r Margin 292,194.52 0.00 Cash & Equhalent <1% Net CashBalance 510,479,583.05 68.102.63 _ /CUR es 99% LI,M1014 ;Orkee app. ppm W•Oxa Mote 14411 44444. .40 Iteearbr Delt41409 4 446.1 frOM ilbsda 4414,1 rake el ?TO. Wise 027 01C107:11-21 oc1 1519 96IZS£00 IN9 ANGS 8881,ZZOO-V.Ld3 EFTA01321701  OFFICE SERVICING YOUR ACCOUNT EletaSwann Worn:Nonni LTD Regulated by The Security & BEAR Nudes Authority 1 Canada SOWN STURNS WNW, 514 SAO Engtand 0207 516 6614 FINANCIAL TRUST COMPANY a5 STATEUENT TIMM December 1.2001 TOMO. December 31. 2001 Your Portfolio Holdings ACONNIT ToutUT CASH & CASH EQUIVALENTS TeXemr01 NuireeN Net MOWN UST STATEWO :tete 30.2001 1MetET tOPIANO D.Ret10 OE SCOMCN Sr1/80./CUSP Worry F4CF UMW MOM MONK nno no CASH BALANCE 8.103 TOTAL CASH &CASH EQUIVALENTS 58.103 0 EQUITIES Equities & Options OCT imebti -n OLSCRP713N 311.110-CUSIT "Mt Ouhenn tract VA/Ul TSTIVAITO MUM. WOK CURRENT NEW 00 TOO INC TOO CASH 850,000 27.5000 23.375.000 C Total Eq.''' . $23.37&000 SO in TOTAL CC 523.375.000 SO YOUR PRICEDPORTFOLIOHCWINGS 523.383,102 r Transaction Detail INVESTMENT ACTIVITY SETOMIENT TRAM DATE CATE TROMSOCION DESCOMEN 311401.0331P CUOMO rwa DEOIT MOWN Of Off MOUNT _ 12/18/11 JOURNAL TOO INC TOO 1,000,000 FROM 038-68058 WA 617 01.734;1133 New L6IZS£00 N19 ANUS 6881,ZZOO-V.L.43 EFTA01321702  WEE SETNICW0 YOUR ACCOUNT BeanSteams aternatIonal LTD Regulated by the Security BEAR Futures AutnantY 1 Canada Square STEARNS laxbn E14 SAD Even5 0207 518 6614 FINANCIAL TRUST COMPANY 5 eta Untie,, PER-00 Coombe. 1.2001 TWOVON December 31.2001 Transaction Detail (continued) ACCOUNT wart 353-01502 X72 weml... Nast" Not Arden INVESTMENT ACTIVITY (ouninuect LAST SIAMwere Neon OM 30.2801 summon TAW DAN DAN TWISAC710.4 DCSOISPI1Cei SvmaanSt RUMMY aRa men 'MOUNT mice Nhaisir 12/21/01 JOURNAL TOO INC TOO .100,000 JRL TO 038 12/26/01 JOURNAL TOO INC TOO -50.000 JRL TO 038-68056 PER M%5 0 TOTAL INTEREST -n C DAR Otscartte• SIUDXCUSIP CrUmarry tuft ro OBIT Mafia CREW flair 12120/01 INTEREST ON CREDO BALANCE 00099A109 8,102.63 in 9i1M-320.%518M1S1 z TOTAL S8102.63 MISCELLANEOUS DATE TwAsciay r I•OICAT taStarta Ott Nan CIECO MOM 12/04/01 JOURNAL COL DEL LOA INTO 03666066 10,479,583.05 12/05/01 JOURNAL iliFe BET TYPElAYPE2 252.194.52 12706101 JOURNAL OFR BET TYPENTYPE2 292.194.52 1206/01 JOURNAL DCFR BET TYPElflYPE2 292.194.52 12A)6/01 JOURNAL REVERSE 1275 libbit 252.194.52 TOTAL S.11.023.972.09 5544.389.04 077 014510211:25 007 V519 86IZSEOCIN9- ANGS EFTA01321703  OFFICE SERVICING YOUR ACCOUNT Beat.Reams Interrational LTD Regulated by the Sourly BEAR Foote frAhteity 1 Carole Square STERNS Londen E14 SAD England 0207 SIE. 6614 FINANCIAL TRUST COMPANY ACCOUNI MIME emtweva PERIOD Othater 27. 2001 TELEPHONE netetell. Skreenlber 30.2001 VISIT OLIRWEBSITE MIAMOWSTAMISS.COm ACCCUR MAWR What's In This Statement Text/NM awe Not Amlet* LAST SUMO!? October 26.2001 Financial Summary 3 FINANCIAL TRUST COMPANY C/0 AMERICAN YACHT HARBOR Your Portfolio Holdings 4 6100 RED HOOK QUARTER Transaction Detail 4 SUITE 8-3 Si THOMAS VI 00802 0 -n C Your Portfolio at a Glance Market Value of Your Portfolio in Cosh & MPANIN $10.419.583 NET CREDIT BALANCE 10.479.583 510503.156 NIT EQUITY TIC PERIOD Si 0.479,583 SS Current market value Si Last Ststerrents Market value NET FORTY UST STATEMENT 10.503.156 CHANGE SNCE LAST STATEMENT -23.572 r There are no 'Stop Lou' orders or other pending buy or sell open orders on Ale for your account. _ onto" ertenaunummosoome eN ra Mendel le a tau mantic TN:Islet/nen tread be 'seed he yrs Nowa. See ivAno Rev kr rwtal .V ,runt. 017 1DO101.'3 SS eel 1513 66TZSE00 IA19 ANC'S I 681,ZZOO- V.L.43 EFTA01321704  FINANCIAL TRUST COMPANY 20$ 0 z -n STATEMENT BACKER IS PRINTED ON THIS PAGE C in z -H r 027 12,01.01,1356 COI V513 00ZZSE00- 019- ANGS EFTA01321705  OFTICE SERVICAG YCOR ACCOUNT Beee.Steams International LTD Regulated by the Security I.. BEAR Futures Authority 1 Canada Spume STEARNS tendon E14 SAD Engird 0207 516 6614 FINANCIAL TRUST COMPANY 3 45 st4Trurcc etsoco October 27.2001 notCAJG.4 Marta 30. 2031 AZOOL./7 N4lailtit Cash Flow Analysis Income Summary 'ROMER NILWatil Ni Atglibtle DC POND INS PI YEA* 10 0.0k LAST STAltuticr October 26.2031 OpeningBalance 510.503.155.54 Dielderds 0.00 232.000.00 Credit Balance Int. 19.305.04 74.657.80 DividenisAnterest 19.305.04 Total 519.305.04 5306.657.80 Amara Cilidited 519.305.04 MIscalanecus 42.877.53 0 Portfolio Composition Amoum Debited 542.877.53 z CashiCash Equmslem 10.479.583 Net Cash Acdray .23.572.49 -n Total 510 479.583 Closinpalance 510.479.583.05 C in z Cash Balance Summary Your Portfolio cermet 0.05, 4 Allocation Cash 10.210.961.02 10,187,388.53 Margo 292.194.52 292.19482 r Not Cash Balance 510.503.155.54 510.479.583.05 Casa 6 Eqtfiltlert WrINOM gettet. POOPS Itit tan* ir4ir Oat nano( VSL*I rtialoes$:. :erCera;c• 4 C...< EY ne apyidat trifle nix cr p. raibb 027 17.01.0, .13 SS 001 TOZZSEOCIND- ANGS I8 IJ IJ so oc EFTA01321706  OFFICE SERVKliG YOUR ACCOUNT Beat.Steens hecnvelanal LTO Regulated by Me Seedily & BEAR Fecund Auteceity 1 Canada Square STURNS Londm E14 SAD England 0207 516 6614 FINANCIAL TRUST COMPANY STATEMENT nTh WOW 27.2001 MCCiak Noternber 30. 2001 Your Portfolio Holdings ACCOUNT SUMSEN CASH & CASH EQUIVALENTS 1,0:PM/Di Imam Nca Ayala* Vii STATEMENT Odcter 26.2001 Mattl ESMAITO CURREMI DESCAPIION SYMEN.CUSIP MICI YN15 WOOL WOVE VELD (VJ CASH BALANCE 10,479.583 TOTAL CASH & CASH EQUIVALENTS 910,479483 0 YOUR PRICED PORTFOLIOHOLDINGS $10.479,583 B I C in Transaction Detail z INTEREST Out OISCR•101 SOMPZOCUSP C um UTE II0 DOW AMOUNT CREW AMOUNT 11/20/01 MEREST ON CREDIT BALANCE C0099A109 19.305.04 r IMIW20801-74 1 TOTAL 319.305.04 _ 021 limmins cm nil ZOZZS£00 IN9 ANGS 17681,ZZOO- V1,43 EFTA01321707  OFFICE SERVICING VOA ACCOUNT BemSteams mememapi LTD RI Radiated by Oro Seamy b BEAR MS Auemetty 1 Canada Squat STEARNS Landon EDI SAD England 0207 516 6614 FINANCtAL TRUST COMPANY 5 OS STATFW47 PER 00 October 27.2001 WM:VW Nomrta 30.2031 Transaction Detail (continued) .1, 0 NUI4101 1',AMU WIA/0111 NOt Availalo MISCELLANEOUS UST STATEVENT °voter 26.2001 oat MOOAY TRAPEICTON DISCRPTKa4 OW moon CRIOn Mal/.1 11/09/01 JOURNAL BSIL VSFINAPIOAL TRUST CO..I 42.877.53 NY13763 EQUITY SWAP OUE 01/24/02 SUN MICROSYSTEMS NC DERNATNE SETTLEMENT 0 T: $-42 877 53 z -n STOP ' "" End of Statement C in z -H r _ 027 120101;1155 ow Y513 ECIZZSE00 IN9 ANGS S681,ZZOO-V.L.43 EFTA01321708  CeFICE SERVICebt YOUR ACCOUNT 8ear.Steems Ireerrecional LTD Regulated by Me Stern & BEAR Futures &no* 1 Canada Square STEARNS LOndon (14 SAD Engbac 0207 516 6614 FINANCIAL TRUST COMPANY ACCOUNT EXECUTIVE STATEMENT PERO) Seplernter 29.2001 TELEPHONE P0,0909 Oacter 26. 2001 VISIT OUR WIRSITE wetbeeesteenn.COM *POW NuinieR What's In This Statement IlrlrllrrrlrrLll Uri le.ckwelt NLVOCII vp e LAST ErATEDENT September 28.2001 Financial Summary FINANCIAL TRUST COMPANY 3 Your Portfolio Headings 4 CA3 AMERICAN YACHT HARBOR 6100 RED HOOK QUARTER Transaction Detail 4 SUITE B-3 ST THOMAS VI 00802 0 -n C Your Portfolio at a Glance Market Value of Your Portfolio in $10.503.156 NET CREDIT BALANCE 10.503.156 Ca°' & &Thaws 510.531.649 NET MUM( TICS PERIOD 510.503.156 GAM Mete %rola last stammer(' mats yatue NET COURT LAST STATEMENT 10.531.649 PLUME SINCE LAST STMEHENT -28.494 r There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. _ Si TM Urinary RIR ihevlAut pewees oW. IRAK OPPIDI usu. 099nel